EPlicensed - US FINRA/ SEC Record Search

Company Name:

NWF ADVISORY SERVICES INC

Address:

STE 1155 E., 11835 W OLYMPIC BLVD, LOS ANGELES CA 90064

CRD Number:

110410

SEC Number:

801-55681

Financial Regulator:

SEC/ FINRA

Website:

http://www.nwfadvisory.com

Registration started

Ended

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

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2015

2016

2017

2018

2019

2020

2021

CDR: 346494

JOSEPH NERI

started on 1994-06-20

CDR: 2280089

DEBORAH LEVINE

DEBORAH OPPERMAN

started on 1994-11-09

CDR: 2045989

NEAL ATKIN

started on 1994-11-09

CDR: 1609569

ROBERT LEVINE

BOB LEVINE ROBERT L LEVINE

started on 1997-07-08

CDR: 1871945

DANIEL YASHAREL

DANIEL F YASHAREL DANNY YASHAREL FARID DANIEL YASHAREL

started on 1997-07-08

CDR: 852419

ELIZABETH SAMPSON

ELIZABETH JILL BLOCK

started on 1997-07-08

CDR: 1505191

GALE JOHNSTON

GALE CLAIR CAMPBELL GALE CLAIR MURRAY

started on 1997-07-08

CDR: 1977458

MICHAEL HALBERSTADT

started on 1997-07-08

CDR: 3074179

BENNETT CALE

BENNETT W. CALE

started on 1998-10-16

CDR: 2110946

CRAIG STEINHAUER

started on 1999-06-02

CDR: 4163450

ROBERT SCHULTZ

started on 2000-05-16

CDR: 4255125

KEVIN RYAN

started on 2001-11-15

CDR: 2318361

BRUCE WEINSTEIN

BRUCE R. WEINSTEIN BRUCE WEINSTEIN

started on 2001-03-27

CDR: 1020306

KENT CUMMINGS

started on 2002-06-07

CDR: 846352

REX JACKSON

started on 2003-04-10

CDR: 4378382

LORENA SARCO

LORENA ARREDONDO LORENA ARREDONDO

started on 2003-03-21

CDR: 2632422

MELINDA STEPHENS

started on 2003-03-21

CDR: 1188872

REGINALD JACKSON

REGGIE JACKSON

started on 2003-04-01

CDR: 2433554

Enrico Cacciapuoti

ENRICO CACCIAPUOTI Enrico Thomas Caccia Enrico Caccia

started on 2003-12-05

CDR: 1824697

SANFORD COGGINS

started on 2004-08-13

CDR: 4701655

KENNETH WATTEN

started on 2004-01-27

CDR: 4195989

BRIAN TINKER

BRIAN R. TINKER

started on 2004-05-20

CDR: 852419

ELIZABETH SAMPSON

ELIZABETH JILL BLOCK

ended on 2004-10-15

CDR: 4701655

KENNETH WATTEN

ended on 2004-03-05

CDR: 2318361

BRUCE WEINSTEIN

BRUCE R. WEINSTEIN BRUCE WEINSTEIN

ended on 2004-08-24

CDR: 2632422

MELINDA STEPHENS

ended on 2004-10-05

CDR: 2433554

Enrico Cacciapuoti

ENRICO CACCIAPUOTI Enrico Thomas Caccia Enrico Caccia

ended on 2004-11-29

CDR: 4807158

SCOTT VINEBERG

started on 2005-04-05

CDR: 4842385

DERRIGAN SHEEDY

started on 2005-01-27

CDR: 1609569

ROBERT LEVINE

BOB LEVINE ROBERT L LEVINE

ended on 2005-02-09

CDR: 346494

JOSEPH NERI

ended on 2005-02-09

CDR: 1824697

SANFORD COGGINS

ended on 2005-04-22

CDR: 3074179

BENNETT CALE

BENNETT W. CALE

ended on 2005-06-09

CDR: 4378382

LORENA SARCO

LORENA ARREDONDO LORENA ARREDONDO

ended on 2005-02-28

CDR: 4807158

SCOTT VINEBERG

ended on 2006-03-22

CDR: 4195989

BRIAN TINKER

BRIAN R. TINKER

ended on 2006-09-21

CDR: 2506954

SHEHAB MOHAMMAD

started on 2007-10-25

CDR: 1019653

ROBERT NEWELL

started on 2007-07-05

CDR: 2701275

DWIGHT WILKES

started on 2008-07-15

CDR: 2632422

MELINDA STEPHENS

started on 2008-02-26

CDR: 602333

DWIGHT HARRIS

started on 2008-02-08

CDR: 2298270

AARON SHARMA

AARON P SHARMA AARON SHARMA NARENDRA P SHARMA NARENDRA PRASAD SHARMA

started on 2008-06-16

CDR: 4762155

RONALD PHILLIPS

R SCOTT PHILLIPS

started on 2008-02-26

CDR: 4762155

RONALD PHILLIPS

R SCOTT PHILLIPS

ended on 2008-04-30

CDR: 1241673

WILLIAM UPSON

started on 2009-03-17

CDR: 2016985

DENISE PETERSEN

DENISE M PETERSEN

started on 2009-03-25

CDR: 2036407

RICHARD KLOTZ

RICHARD W KLOTZ

started on 2009-03-19

CDR: 1498096

MARY ALLEN

TERRY ALLEN

started on 2009-03-16

CDR: 1838567

BART RICHARDSON

started on 2009-03-17

CDR: 1290818

EDNA BURR

started on 2009-03-16

CDR: 4804509

STEPHANIE LACKENBY

STEPHANIE ALYCE KRAUSS STEPHANIE KRAUSS STEPHANIE A. LACKENBY

started on 2009-01-12

CDR: 462090

MICHAEL WEINTRAUB

started on 2009-03-19

CDR: 602333

DWIGHT HARRIS

ended on 2009-04-02

CDR: 2463528

CYNTHIA NOWICKI MOORE

started on 2010-03-02

CDR: 2036407

RICHARD KLOTZ

RICHARD W KLOTZ

ended on 2010-01-05

CDR: 1977458

MICHAEL HALBERSTADT

ended on 2010-11-02

CDR: 5047705

MARIANNE REGAN

MAIRE REGAN

started on 2011-03-04

CDR: 2280089

DEBORAH LEVINE

DEBORAH OPPERMAN

ended on 2011-05-17

CDR: 2632422

MELINDA STEPHENS

ended on 2011-06-07

CDR: 5484138

GLEB REYNLIB

started on 2012-04-02

CDR: 359038

GORDON PEAY

GORDON N PEAY

started on 2012-09-27

CDR: 846352

REX JACKSON

ended on 2012-02-28

CDR: 4812434

BRANDON DIXON-JAMES

started on 2013-10-08

CDR: 2605292

HEATHER SCULLY

HEATHER LOUISE LEVERICH LEVERICH

started on 2013-06-10

CDR: 5850950

RAJER CHOOBAK

RAJER IRAJ CHOOBAK

started on 2013-11-13

CDR: 1498096

MARY ALLEN

TERRY ALLEN

ended on 2013-10-03

CDR: 2158840

PETER WANG

started on 2014-09-19

CDR: 2594936

FRANCIS FONG

started on 2015-07-03

CDR: 733321

JAMES LINNA

started on 2015-07-03

CDR: 1678536

SHERYL MANOS

SHERYL DIANE MANOS SHERYL DIANE RADOS

started on 2015-07-03

CDR: 1082419

GARY ROBERTSON

started on 2015-07-03

CDR: 2298270

AARON SHARMA

AARON P SHARMA AARON SHARMA NARENDRA P SHARMA NARENDRA PRASAD SHARMA

ended on 2015-01-07

CDR: 6393341

WILLOW DRAZEN

started on 2016-06-04

CDR: 4945465

LUKA PAVLINA

started on 2016-10-04

CDR: 4691823

ARTIN BANDARI

started on 2016-10-07

CDR: 1977458

MICHAEL HALBERSTADT

started on 2016-09-15

CDR: 2701275

DWIGHT WILKES

ended on 2016-10-28

CDR: 1290818

EDNA BURR

ended on 2016-11-21

CDR: 2045989

NEAL ATKIN

ended on 2016-11-21

CDR: 1505191

GALE JOHNSTON

GALE CLAIR CAMPBELL GALE CLAIR MURRAY

ended on 2016-11-21

CDR: 4482022

BRIAN BEDORD

started on 2017-11-21

CDR: 1312019

VERNE TAKAGI

started on 2017-03-09

CDR: 1003000

BRIAN WILLENBORG

started on 2017-02-27

CDR: 2931022

TOM WOOD

started on 2017-02-16

CDR: 1101957

LANNIE WRIGHT

LANNIE C WRIGHT

started on 2017-03-03

CDR: 827550

GARY GARCIA

started on 2017-04-18

CDR: 4460061

SYLVAIN LAPOINTE

started on 2017-01-31

CDR: 4684654

JENNIE HUNSBERGER

JENNIE KERN HUNSBERGER MS.

started on 2017-03-23

CDR: 707057

STANLEY DORRANCE

started on 2017-08-10

CDR: 1275073

DEAN LEONARD

started on 2017-02-14

CDR: 1425553

DAVID TAKAGI

started on 2017-03-09

CDR: 4683760

JEROMY PARK

JEREMY ANDREW PARK

started on 2017-10-25

CDR: 2197123

ERIC GOTTLIEB

started on 2017-02-16

CDR: 2330365

CHARLES ANDERSON

started on 2017-02-06

CDR: 4587098

STACY TREDENNICK

STACY KATHLEEN MALLORY STACY M TREDENNICK

started on 2017-02-14

CDR: 6126227

MEGAN TAKAGI

started on 2017-03-09

CDR: 2607997

DARYL COLE

started on 2017-11-01

CDR: 2630055

JOSEPH HAGLER

JOE HAGLER JOSEPH HAGLER

started on 2017-10-27

CDR: 6262972

Geoffrey Fellows

GEOFFREY ERIK FELLOWS

started on 2017-12-12

CDR: 436305

JIM STEWART

JIM M STEWART

started on 2017-02-14

CDR: 1561225

MONICA MCCREADY

MONICA MCCREADY JOHNSON MONICA A. MCCREADY MONICA MCCREADY

started on 2017-02-16

CDR: 2039614

JOHN WALLBRINK

JOHN HENDRICK WALLBRINK

started on 2017-02-14

CDR: 1675100

NANCY PYZEL

NANCY ANN HEULER

started on 2017-02-14

CDR: 4405339

NOAH BOATRIGHT

started on 2017-10-30

CDR: 1722787

JOHN TRULL

started on 2017-04-18

CDR: 1916745

DARI RACHEDI

DARI DARIUSH RASHEDI DARI RASHEDI

started on 2017-10-05

CDR: 5826716

ANDREW STEWART

started on 2017-02-14

CDR: 4689052

DONNA LEA

started on 2017-11-01

CDR: 1182799

RONALD BRANNAN

RON BRANNAN

started on 2017-08-10

CDR: 5292832

TARA TRAUTSCH

TARA TRAUTSCH MIGDALE

started on 2017-02-14

CDR: 2748994

WILLIAM FREDRICKSON

WILLIAM JOEL GAY

started on 2017-02-13

CDR: 2209644

TIMOTHY POWELL

started on 2017-02-14

CDR: 5701947

TAEA TAKAGI-JONES

TAEA MAGDALENA TAKAGI

started on 2017-03-09

CDR: 2535458

MICHAEL WILSON

MIKE WILSON

started on 2017-02-06

CDR: 323892

RONALD MAYEBO

started on 2017-05-18

CDR: 5018902

REBECCA CAMERON

REBECCA ANN JOSEPH

started on 2017-02-17

CDR: 2988727

CESAR FRANCO

started on 2018-06-14

CDR: 5445973

BYRON HARLAN

started on 2018-06-27

CDR: 6041618

JUDITH HARLAN

JUDI LEE BARTLETT JUDITH LEE BARTLETT Judi Harlan

started on 2018-09-17

CDR: 6262077

RICHARD BRANDLEY

RICK BRANDLEY

started on 2018-08-02

CDR: 5785290

JUSTIN ARCE

started on 2018-02-24

CDR: 4405176

VAYLE FLORIA

started on 2018-03-22

CDR: 1275073

DEAN LEONARD

ended on 2018-03-29

CDR: 2594936

FRANCIS FONG

ended on 2018-11-30

CDR: 733321

JAMES LINNA

ended on 2018-11-30

CDR: 1019653

ROBERT NEWELL

ended on 2018-11-30

CDR: 323892

RONALD MAYEBO

ended on 2018-11-30

CDR: 5604984

DANIELA ALJAWAD

DANIELA MOLL

started on 2019-09-12

CDR: 4683148

JANE AN

started on 2019-09-12

CDR: 5706203

Woong Kim

WOONG KIM

started on 2019-12-19

CDR: 7074942

GRANT JONES

started on 2019-08-24

CDR: 5551678

James Johnson

JAMES JOHNSON JIM JOHNSON

started on 2019-01-14

CDR: 1838567

BART RICHARDSON

ended on 2019-11-15

CDR: 2197123

ERIC GOTTLIEB

ended on 2019-11-25

CDR: 6262077

RICHARD BRANDLEY

RICK BRANDLEY

ended on 2019-04-16

CDR: 1737207

DAVID YELLIN

DAVID M YELLIN

started on 2020-08-05

CDR: 707057

STANLEY DORRANCE

ended on 2020-12-07

CDR: 1675100

NANCY PYZEL

NANCY ANN HEULER

ended on 2020-11-04

CDR: 1182799

RONALD BRANNAN

RON BRANNAN

ended on 2020-01-13

CDR: 359038

GORDON PEAY

GORDON N PEAY

ended on 2020-10-08

CDR: 4359340

MOHAMED AKRAM

ABDUR AKRAM

started on 2021-03-01

Court Diary