Company Name:
NOMURA SECURITIES NORTH AMERICA, LLC
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 4382941
DAVID FINDLAY
started on 2009-07-31
CDR: 2508111
BRADLEY OLSON
BRAD OLSON
started on 2009-10-22
CDR: 1823142
BRENDAN DALY
started on 2009-07-29
CDR: 1968383
NATHAN GORIN
NATHAN GORIN
started on 2009-07-29
CDR: 1747051
JONATHAN ROUNER
started on 2009-07-30
CDR: 4575420
COLIN CROPPER
started on 2009-08-12
CDR: 1968383
NATHAN GORIN
NATHAN GORIN
ended on 2009-10-26
CDR: 4733076
SHIRLEY TANAKA
SHIRLEY LIU SHUET YEE SHIRLEY LIU SHUET YEE LIU SHUET YEE SHIRLEY LIU
started on 2010-04-05
CDR: 4914996
MICHAEL SYMONDS
started on 2010-08-11
CDR: 2836240
JORGE ARRUDA FILHO
JORGE FILHO ARRUDA JORGE ARRUDAFILHO
started on 2010-04-15
CDR: 1368199
JAMES MERLI
started on 2010-11-30
CDR: 4546477
HIDEHARU MIYOSHI
started on 2010-03-24
CDR: 2529507
DOUG DECKER
DAVID DOUGLAS DECKER
started on 2010-08-30
CDR: 2125785
JAMES KERN
JAMES KERN
started on 2010-09-29
CDR: 4821184
ALVARO CUNTO
ALVARO IGNACIO CUNTO TROCONIS
started on 2010-09-20
CDR: 5850451
MUSA RASHAD
Musa Rashad Lone
started on 2010-12-24
CDR: 3101160
ERIC WITHROW
started on 2010-03-19
CDR: 4885400
Heather Sipan
started on 2010-11-29
CDR: 5563693
THOMAS HANLAN
TREY HANLAN Thomas M Hanlan
started on 2010-03-19
CDR: 4035089
RAJAT SEHGAL
started on 2010-04-19
CDR: 2018605
GLENN SCHIFFMAN
started on 2010-04-15
CDR: 4875026
JOSHUA SCHNELL
started on 2010-08-23
CDR: 2048361
GILES HARRISON
started on 2010-03-23
CDR: 4970272
CRAIG BATTIN
started on 2010-08-16
CDR: 1465684
JEROME KERN
JEROME H KERN
started on 2010-10-07
CDR: 5203916
TINA HSIEH
MENG-YUN HSEIH MENG-YUN HSIEH
started on 2010-03-23
CDR: 2937895
LORI LANCASTER
LORI A LANCASTER
started on 2010-07-22
CDR: 5402330
YOSHITAKA OTSU
started on 2010-03-24
CDR: 2349171
SUE LEE
started on 2010-07-19
CDR: 2663083
STEFAN GERHARD
started on 2010-10-14
CDR: 5576920
ABHISHEK KUMAR
ABHISHEK ARVIND KUMAR
started on 2010-10-22
CDR: 4915805
HIROMASA IRIE
started on 2010-03-23
CDR: 1411779
Karlheinz Muhr
started on 2010-09-01
CDR: 5845721
ABHISHEK SEHGAL
started on 2010-12-14
CDR: 4954571
AMANI MACAULAY
started on 2010-06-01
CDR: 3213941
CARLOS ROSSO
CARLOS MORENO ROSSO
started on 2010-04-07
CDR: 2391115
MICHAEL HILL
MICHAEL HILL
started on 2010-08-26
CDR: 2735117
GREG GLICKMAN
GREG H GLICKMAN
started on 2010-12-16
CDR: 5391860
AALAP MERCHANT
started on 2010-10-04
CDR: 5355926
ADAM BURK
started on 2010-03-19
CDR: 5137871
MICHAEL JUSKIEWICZ
started on 2010-05-10
CDR: 2051198
ALEXIS LASSER
started on 2010-07-07
CDR: 5211620
GAURAV THACKER
Gaurav Thacker
started on 2010-03-25
CDR: 5182367
TAMOGHNA GHOSH
started on 2010-11-17
CDR: 2720384
THOMAS ROSEN
THOMAS R ROSEN THOMAS ROSEN
started on 2010-03-19
CDR: 2540943
MICHAEL PITTS
started on 2010-04-29
CDR: 2164091
TIMOTHY STEFFEN
TIMOTHY F STEFFEN
started on 2010-03-25
CDR: 2316687
JOHN SOWINSKI
started on 2010-03-24
CDR: 5394253
CLIFFORD GEHRETT
started on 2010-12-06
CDR: 5009536
AYESHA D'SOUZA
started on 2010-12-08
CDR: 4844076
GARY BENDZA
GARY M BENDZA GARY M. BENDZA JR. GARY M. BENDZA
started on 2010-06-28
CDR: 5690103
SIGURD ULLAND
SIGURA ERIK ULLAND
started on 2010-08-13
CDR: 2526371
SASSON DARWISH
started on 2010-04-19
CDR: 2243786
Mark Epley
MARK JEFFREY EPLEY
started on 2010-06-18
CDR: 2400459
KIPP FAWCETT
started on 2010-09-13
CDR: 5388498
Sam Kazdal
SAM KAZDAL
started on 2010-03-23
CDR: 5471071
TYLER RAUGH
started on 2010-09-29
CDR: 5544671
KANISHKA KELSHIKAR
started on 2010-05-12
CDR: 4746776
Tiffany Gallo
TIFFANY LYN GALLO Tiffany Gallo
started on 2010-09-01
CDR: 2535608
KEENAN CHOY
started on 2010-10-04
CDR: 5838892
KYLE THORPE
KYLE THORPE
started on 2010-10-07
CDR: 4218377
CHARLES FISHER
started on 2010-04-19
CDR: 5383723
ILANA SEID
started on 2010-10-06
CDR: 4498531
JACKY MAU
JACKY K MAU JACKY KAR-HO MAU
started on 2010-05-24
CDR: 2077088
Simon Western
SIMON R WESTERN SIMON RICHARD ANTHONY WESTERN SIMON WESTERN SIMON RICHARD ANTHONY WESTON
started on 2010-05-10
CDR: 2907596
AARON TAVEL
started on 2010-08-16
CDR: 3258231
RICHARD KENT
JOHN KENT R JOHN KENT RICHARD J KENT
started on 2010-09-01
CDR: 5844488
RYAN ZBORIL
RYAN ZBORIL
started on 2010-09-29
CDR: 2177352
THOMAS BAILEY
started on 2010-01-21
CDR: 5844117
OLGA RODINA
ALEXANDRA RODINA
started on 2010-12-08
CDR: 5242154
ROBERT KURISU
BOBBY KIYOSHI KURISU ROBERT K KURISU
started on 2010-04-05
CDR: 5309411
DUONG PHAM
started on 2010-12-08
CDR: 5040296
ERICA SCHATZ
started on 2010-03-24
CDR: 5279408
AMIT SHAH
started on 2010-09-07
CDR: 5217766
WING-YAN CHOI
started on 2010-06-21
CDR: 5366273
ANURAG PODDAR
started on 2010-09-07
CDR: 2390648
GREGG FATZINGER
GREGG ROBERT FATZINGER GREGG FATZINGER
started on 2010-08-16
CDR: 5483080
ROLAND VIGNE
ROLAND ALBAN ANTONY VIGNE
started on 2010-04-15
CDR: 4727786
CRAIG TESSIMOND
started on 2010-03-25
CDR: 4556499
JASON MARTINEZ
started on 2010-09-08
CDR: 5396131
MONIKA BANSAL
started on 2010-10-13
CDR: 5164646
Albert Joseph Roy Kabla
ALBERT J KABLA ALBERT JOSEPH ROY KABLA MR ROY KABLA MR ROY KABLA
started on 2010-08-05
CDR: 5749407
ARNE WEBER
started on 2010-05-20
CDR: 5188932
MICHELLE DICKERSON
MICHELLE LAM
started on 2010-07-12
CDR: 5152711
WHIT HAYES
WILLIAM WHITNEY HAYES WILLIAM WHITNEY WHITNEY HAYES
started on 2010-09-02
CDR: 2831021
JAMES SHUMAN
started on 2010-03-24
CDR: 5856624
IAN DOYLE
started on 2010-11-15
CDR: 2172546
STEVEN SELTZER
started on 2010-07-19
CDR: 5691854
YUNG KEUN PARK
KENNETH PARK
started on 2010-09-28
CDR: 5836937
COLIN FRANKENFIELD
COLIN M FRANKENFIELD
started on 2010-10-06
CDR: 1727757
JULIE PERSILY
JULIE H PERSILY
started on 2010-07-19
CDR: 5005366
HERMAN TSO
started on 2010-12-10
CDR: 5044519
MATTHEW CRAWFORD
MATTHEW L CRAWFORD MR. matthew lyle crawford
started on 2010-09-21
CDR: 5631470
MASANORI KAZAMA
started on 2010-03-23
CDR: 1163975
JAMES DENAUT
started on 2010-08-26
CDR: 5691665
FAZEEL KHAN
started on 2010-03-23
CDR: 4994087
ANTHONY GIULIANO
started on 2010-09-07
CDR: 5020561
RISHIT DANI
RISHI ANIL DANI RISHI DANI
started on 2010-08-24
CDR: 5191353
VIKRAM PATRA
PATRA VIKRAM
started on 2010-08-30
CDR: 5000449
NEIL MOTWANI
started on 2010-08-16
CDR: 2170953
JACK LEVENTHAL
JACK A LEVENTHAL
started on 2010-03-23
CDR: 5855966
RUCHIKA SINGLA
RUCHIKA GUPTA
started on 2010-12-10
CDR: 4546477
HIDEHARU MIYOSHI
ended on 2010-07-16
CDR: 2048361
GILES HARRISON
ended on 2010-05-17
CDR: 5402330
YOSHITAKA OTSU
ended on 2010-06-29
CDR: 3213941
CARLOS ROSSO
CARLOS MORENO ROSSO
ended on 2010-09-21
CDR: 5355926
ADAM BURK
ended on 2010-05-27
CDR: 5631470
MASANORI KAZAMA
ended on 2010-03-24
CDR: 5894933
ERIC MOORE
started on 2011-03-25
CDR: 1538737
JOHN SCHWARZ
JOHN SCHWARZ
started on 2011-09-26
CDR: 5883770
GERRIT AHRENS
started on 2011-04-11
CDR: 4308801
FAROOQ ABBASI
FAROOQ ABBASI II
started on 2011-01-03
CDR: 5475848
CLIFFORD LEUNG
started on 2011-01-20
CDR: 5551630
MARJORIE KAUFFMANN
started on 2011-01-04
CDR: 1297710
DANIEL MCNAMARA
DANIEL MARTIN MCNAMARA
started on 2011-01-14
CDR: 5883780
JASON FISK
started on 2011-03-29
CDR: 5538653
RYAN ROJO
started on 2011-03-07
CDR: 5894930
YU KITAJIMA
started on 2011-03-16
CDR: 5359523
ERIC KUZIAK
started on 2011-02-21
CDR: 4733076
SHIRLEY TANAKA
SHIRLEY LIU SHUET YEE SHIRLEY LIU SHUET YEE LIU SHUET YEE SHIRLEY LIU
ended on 2011-04-19
CDR: 4914996
MICHAEL SYMONDS
ended on 2011-10-28
CDR: 2836240
JORGE ARRUDA FILHO
JORGE FILHO ARRUDA JORGE ARRUDAFILHO
ended on 2011-05-05
CDR: 4382941
DAVID FINDLAY
ended on 2011-10-28
CDR: 1368199
JAMES MERLI
ended on 2011-06-22
CDR: 2529507
DOUG DECKER
DAVID DOUGLAS DECKER
ended on 2011-04-14
CDR: 2125785
JAMES KERN
JAMES KERN
ended on 2011-10-28
CDR: 4821184
ALVARO CUNTO
ALVARO IGNACIO CUNTO TROCONIS
ended on 2011-05-10
CDR: 5850451
MUSA RASHAD
Musa Rashad Lone
ended on 2011-04-18
CDR: 3101160
ERIC WITHROW
ended on 2011-10-28
CDR: 4885400
Heather Sipan
ended on 2011-04-19
CDR: 5563693
THOMAS HANLAN
TREY HANLAN Thomas M Hanlan
ended on 2011-04-15
CDR: 4035089
RAJAT SEHGAL
ended on 2011-10-28
CDR: 2018605
GLENN SCHIFFMAN
ended on 2011-04-14
CDR: 4875026
JOSHUA SCHNELL
ended on 2011-04-18
CDR: 4970272
CRAIG BATTIN
ended on 2011-05-10
CDR: 1465684
JEROME KERN
JEROME H KERN
ended on 2011-05-10
CDR: 5203916
TINA HSIEH
MENG-YUN HSEIH MENG-YUN HSIEH
ended on 2011-04-14
CDR: 2937895
LORI LANCASTER
LORI A LANCASTER
ended on 2011-05-10
CDR: 2349171
SUE LEE
ended on 2011-04-18
CDR: 2663083
STEFAN GERHARD
ended on 2011-05-10
CDR: 5576920
ABHISHEK KUMAR
ABHISHEK ARVIND KUMAR
ended on 2011-04-15
CDR: 4915805
HIROMASA IRIE
ended on 2011-04-15
CDR: 1411779
Karlheinz Muhr
ended on 2011-06-24
CDR: 5894933
ERIC MOORE
ended on 2011-04-18
CDR: 5845721
ABHISHEK SEHGAL
ended on 2011-04-18
CDR: 4954571
AMANI MACAULAY
ended on 2011-04-18
CDR: 2508111
BRADLEY OLSON
BRAD OLSON
ended on 2011-10-28
CDR: 2391115
MICHAEL HILL
MICHAEL HILL
ended on 2011-10-28
CDR: 2735117
GREG GLICKMAN
GREG H GLICKMAN
ended on 2011-05-04
CDR: 5391860
AALAP MERCHANT
ended on 2011-04-18
CDR: 5137871
MICHAEL JUSKIEWICZ
ended on 2011-05-10
CDR: 2051198
ALEXIS LASSER
ended on 2011-05-10
CDR: 5211620
GAURAV THACKER
Gaurav Thacker
ended on 2011-04-19
CDR: 5182367
TAMOGHNA GHOSH
ended on 2011-05-10
CDR: 2720384
THOMAS ROSEN
THOMAS R ROSEN THOMAS ROSEN
ended on 2011-10-28
CDR: 2540943
MICHAEL PITTS
ended on 2011-05-10
CDR: 1538737
JOHN SCHWARZ
JOHN SCHWARZ
ended on 2011-10-28
CDR: 2164091
TIMOTHY STEFFEN
TIMOTHY F STEFFEN
ended on 2011-05-10
CDR: 2316687
JOHN SOWINSKI
ended on 2011-04-19
CDR: 1823142
BRENDAN DALY
ended on 2011-09-02
CDR: 5394253
CLIFFORD GEHRETT
ended on 2011-04-14
CDR: 5009536
AYESHA D'SOUZA
ended on 2011-04-14
CDR: 4844076
GARY BENDZA
GARY M BENDZA GARY M. BENDZA JR. GARY M. BENDZA
ended on 2011-05-10
CDR: 5690103
SIGURD ULLAND
SIGURA ERIK ULLAND
ended on 2011-06-06
CDR: 2526371
SASSON DARWISH
ended on 2011-05-10
CDR: 5883770
GERRIT AHRENS
ended on 2011-10-28
CDR: 2243786
Mark Epley
MARK JEFFREY EPLEY
ended on 2011-08-09
CDR: 2400459
KIPP FAWCETT
ended on 2011-04-14
CDR: 5388498
Sam Kazdal
SAM KAZDAL
ended on 2011-08-09
CDR: 5471071
TYLER RAUGH
ended on 2011-04-18
CDR: 4308801
FAROOQ ABBASI
FAROOQ ABBASI II
ended on 2011-04-14
CDR: 5544671
KANISHKA KELSHIKAR
ended on 2011-10-28
CDR: 4746776
Tiffany Gallo
TIFFANY LYN GALLO Tiffany Gallo
ended on 2011-04-14
CDR: 2535608
KEENAN CHOY
ended on 2011-04-14
CDR: 5838892
KYLE THORPE
KYLE THORPE
ended on 2011-04-19
CDR: 4218377
CHARLES FISHER
ended on 2011-04-14
CDR: 5383723
ILANA SEID
ended on 2011-05-10
CDR: 4498531
JACKY MAU
JACKY K MAU JACKY KAR-HO MAU
ended on 2011-04-18
CDR: 5475848
CLIFFORD LEUNG
ended on 2011-06-23
CDR: 2077088
Simon Western
SIMON R WESTERN SIMON RICHARD ANTHONY WESTERN SIMON WESTERN SIMON RICHARD ANTHONY WESTON
ended on 2011-05-10
CDR: 2907596
AARON TAVEL
ended on 2011-04-19
CDR: 5551630
MARJORIE KAUFFMANN
ended on 2011-04-15
CDR: 3258231
RICHARD KENT
JOHN KENT R JOHN KENT RICHARD J KENT
ended on 2011-04-15
CDR: 5844488
RYAN ZBORIL
RYAN ZBORIL
ended on 2011-04-19
CDR: 1297710
DANIEL MCNAMARA
DANIEL MARTIN MCNAMARA
ended on 2011-03-03
CDR: 2177352
THOMAS BAILEY
ended on 2011-10-28
CDR: 5844117
OLGA RODINA
ALEXANDRA RODINA
ended on 2011-04-18
CDR: 5242154
ROBERT KURISU
BOBBY KIYOSHI KURISU ROBERT K KURISU
ended on 2011-05-10
CDR: 5309411
DUONG PHAM
ended on 2011-04-18
CDR: 5040296
ERICA SCHATZ
ended on 2011-04-18
CDR: 5279408
AMIT SHAH
ended on 2011-04-18
CDR: 5217766
WING-YAN CHOI
ended on 2011-05-10
CDR: 5366273
ANURAG PODDAR
ended on 2011-04-18
CDR: 2390648
GREGG FATZINGER
GREGG ROBERT FATZINGER GREGG FATZINGER
ended on 2011-04-14
CDR: 5483080
ROLAND VIGNE
ROLAND ALBAN ANTONY VIGNE
ended on 2011-05-05
CDR: 4727786
CRAIG TESSIMOND
ended on 2011-03-31
CDR: 4556499
JASON MARTINEZ
ended on 2011-04-18
CDR: 5396131
MONIKA BANSAL
ended on 2011-04-14
CDR: 5164646
Albert Joseph Roy Kabla
ALBERT J KABLA ALBERT JOSEPH ROY KABLA MR ROY KABLA MR ROY KABLA
ended on 2011-04-15
CDR: 5749407
ARNE WEBER
ended on 2011-05-10
CDR: 5188932
MICHELLE DICKERSON
MICHELLE LAM
ended on 2011-04-18
CDR: 5152711
WHIT HAYES
WILLIAM WHITNEY HAYES WILLIAM WHITNEY WHITNEY HAYES
ended on 2011-04-15
CDR: 2831021
JAMES SHUMAN
ended on 2011-04-19
CDR: 5856624
IAN DOYLE
ended on 2011-04-14
CDR: 2172546
STEVEN SELTZER
ended on 2011-04-18
CDR: 5883780
JASON FISK
ended on 2011-04-14
CDR: 5691854
YUNG KEUN PARK
KENNETH PARK
ended on 2011-05-10
CDR: 5836937
COLIN FRANKENFIELD
COLIN M FRANKENFIELD
ended on 2011-05-10
CDR: 1727757
JULIE PERSILY
JULIE H PERSILY
ended on 2011-04-18
CDR: 5005366
HERMAN TSO
ended on 2011-04-19
CDR: 5044519
MATTHEW CRAWFORD
MATTHEW L CRAWFORD MR. matthew lyle crawford
ended on 2011-04-14
CDR: 1747051
JONATHAN ROUNER
ended on 2011-08-09
CDR: 5538653
RYAN ROJO
ended on 2011-04-18
CDR: 5691665
FAZEEL KHAN
ended on 2011-04-15
CDR: 4994087
ANTHONY GIULIANO
ended on 2011-04-15
CDR: 4575420
COLIN CROPPER
ended on 2011-08-09
CDR: 5020561
RISHIT DANI
RISHI ANIL DANI RISHI DANI
ended on 2011-04-14
CDR: 5191353
VIKRAM PATRA
PATRA VIKRAM
ended on 2011-04-18
CDR: 5000449
NEIL MOTWANI
ended on 2011-05-10
CDR: 5894930
YU KITAJIMA
ended on 2011-04-15
CDR: 5359523
ERIC KUZIAK
ended on 2011-04-18
CDR: 2170953
JACK LEVENTHAL
JACK A LEVENTHAL
ended on 2011-08-09
CDR: 5855966
RUCHIKA SINGLA
RUCHIKA GUPTA
ended on 2011-04-19
CDR: 1163975
JAMES DENAUT
ended on 2012-01-27
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