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0 - 9
Company Name:
NPM SECURITIES, LLC
Address:
10TH FLOOR, 151 WEST 42 STREET, NEW YORK, NY 10036
CRD Number:
168469
CIK Number:
1580825
SEC File Number:
869312
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5753212
JEFFREY THOMAS
started on
2014-03-03
CDR: 5783881
SAMUEL HAYES
started on
2014-03-03
CDR: 5970842
MARYANN KANG
started on
2014-02-11
CDR: 2414356
ROBERT MALIN
started on
2014-01-15
CDR: 2437777
VENU PALAPARTHI
VENU M PALAPARTHI VENU PALAPARTHI
started on
2014-01-15
CDR: 2635774
CHRISTOPHER SETARO
started on
2014-06-09
CDR: 4374198
LINDA CRANE
LINDA SALIERNO
started on
2014-01-15
CDR: 5783881
SAMUEL HAYES
ended on
2014-05-19
CDR: 2437777
VENU PALAPARTHI
VENU M PALAPARTHI VENU PALAPARTHI
ended on
2014-12-02
CDR: 5820346
ANNEMARIE TIERNEY
started on
2015-05-07
CDR: 6419650
PAUL SELF
PAUL SELF
started on
2015-01-20
CDR: 6437637
MARK SHERWOOD
started on
2015-02-25
CDR: 2414356
ROBERT MALIN
ended on
2015-11-04
CDR: 6437637
MARK SHERWOOD
ended on
2015-07-30
CDR: 5174093
MICHAEL CHAPMAN
started on
2016-04-11
CDR: 1622026
MAY YU
MAY DOYLE CHUNGMAN MAY YU MAY CHUNGMAN YU
started on
2016-12-08
CDR: 5753212
JEFFREY THOMAS
ended on
2016-04-19
CDR: 5970842
MARYANN KANG
ended on
2016-06-20
CDR: 5820346
ANNEMARIE TIERNEY
ended on
2016-04-20
CDR: 6419650
PAUL SELF
PAUL SELF
ended on
2016-05-02
CDR: 5949656
Ryan Logue
started on
2017-06-12
CDR: 6532278
PRITESH PATEL
PRITESH PATEL
started on
2017-11-20
CDR: 4765776
VLADIMIR GOLITSYN
VLADIMIR V. GOLITSYN
started on
2017-06-30
CDR: 6633816
Jimmy Ronnkvist
started on
2017-10-23
CDR: 4168397
LISA JOHNSON
LISA BERNADETTE PATTON LISA PATTON LISA BERNADETTE PATTON-LIPFORD LISA PATTON-LIPFORD
started on
2017-09-20
CDR: 6470092
TIMOTHY MONAHAN
started on
2018-07-20
CDR: 6419650
PAUL SELF
PAUL SELF
started on
2018-11-14
CDR: 5141036
RORY MABIN
Rory A Mabin
started on
2018-06-18
CDR: 5557794
JULIA BREZING
started on
2018-10-05
CDR: 4530636
ATHENA OLE
ATHENA S BENDO ATHENA SOFIA BENDO ATHENA S OLE ATHENA SOFIA OLE
started on
2018-06-01
CDR: 5873599
SARAH CHOPNICK
started on
2018-12-04
CDR: 5949656
Ryan Logue
ended on
2018-09-24
CDR: 4765776
VLADIMIR GOLITSYN
VLADIMIR V. GOLITSYN
ended on
2018-03-27
CDR: 4168397
LISA JOHNSON
LISA BERNADETTE PATTON LISA PATTON LISA BERNADETTE PATTON-LIPFORD LISA PATTON-LIPFORD
ended on
2018-01-26
CDR: 7039029
JANA SELIG
started on
2019-02-01
CDR: 6219626
JACQUELINE OW
started on
2019-06-28
CDR: 6532278
PRITESH PATEL
PRITESH PATEL
ended on
2019-03-18
CDR: 5174093
MICHAEL CHAPMAN
ended on
2019-01-02
CDR: 6219626
JACQUELINE OW
ended on
2019-07-12
CDR: 2635774
CHRISTOPHER SETARO
ended on
2019-10-21
CDR: 7267450
Griffith Garrabrant
started on
2020-09-28
CDR: 7259479
Paul Spino
started on
2020-07-16
CDR: 3208241
BRENDA HINTON-MILLER
BRENDA INEZ HINTON BRENDA INEZ HINTON-MILLER
started on
2020-01-16
CDR: 5781595
JOSEPH CASSEL
JACK B CASSEL
started on
2020-04-16
CDR: 6983719
YASMINE BAKHTIARI
started on
2020-11-11
CDR: 7039029
JANA SELIG
ended on
2020-06-10
CDR: 1622026
MAY YU
MAY DOYLE CHUNGMAN MAY YU MAY CHUNGMAN YU
ended on
2020-04-21
CDR: 6360101
Patrick Crowley
PATRICK J CROWLEY
started on
2021-01-26
CDR: 6008328
ANDREW BENNIS
started on
2021-04-01
CDR: 6354998
PARUL DUBEY
started on
2021-01-25
CDR: 7259479
Paul Spino
ended on
2021-04-23
CDR: 6983719
YASMINE BAKHTIARI
ended on
2021-03-19
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