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0 - 9
Company Name:
NORFOLK MARKETS, LLC
Address:
9TH FLOOR, 1140 6TH AVE, NEW YORK, NY 10036
CRD Number:
103797
CIK Number:
1104128
SEC File Number:
852306
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1437211
BRETT HELLERMAN
started on
2000-08-07
CDR: 2181860
STEPHEN SUSSMAN
STEPHEN J SUSSMAN
started on
2000-08-07
CDR: 1538916
THOMAS FOXE
TIM FOXE
started on
2001-09-27
CDR: 2186449
PATRICK DALY
started on
2002-01-11
CDR: 3125423
COLLEEN ARGUELLO
COLLEEN Marie Arguello COLLEEN MARIE HOLMES
started on
2002-08-01
CDR: 2739071
JONATHAN SANDS
started on
2002-12-09
CDR: 2234629
THOMAS HERMAN
started on
2002-07-16
CDR: 3125423
COLLEEN ARGUELLO
COLLEEN Marie Arguello COLLEEN MARIE HOLMES
ended on
2003-07-08
CDR: 4789320
JONATHAN ROTOLO
started on
2004-10-13
CDR: 2186449
PATRICK DALY
ended on
2004-02-18
CDR: 2739071
JONATHAN SANDS
ended on
2004-02-26
CDR: 1538916
THOMAS FOXE
TIM FOXE
ended on
2004-09-27
CDR: 2234629
THOMAS HERMAN
ended on
2004-01-21
CDR: 1865869
RHONDA ROSEN
RONI ROSEN
started on
2006-12-18
CDR: 5043149
ALEXANDER THOMSON
started on
2006-01-01
CDR: 5243413
NICHOLAS SCHUPBACH
NICK WILLIAM SCHUPBACH
started on
2006-12-20
CDR: 4363107
GLENN PEASE
GLENN H PEASE
started on
2007-08-20
CDR: 2609205
BRUCE FIELDS
BRUCE FIELDS
started on
2007-11-02
CDR: 1865869
RHONDA ROSEN
RONI ROSEN
ended on
2007-12-31
CDR: 1675884
ROBERT GORMAN
ROBERT GORMAN
started on
2008-01-15
CDR: 4918025
GEORGE MARTIN
started on
2008-06-23
CDR: 2230224
SCOTT PENG
SCOTT PENG SHIHKOW PENG
started on
2009-07-21
CDR: 5184535
ALEXANDER TYO
ALEXANDER TYO
started on
2009-04-20
CDR: 1574701
GARY KAUFMAN
started on
2009-06-03
CDR: 1722682
THOMAS JUTERBOCK
TJ JUTERBOCK TOM JUTERBOCK
started on
2009-06-25
CDR: 2129785
DANIELLE MCGRAW
DANIELLE N MCGRAW DANIELLE NICOLE MCGRAW DANIELLE MARA ZAZZALI
started on
2009-05-14
CDR: 1646947
JOSEPH CARNEY
JOSEPH CARNEY
started on
2009-05-14
CDR: 1560444
MICHAEL SCHUMACHER
MICHAEL P SCHUMACHER MICHAEL SCHUMACHER
started on
2009-04-20
CDR: 2531950
GUNTER SEEGER
GUNTER HOSRT SEEGER GUNTER SEEGER
started on
2009-04-02
CDR: 2098716
BRUNO MASTROPASQUA
started on
2009-07-06
CDR: 1675884
ROBERT GORMAN
ROBERT GORMAN
ended on
2009-07-01
CDR: 1646947
JOSEPH CARNEY
JOSEPH CARNEY
ended on
2009-10-13
CDR: 2609205
BRUCE FIELDS
BRUCE FIELDS
ended on
2009-07-29
CDR: 2531950
GUNTER SEEGER
GUNTER HOSRT SEEGER GUNTER SEEGER
ended on
2009-11-19
CDR: 2181860
STEPHEN SUSSMAN
STEPHEN J SUSSMAN
ended on
2009-01-07
CDR: 2247908
BERNARD WEIS
BERNARD JOSEPH WEIS
started on
2010-03-08
CDR: 2230224
SCOTT PENG
SCOTT PENG SHIHKOW PENG
ended on
2010-04-29
CDR: 5184535
ALEXANDER TYO
ALEXANDER TYO
ended on
2010-04-29
CDR: 1560444
MICHAEL SCHUMACHER
MICHAEL P SCHUMACHER MICHAEL SCHUMACHER
ended on
2010-06-14
CDR: 1868676
JOHN LOBLEY
started on
2011-03-03
CDR: 1107421
JIN HO
started on
2011-03-17
CDR: 5152277
PAUL SAMUEL
started on
2011-08-02
CDR: 5841025
PRATIBHA BAJAJ
started on
2011-03-17
CDR: 1099656
EVAN WEIN
started on
2011-02-26
CDR: 5870306
MICHAEL THILMONT
started on
2011-01-26
CDR: 1681196
FADY RIZK
started on
2011-02-28
CDR: 2111932
RONALD ROSENBERG
started on
2011-02-26
CDR: 5043149
ALEXANDER THOMSON
ended on
2011-07-07
CDR: 5243413
NICHOLAS SCHUPBACH
NICK WILLIAM SCHUPBACH
ended on
2011-03-03
CDR: 5043149
ALEXANDER THOMSON
started on
2012-10-09
CDR: 4808596
KULVINDER KAUR
CRISTY KAUR
started on
2012-02-28
CDR: 5710730
SOPHIE BAKALAR
started on
2012-03-21
CDR: 2655181
PAUL BABIJ
GRE BABIJ GREGORY BABIJ
started on
2012-01-13
CDR: 5243413
NICHOLAS SCHUPBACH
NICK WILLIAM SCHUPBACH
started on
2012-12-03
CDR: 1107421
JIN HO
ended on
2012-08-16
CDR: 5841025
PRATIBHA BAJAJ
ended on
2012-06-15
CDR: 1431466
TIMOTHY CASSIDY
TIM CASSIDY
started on
2013-05-01
CDR: 1868676
JOHN LOBLEY
ended on
2013-01-03
CDR: 2129785
DANIELLE MCGRAW
DANIELLE N MCGRAW DANIELLE NICOLE MCGRAW DANIELLE MARA ZAZZALI
ended on
2013-10-28
CDR: 1099656
EVAN WEIN
ended on
2013-08-12
CDR: 1681196
FADY RIZK
ended on
2013-07-31
CDR: 2744609
STEPHANIE MAJAK
STEPH GARLAND STEPHANIE R GARLAND STEPHANIE RENEE GARLAND STEPHANIE GARLAND-MAJAK
started on
2014-03-04
CDR: 2130754
MICHAEL OLEARY
MICHAEL J OLEARY MICHAEL OLEARY
started on
2014-10-02
CDR: 2280498
RICARDO MARTINEZ
started on
2014-12-08
CDR: 6265313
CAITLIN SMITH
CAITLIN MARIE CASEY SMITH
started on
2014-02-11
CDR: 5011355
KARL WACKER
KARL WACKER
started on
2015-08-31
CDR: 2778063
JACOB BOURNE
JAKE BOURNE
started on
2015-06-15
CDR: 2816202
DAVID ALLEN
started on
2015-10-19
CDR: 4808596
KULVINDER KAUR
CRISTY KAUR
ended on
2015-09-16
CDR: 5710730
SOPHIE BAKALAR
ended on
2015-03-26
CDR: 2744609
STEPHANIE MAJAK
STEPH GARLAND STEPHANIE R GARLAND STEPHANIE RENEE GARLAND STEPHANIE GARLAND-MAJAK
ended on
2015-09-30
CDR: 2280498
RICARDO MARTINEZ
ended on
2015-03-06
CDR: 2778063
JACOB BOURNE
JAKE BOURNE
ended on
2015-07-21
CDR: 2111932
RONALD ROSENBERG
ended on
2015-11-16
CDR: 1425656
JAY GLASSER
JAY B GLASSER
started on
2016-01-27
CDR: 2985761
GREGORY BERMAN
Greg Berman Tzvi Berman
started on
2016-04-11
CDR: 1898405
CHRISTOPHER BRUMBACH
CHRIS BRUMBACH
started on
2016-09-08
CDR: 4427007
JASON GETTENBERG
JAY GETTENBERG
started on
2016-11-15
CDR: 1974997
KENNETH FINNEN
KENNETH A FINNEN Ken Finnen
started on
2016-12-21
CDR: 1425656
JAY GLASSER
JAY B GLASSER
ended on
2016-04-15
CDR: 5043149
ALEXANDER THOMSON
ended on
2016-08-09
CDR: 2130754
MICHAEL OLEARY
MICHAEL J OLEARY MICHAEL OLEARY
ended on
2016-04-08
CDR: 4363107
GLENN PEASE
GLENN H PEASE
ended on
2016-11-15
CDR: 5243413
NICHOLAS SCHUPBACH
NICK WILLIAM SCHUPBACH
ended on
2016-08-09
CDR: 2816202
DAVID ALLEN
ended on
2016-04-15
CDR: 6424467
GREGORY WRIGHT
GREGORY WRIGHT
started on
2017-06-15
CDR: 2209370
CHRISTOPHER ALLEN
CHRIS ALLEN
started on
2017-02-14
CDR: 4594679
LEAH POZSGAY
started on
2017-07-17
CDR: 2812456
MONTY AGARWAL
ANUJ AGARWAL
started on
2017-04-03
CDR: 1160317
Steven Beck
STEVEN PAUL BECK
started on
2017-01-12
CDR: 1437211
BRETT HELLERMAN
ended on
2017-09-25
CDR: 6424467
GREGORY WRIGHT
GREGORY WRIGHT
ended on
2017-09-14
CDR: 1574701
GARY KAUFMAN
ended on
2017-09-05
CDR: 1722682
THOMAS JUTERBOCK
TJ JUTERBOCK TOM JUTERBOCK
ended on
2017-04-14
CDR: 2985761
GREGORY BERMAN
Greg Berman Tzvi Berman
ended on
2017-12-05
CDR: 4594679
LEAH POZSGAY
ended on
2017-11-09
CDR: 1431466
TIMOTHY CASSIDY
TIM CASSIDY
ended on
2017-09-05
CDR: 5011355
KARL WACKER
KARL WACKER
ended on
2017-01-25
CDR: 1160317
Steven Beck
STEVEN PAUL BECK
ended on
2017-11-28
CDR: 1898405
CHRISTOPHER BRUMBACH
CHRIS BRUMBACH
ended on
2017-03-13
CDR: 2098716
BRUNO MASTROPASQUA
ended on
2017-04-07
CDR: 6265313
CAITLIN SMITH
CAITLIN MARIE CASEY SMITH
ended on
2017-01-31
CDR: 2209370
CHRISTOPHER ALLEN
CHRIS ALLEN
ended on
2018-11-28
CDR: 5870306
MICHAEL THILMONT
ended on
2018-11-28
CDR: 2706924
David Scicolone
DAVID S SCICOLONE
started on
2019-07-01
CDR: 2655181
PAUL BABIJ
GRE BABIJ GREGORY BABIJ
ended on
2019-01-02
CDR: 2812456
MONTY AGARWAL
ANUJ AGARWAL
ended on
2019-05-30
CDR: 4789320
JONATHAN ROTOLO
ended on
2019-06-21
CDR: 4918025
GEORGE MARTIN
ended on
2019-03-14
CDR: 4918025
GEORGE MARTIN
started on
2020-10-12
CDR: 6712654
MONIQUE ROMERO
Monique Romero
started on
2020-11-30
CDR: 5161774
TIMOTHY ROTOLO
started on
2020-05-01
CDR: 5043149
ALEXANDER THOMSON
started on
2020-10-27
CDR: 2706924
David Scicolone
DAVID S SCICOLONE
ended on
2020-09-28
CDR: 4427007
JASON GETTENBERG
JAY GETTENBERG
ended on
2020-12-21
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