Company Name:
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
Address:
16TH FLOOR, 2029 CENTURY PARK EAST, LOS ANGELES CA 90067
CRD Number:
121876
SEC Number:
801-61379
Financial Regulator:
SEC/ FINRA
Website:
https://www.linkedin.com/company/nuveen/
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2243960
MOIRA HUCK
MOLLY S ALFANO MOLLY SALMON ALFANO MOLLY SALMON HUCK
started on 2000-01-01
CDR: 2872066
JON BOSSE
JON BOSSE
started on 2002-08-01
CDR: 4571858
DAVID IBEN
DAVE IBEN
started on 2002-08-01
CDR: 2260500
PHYLLIS THOMAS
PHYLLIS ANN GREGORY
started on 2002-08-01
CDR: 1222059
DAVID STUMPF
DAVID M STUMPF
started on 2002-08-01
CDR: 1789628
CARL KATERNDAHL
CARL KATERNDAHL
started on 2002-08-01
CDR: 1345282
JAMES GALBREATH
JIM GALBREATH
started on 2002-08-01
CDR: 4575237
THOMAS GRIFFITH
TOM GRIFFITH
started on 2002-08-12
CDR: 1284878
MICHAEL CARNE
started on 2003-01-08
CDR: 2826791
PAUL HECHMER
started on 2003-03-12
CDR: 2243960
MOIRA HUCK
MOLLY S ALFANO MOLLY SALMON ALFANO MOLLY SALMON HUCK
ended on 2003-02-07
CDR: 4575237
THOMAS GRIFFITH
TOM GRIFFITH
ended on 2004-05-11
CDR: 4737059
MICHAEL MULLANE
started on 2005-06-20
CDR: 3203111
MICHELLE KATO
started on 2005-02-09
CDR: 4498932
SHANNON Kenska
SHANNON LYNN HARRIS SHANNON LYNN LAMBO
started on 2005-06-29
CDR: 4570292
THUY NGA NGUYEN
started on 2005-02-15
CDR: 3261485
GREGG TENSER
started on 2007-10-04
CDR: 1881040
DAVID NISSEN
DAVE NISSEN
started on 2007-01-18
CDR: 4571858
DAVID IBEN
DAVE IBEN
ended on 2007-06-08
CDR: 4737059
MICHAEL MULLANE
ended on 2007-06-08
CDR: 2826791
PAUL HECHMER
ended on 2007-06-08
CDR: 4570292
THUY NGA NGUYEN
ended on 2007-06-08
CDR: 1540354
CRAIG BAILEY
CHIP BAILEY CRAIG ODELL BAILEY
started on 2008-02-01
CDR: 1927149
SHARON CASTRO
started on 2009-01-07
CDR: 3180696
JAMES STEPHENSON
started on 2009-02-19
CDR: 4277437
SARAH BARLUP
SARAH NEAL BANNON
started on 2009-05-13
CDR: 5728803
ERIN MCMORROUGH
ERIN MARIE SIMPSON ERIN SIMPSON ERIN MARIE SIMPSON MCMORROUGH
started on 2010-02-12
CDR: 5728803
ERIN MCMORROUGH
ERIN MARIE SIMPSON ERIN SIMPSON ERIN MARIE SIMPSON MCMORROUGH
ended on 2010-08-11
CDR: 1881040
DAVID NISSEN
DAVE NISSEN
ended on 2010-04-01
CDR: 4683864
JAMSHAUD ZOVEIN
JAM ZOVEIN
started on 2011-11-09
CDR: 1789628
CARL KATERNDAHL
CARL KATERNDAHL
ended on 2011-12-31
CDR: 3180696
JAMES STEPHENSON
started on 2012-09-26
CDR: 3180696
JAMES STEPHENSON
ended on 2012-07-09
CDR: 4498932
SHANNON Kenska
SHANNON LYNN HARRIS SHANNON LYNN LAMBO
ended on 2012-03-29
CDR: 4277437
SARAH BARLUP
SARAH NEAL BANNON
ended on 2012-03-29
CDR: 2329843
ANTHONY MARAMARCO
TONY MARAMARCO MARAMARCO
started on 2013-01-04
CDR: 2629208
RAYMOND URBAN
started on 2013-01-04
CDR: 1222059
DAVID STUMPF
DAVID M STUMPF
ended on 2013-07-12
CDR: 3203111
MICHELLE KATO
ended on 2013-05-16
CDR: 1345282
JAMES GALBREATH
JIM GALBREATH
ended on 2013-01-31
CDR: 4683864
JAMSHAUD ZOVEIN
JAM ZOVEIN
ended on 2013-11-25
CDR: 1284878
MICHAEL CARNE
ended on 2015-01-27
CDR: 4737059
MICHAEL MULLANE
started on 2016-07-01
CDR: 1801030
PETER BOARDMAN
started on 2016-07-01
CDR: 4570292
THUY NGA NGUYEN
started on 2016-07-01
CDR: 6497321
BRADLEY OLALDE
started on 2018-09-25
CDR: 3261485
GREGG TENSER
ended on 2018-01-26
CDR: 2329843
ANTHONY MARAMARCO
TONY MARAMARCO MARAMARCO
ended on 2018-05-10
CDR: 1345282
JAMES GALBREATH
JIM GALBREATH
started on 2019-02-06
CDR: 2260500
PHYLLIS THOMAS
PHYLLIS ANN GREGORY
ended on 2019-07-31
CDR: 6497321
BRADLEY OLALDE
ended on 2019-08-13
CDR: 1540354
CRAIG BAILEY
CHIP BAILEY CRAIG ODELL BAILEY
ended on 2019-08-26
CDR: 1345282
JAMES GALBREATH
JIM GALBREATH
ended on 2020-07-02
CDR: 2629208
RAYMOND URBAN
ended on 2020-12-02



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