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0 - 9
Company Name:
NORTHERN CAPITAL SECURITIES CORPORATION
Address:
4TH FLOOR, 50 HIGH STREET, NORTH ANDOVER, MA 01845
CRD Number:
40659
CIK Number:
1010589
SEC File Number:
849130
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2606043
DAVID OLDAKER
started on
1996-07-01
CDR: 2527378
ROBERT WEISS
started on
1996-12-09
CDR: 2158562
STEPHEN HALL
started on
1996-12-19
CDR: 1312650
SCOTT WARD
started on
1996-07-01
CDR: 1200595
MICHAEL MARCHETTI
started on
1996-07-01
CDR: 1261374
ANN GOODHUE
ANN ELISE DOWD ANN DOWD GOODHUE
started on
1997-07-10
CDR: 2527378
ROBERT WEISS
ended on
1997-10-01
CDR: 263499
CHRIS KALOGERIS
CHRIS J KALOGEROPOULOS CHRIS JAMES KALOGEROPOULOS
started on
1998-02-11
CDR: 2493688
ERNEST RICE
started on
1998-07-07
CDR: 2158562
STEPHEN HALL
ended on
1998-09-03
CDR: 2632140
PATRICK ROONEY
PAT ROONEY PATRICK ROONEY
started on
1999-02-02
CDR: 2163024
STEPHEN BENNETT
STEVE BENETTE STEPHEN C BENNETT STEVE BENNETT
started on
1999-02-04
CDR: 2518671
DANIEL WOHL
started on
1999-05-27
CDR: 2756954
Odias Bachelder
ODIAS ALBERT BACHELDER II
started on
1999-05-27
CDR: 2198293
MAURICE KAUFF
MAURY KAUFF MO KAUFF
started on
2000-12-06
CDR: 2254530
SANDRA Upham
SANDRA WINCHENBACH KINGSTON SANDY WINCHENBACH KINGSTON SANDY KINGSTON SANDRA WINCHENBACH MILLER
started on
2000-06-28
CDR: 2756954
Odias Bachelder
ODIAS ALBERT BACHELDER II
ended on
2000-01-31
CDR: 263499
CHRIS KALOGERIS
CHRIS J KALOGEROPOULOS CHRIS JAMES KALOGEROPOULOS
ended on
2001-11-19
CDR: 2632140
PATRICK ROONEY
PAT ROONEY PATRICK ROONEY
ended on
2001-10-05
CDR: 2518671
DANIEL WOHL
ended on
2001-08-29
CDR: 263499
CHRIS KALOGERIS
CHRIS J KALOGEROPOULOS CHRIS JAMES KALOGEROPOULOS
started on
2002-06-06
CDR: 2253985
JOSEPH SAVOIE
started on
2002-06-03
CDR: 4460710
RICHARD LOTH
started on
2002-01-03
CDR: 864502
DOUGLAS JOHNSTON
started on
2004-11-23
CDR: 2632463
MARVIN RITCHIE
started on
2004-04-12
CDR: 2632463
MARVIN RITCHIE
ended on
2004-08-18
CDR: 2198293
MAURICE KAUFF
MAURY KAUFF MO KAUFF
ended on
2004-05-06
CDR: 1755680
REUBEN SUSHMAN
BIFF SUSHMAN
started on
2005-12-20
CDR: 1261374
ANN GOODHUE
ANN ELISE DOWD ANN DOWD GOODHUE
ended on
2005-06-08
CDR: 4460710
RICHARD LOTH
ended on
2005-04-21
CDR: 4871744
RICHARD HART
started on
2006-06-06
CDR: 2007485
STEPHEN MILLER
started on
2006-07-25
CDR: 2301209
PATRICIA BARNES
PATRICIA B MATECZUN
started on
2006-06-01
CDR: 4768881
CORNELIA VIEK
CORNELIA CHRISTINE VICK
started on
2006-06-06
CDR: 1204271
MICHAEL SIROIS
started on
2006-07-25
CDR: 4817995
CHERYL EVANGELOS
started on
2006-06-06
CDR: 2493688
ERNEST RICE
ended on
2006-07-12
CDR: 2007485
STEPHEN MILLER
ended on
2006-10-03
CDR: 1755680
REUBEN SUSHMAN
BIFF SUSHMAN
ended on
2006-08-14
CDR: 263499
CHRIS KALOGERIS
CHRIS J KALOGEROPOULOS CHRIS JAMES KALOGEROPOULOS
started on
2007-02-28
CDR: 5373485
DEBRA HEGARTY
DEBRA SUSAN VIOLETTE
started on
2007-07-09
CDR: 2788781
CARMEN SQUIERS
CARMEN MARIA ESTEVEZ
started on
2007-06-29
CDR: 1232099
BRUCE JORDAN
CLIFF JORDAN JR
started on
2007-08-02
CDR: 2606043
DAVID OLDAKER
started on
2007-02-28
CDR: 1373083
MARK CRIHFIELD
started on
2007-06-20
CDR: 2826204
MICHAEL SHAEVITZ
MIKE SHAEVITZ
started on
2008-01-25
CDR: 1581526
CHRISTOPHER MORRISSEY
started on
2008-10-09
CDR: 4199657
JUSTIN HENNESSY
Jud Hennessy
started on
2009-08-05
CDR: 2198293
MAURICE KAUFF
MAURY KAUFF MO KAUFF
started on
2009-01-20
CDR: 5558126
JOHN FORMICHELLA
started on
2009-07-24
CDR: 4684986
JAMES STORY
started on
2009-01-12
CDR: 2127156
STEPHEN RYE
started on
2009-03-31
CDR: 263499
CHRIS KALOGERIS
CHRIS J KALOGEROPOULOS CHRIS JAMES KALOGEROPOULOS
ended on
2009-06-26
CDR: 2606043
DAVID OLDAKER
ended on
2009-06-26
CDR: 2000705
THOMAS MCDONOUGH
started on
2010-07-12
CDR: 4871744
RICHARD HART
ended on
2010-01-13
CDR: 2163024
STEPHEN BENNETT
STEVE BENETTE STEPHEN C BENNETT STEVE BENNETT
ended on
2010-06-09
CDR: 2301209
PATRICIA BARNES
PATRICIA B MATECZUN
ended on
2010-01-20
CDR: 4768881
CORNELIA VIEK
CORNELIA CHRISTINE VICK
ended on
2010-01-20
CDR: 5373485
DEBRA HEGARTY
DEBRA SUSAN VIOLETTE
ended on
2010-06-08
CDR: 1204271
MICHAEL SIROIS
ended on
2010-01-22
CDR: 2788781
CARMEN SQUIERS
CARMEN MARIA ESTEVEZ
ended on
2010-01-22
CDR: 864502
DOUGLAS JOHNSTON
ended on
2010-04-15
CDR: 2254530
SANDRA Upham
SANDRA WINCHENBACH KINGSTON SANDY WINCHENBACH KINGSTON SANDY KINGSTON SANDRA WINCHENBACH MILLER
ended on
2010-06-08
CDR: 4684986
JAMES STORY
ended on
2010-08-17
CDR: 4817995
CHERYL EVANGELOS
ended on
2010-01-20
CDR: 4199657
JUSTIN HENNESSY
Jud Hennessy
ended on
2011-03-22
CDR: 1581526
CHRISTOPHER MORRISSEY
ended on
2011-10-26
CDR: 1373083
MARK CRIHFIELD
ended on
2011-05-14
CDR: 6135604
ANTHONY ROSATONE
started on
2012-11-20
CDR: 5030771
James Nickerson
JAMES R. NICKERSON
started on
2012-04-02
CDR: 2276605
ADAM ALVES
started on
2012-08-10
CDR: 5558126
JOHN FORMICHELLA
ended on
2012-06-13
CDR: 2826204
MICHAEL SHAEVITZ
MIKE SHAEVITZ
ended on
2013-02-15
CDR: 732400
JONATHAN HAGENSTEIN
JON HAGENSTEIN
started on
2014-08-01
CDR: 1671314
JAMES RIGNEY
started on
2015-10-01
CDR: 732400
JONATHAN HAGENSTEIN
JON HAGENSTEIN
ended on
2015-07-13
CDR: 5030771
James Nickerson
JAMES R. NICKERSON
ended on
2016-01-29
CDR: 2000705
THOMAS MCDONOUGH
ended on
2016-05-27
CDR: 3069863
JASON STUCK
started on
2017-02-28
CDR: 4021649
MANFRED BECKMANN
started on
2017-02-17
CDR: 6135604
ANTHONY ROSATONE
ended on
2018-11-09
CDR: 2276605
ADAM ALVES
ended on
2018-11-09
CDR: 1056254
MAUREEN WILKE
MAUREEN ANN COFFEY MAUREEN ANN WILKECOFFEY
started on
2019-02-11
CDR: 4631602
PATRICIA LONG
PATRICIA DENISE BERG Patricia D Long
started on
2019-02-15
CDR: 2276605
ADAM ALVES
started on
2019-04-03
CDR: 4479730
WILLIAM HARWOOD
WILIAM DAVID HARWOOD
started on
2020-04-07
CDR: 6866721
Robert Pickett
started on
2020-03-02
CDR: 1671314
JAMES RIGNEY
ended on
2020-09-08
CDR: 1056254
MAUREEN WILKE
MAUREEN ANN COFFEY MAUREEN ANN WILKECOFFEY
ended on
2020-09-14
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