Company Name:
NUMIS SECURITIES INC.
Address:
25TH FL, 575 FIFTH AVENUE, NEW YORK, NY 10017
CRD Number:
128471
CIK Number:
1262743
SEC File Number:
866139
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
started on 2004-02-20
CDR: 4786207
EDWARD HUSBAND
started on 2004-05-21
CDR: 4786214
JONATHAN TERRY
started on 2004-05-19
CDR: 2800980
RENE OBREGON
RENE OBREGON
started on 2005-07-13
CDR: 1662862
KAREN DUKE
started on 2005-02-18
CDR: 2545792
GARY PURWIN
started on 2005-07-26
CDR: 1517054
STEPHAN LUECK
started on 2005-06-07
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
ended on 2005-07-26
CDR: 870989
PETER PETERS
started on 2006-03-06
CDR: 4055569
CHARLES ROBINS
started on 2006-06-27
CDR: 4467124
KATHLEEN MCKAY
KATIE MCKAY
started on 2006-09-14
CDR: 1248899
PATRICIA SMITH
PARTICIA ANN BARNETT PATRICIA A BARNETT PATRICIA ANN BARNETT PATRICIA A BARNETT-SMITH PATRICIA ANN BARNETT-SMITH
started on 2006-04-10
CDR: 1179620
JOHN POWERS
JACK POWERS
started on 2006-02-14
CDR: 1917497
ELIZABETH DICKERSON
ELIZABETH DICKERSON
started on 2006-03-23
CDR: 2295504
PAUL TREACY
PAULMICHAEL TREACY
started on 2006-07-25
CDR: 1517054
STEPHAN LUECK
ended on 2006-05-19
CDR: 1179620
JOHN POWERS
JACK POWERS
ended on 2006-10-30
CDR: 4786214
JONATHAN TERRY
ended on 2006-05-10
CDR: 1092501
DIANA BERGHERR
DIANA E BERGHERR
started on 2007-10-04
CDR: 1917497
ELIZABETH DICKERSON
ELIZABETH DICKERSON
ended on 2007-08-24
CDR: 1456304
LISA MARRAPODI
LISA MARRAPODI
started on 2008-01-11
CDR: 3260208
ANTHONY DENIER
started on 2008-08-12
CDR: 2295504
PAUL TREACY
PAULMICHAEL TREACY
ended on 2008-04-25
CDR: 5328932
STEPHEN ROBERTS
started on 2009-02-19
CDR: 2381985
ROBERT LIVIO
started on 2009-10-26
CDR: 3260208
ANTHONY DENIER
ended on 2009-04-20
CDR: 3269195
HUGO HEWITT
started on 2010-11-16
CDR: 2541986
NICHOLAS REGO
NICHOLAS J REGO NICK REGO
started on 2010-09-20
CDR: 5328932
STEPHEN ROBERTS
ended on 2010-07-21
CDR: 4786207
EDWARD HUSBAND
ended on 2010-05-10
CDR: 2545792
GARY PURWIN
ended on 2010-10-04
CDR: 2295504
PAUL TREACY
PAULMICHAEL TREACY
started on 2011-02-01
CDR: 870989
PETER PETERS
ended on 2011-03-10
CDR: 1456304
LISA MARRAPODI
LISA MARRAPODI
ended on 2011-12-21
CDR: 1662862
KAREN DUKE
ended on 2011-12-08
CDR: 4467124
KATHLEEN MCKAY
KATIE MCKAY
ended on 2011-01-07
CDR: 1547456
ROBERT VONHOFFMANN
ROBERT CHRISTIAN VONHOFFMAN CHRIS VONHOFFMANN R CHRISTIAN VONHOFFMANN
started on 2012-03-29
CDR: 2381985
ROBERT LIVIO
ended on 2012-08-30
CDR: 1092501
DIANA BERGHERR
DIANA E BERGHERR
ended on 2012-01-03
CDR: 6121318
LUKE HEDLEY
started on 2013-01-02
CDR: 6277683
COREY TOWELL
started on 2014-07-10
CDR: 4786207
EDWARD HUSBAND
started on 2014-05-30
CDR: 4891642
JOHN STOCKS
started on 2014-06-23
CDR: 5798962
ARTHUR PYOTT
ARTHUR C PYOTT
started on 2015-06-01
CDR: 2992355
HEATHER HENDERSON
HEATHER Q HENDERSON
started on 2015-01-06
CDR: 1857379
NICHOLAS SHEVLOFF
started on 2017-11-06
CDR: 6360511
JOLANTA NAUMNIK
started on 2017-05-24
CDR: 4055569
CHARLES ROBINS
ended on 2017-01-31
CDR: 1857379
NICHOLAS SHEVLOFF
ended on 2019-05-15
CDR: 1547456
ROBERT VONHOFFMANN
ROBERT CHRISTIAN VONHOFFMAN CHRIS VONHOFFMANN R CHRISTIAN VONHOFFMANN
ended on 2020-04-06
CDR: 6246175
ROBYN DAVIES
Robyn Hawkins
started on 2021-03-18
CDR: 6121318
LUKE HEDLEY
ended on 2021-03-15



Copyright 2022 EmployProof.org All rights reserved.
Court Diary