Company Name:
NMS CAPITAL SECURITIES, LLC
CRD Number:
107401
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
CDR: 4308078
BRADFORD DOOLEY
BRADFORD R. DOOLEY
started on 2001-06-11
CDR: 1149870
CHRISTOPHER BURKE
started on 2001-06-11
CDR: 1859149
MICHAEL WIK
started on 2001-06-11
CDR: 1311671
STEVEN SAROVICH
started on 2002-04-08
CDR: 2647101
ERIC RICHARDSON
started on 2011-10-10
CDR: 1016369
JAMES MILLER
JAMES ROBERT MILLER JR JIM MILLER JR MILLER
started on 2011-10-17
CDR: 2601208
RICHARD TABIZON
started on 2011-09-22
CDR: 2692057
TREVOR SALIBA
TREVOR M SALIBA
started on 2011-09-19
CDR: 5252154
ARTHUR MANSOURIAN
ARTHUR MANSOURIAN MR.
started on 2012-10-26
CDR: 1043814
RICHARD TURI
RICHARD DAVID TURY
started on 2012-05-03
CDR: 1221191
MIKEL MAHJOBI
MEHRDAD MIKEL MAHJOBI MIKEL MEHRDAD MAHJOBI
started on 2012-11-26
CDR: 707598
VIRGIL KEELEY
DAN KEELEY
started on 2012-01-20
CDR: 1606563
STEVEN WEISS
STEPHEN L WEISS STEPHEN WEISS
started on 2012-03-27
CDR: 2771029
SPERRY YOUNGER
started on 2012-10-08
CDR: 2134922
MARK CURTIS
started on 2012-11-26
CDR: 2647101
ERIC RICHARDSON
ended on 2012-06-20
CDR: 1311671
STEVEN SAROVICH
ended on 2012-02-02
CDR: 1016369
JAMES MILLER
JAMES ROBERT MILLER JR JIM MILLER JR MILLER
ended on 2012-10-05
CDR: 1043814
RICHARD TURI
RICHARD DAVID TURY
ended on 2012-09-28
CDR: 5757914
PATRICK HODARA
PATRICK HODARA
started on 2013-11-13
CDR: 2526347
KENNETH ALLEN
started on 2013-10-15
CDR: 2371369
RICHARD LANGE
RICK LANGE
started on 2013-11-14
CDR: 4828272
JEFFERY HARROLD
JEFFERY D. HARDOLD II JEFF P HARROLD JEFFERY D. HARROLD II JEFFERY DELAND HARROLD
started on 2013-10-01
CDR: 2774762
TROY CENTAZZO
started on 2013-01-03
CDR: 1815831
Barry Schreiber
BARRY D SCHREIBER BARRY SCHREIBER
started on 2013-11-20
CDR: 5243272
XIAOQING CAO
CATHY CAO
started on 2013-09-16
CDR: 4828272
JEFFERY HARROLD
JEFFERY D. HARDOLD II JEFF P HARROLD JEFFERY D. HARROLD II JEFFERY DELAND HARROLD
ended on 2013-11-07
CDR: 1149870
CHRISTOPHER BURKE
ended on 2013-06-03
CDR: 1221191
MIKEL MAHJOBI
MEHRDAD MIKEL MAHJOBI MIKEL MEHRDAD MAHJOBI
ended on 2013-10-31
CDR: 1859149
MICHAEL WIK
ended on 2013-06-03
CDR: 707598
VIRGIL KEELEY
DAN KEELEY
ended on 2013-01-02
CDR: 1606563
STEVEN WEISS
STEPHEN L WEISS STEPHEN WEISS
ended on 2013-05-23
CDR: 2134922
MARK CURTIS
ended on 2013-06-03
CDR: 4039939
DANIEL WEIL
started on 2014-03-18
CDR: 2192410
GEORGE COPIN
started on 2014-11-05
CDR: 4365033
STACEY LAVENDER-MAYES
STACEY L LAVENDER STACEY LYNN LAVENDER Stacey Lynn Lavender-Mayes Stacey Lynn Mayes
started on 2014-12-09
CDR: 5061529
NADER AFSHAR
started on 2014-12-26
CDR: 4351047
JOHN YARBROUGH
started on 2014-03-13
CDR: 6281921
SUDHIR BHATT
SID BHATT
started on 2014-12-02
CDR: 867827
THOMAS RANDALL
started on 2014-10-28
CDR: 5968969
AARON SCHOTTELKORB
AARON SCHOTTELKORB
started on 2014-10-21
CDR: 2526347
KENNETH ALLEN
ended on 2014-10-30
CDR: 2371369
RICHARD LANGE
RICK LANGE
ended on 2014-01-31
CDR: 2774762
TROY CENTAZZO
ended on 2014-08-22
CDR: 1815831
Barry Schreiber
BARRY D SCHREIBER BARRY SCHREIBER
ended on 2014-12-23
CDR: 4351047
JOHN YARBROUGH
ended on 2014-03-17
CDR: 2771029
SPERRY YOUNGER
ended on 2014-04-09
CDR: 2644785
SHELLY WOLFSDORF
SHELLY GU XIAOZHENG GU
started on 2015-01-23
CDR: 6162707
ANDREW DOWICZ
started on 2015-01-23
CDR: 2499825
SCOTT HARTZELL
started on 2015-06-03
CDR: 1356872
FLOYD CHAPMAN
started on 2015-01-28
CDR: 6309982
VIJAY CHANDRAN
started on 2015-01-08
CDR: 1970895
PETER BARKER-HOMEK
PETER EDWARD HOMEK PETER EDWARD BARKER HOMEK
started on 2015-04-17
CDR: 4166856
SACHIN PATEL
Sachin U Patel
started on 2015-03-30
CDR: 5702333
DAVID BENNETT
started on 2015-04-10
CDR: 5820901
AVINASH SARWAL
started on 2015-03-04
CDR: 4939581
CARL DORVIL
CARL G. DORVIL
started on 2015-02-09
CDR: 5757914
PATRICK HODARA
PATRICK HODARA
ended on 2015-06-12
CDR: 4308078
BRADFORD DOOLEY
BRADFORD R. DOOLEY
ended on 2015-10-06
CDR: 2644785
SHELLY WOLFSDORF
SHELLY GU XIAOZHENG GU
ended on 2015-09-24
CDR: 5252154
ARTHUR MANSOURIAN
ARTHUR MANSOURIAN MR.
ended on 2015-09-25
CDR: 4039939
DANIEL WEIL
ended on 2015-09-25
CDR: 6162707
ANDREW DOWICZ
ended on 2015-09-24
CDR: 2601208
RICHARD TABIZON
ended on 2015-03-13
CDR: 2499825
SCOTT HARTZELL
ended on 2015-07-29
CDR: 2692057
TREVOR SALIBA
TREVOR M SALIBA
ended on 2015-10-06
CDR: 2192410
GEORGE COPIN
ended on 2015-07-30
CDR: 5243272
XIAOQING CAO
CATHY CAO
ended on 2015-07-29
CDR: 1356872
FLOYD CHAPMAN
ended on 2015-08-19
CDR: 6309982
VIJAY CHANDRAN
ended on 2015-06-15
CDR: 1970895
PETER BARKER-HOMEK
PETER EDWARD HOMEK PETER EDWARD BARKER HOMEK
ended on 2015-08-19
CDR: 4365033
STACEY LAVENDER-MAYES
STACEY L LAVENDER STACEY LYNN LAVENDER Stacey Lynn Lavender-Mayes Stacey Lynn Mayes
ended on 2015-10-06
CDR: 4166856
SACHIN PATEL
Sachin U Patel
ended on 2015-07-15
CDR: 5702333
DAVID BENNETT
ended on 2015-08-26
CDR: 5820901
AVINASH SARWAL
ended on 2015-04-07
CDR: 4939581
CARL DORVIL
CARL G. DORVIL
ended on 2015-07-29
CDR: 5061529
NADER AFSHAR
ended on 2015-07-15
CDR: 6281921
SUDHIR BHATT
SID BHATT
ended on 2015-06-25
CDR: 867827
THOMAS RANDALL
ended on 2015-04-15
CDR: 5968969
AARON SCHOTTELKORB
AARON SCHOTTELKORB
ended on 2015-06-15



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