Company Name:
OAKWOOD CAPITAL MANAGEMENT LLC
Address:
12121 WILSHIRE BLVD., SUITE 1250, LOS ANGELES CA 90025
CRD Number:
108080
SEC Number:
801-55342
Financial Regulator:
SEC/ FINRA
Website:
http://www.oakwoodcap.com
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 237138
MARLETTA HARKNESS
MARLETTA L HARKNESS MARLETTA LETITIA PIRMANN
started on 1998-03-25
CDR: 2141455
ALAN BLAIS
A. ROBERT BLAIS ALAN BLAIS ROBERT BLAIS
started on 1998-03-25
CDR: 1795748
TOM DOXEY
started on 1998-06-23
CDR: 1331069
BRUCE MANDEL
started on 1998-03-25
CDR: 1320292
NICANOR MAMARIL
started on 2000-06-09
CDR: 2340433
JAMES LYON
JAMES M MARK LYON JIM LYON
started on 2000-06-09
CDR: 4662357
WATT WEBB
WATT WETMORE WEBB
started on 2003-05-09
CDR: 237138
MARLETTA HARKNESS
MARLETTA L HARKNESS MARLETTA LETITIA PIRMANN
ended on 2003-03-28
CDR: 1349043
WILLIAM KLEPPER
WILLIAM F KLEPPER
started on 2004-06-10
CDR: 846999
DAVID GOLDBERG
started on 2005-12-20
CDR: 2340433
JAMES LYON
JAMES M MARK LYON JIM LYON
ended on 2006-06-21
CDR: 4662357
WATT WEBB
WATT WETMORE WEBB
ended on 2007-04-05
CDR: 2280110
MARY SIGLER
MARY ELIZABETH BUSCH MARY ELIZABETH SMITH MARY ELIZABETH STEPP
started on 2008-02-14
CDR: 2280110
MARY SIGLER
MARY ELIZABETH BUSCH MARY ELIZABETH SMITH MARY ELIZABETH STEPP
ended on 2008-03-05
CDR: 1349043
WILLIAM KLEPPER
WILLIAM F KLEPPER
ended on 2008-04-16
CDR: 227826
JOHN GRAVES
started on 2009-09-29
CDR: 846999
DAVID GOLDBERG
ended on 2009-12-02
CDR: 4703282
TED SHIN
TED SUNG-WOO SHIN
started on 2014-07-02
CDR: 1370872
THOMAS SMITH
HAL SMITH
started on 2015-03-13
CDR: 4703282
TED SHIN
TED SUNG-WOO SHIN
ended on 2015-07-23
CDR: 6148048
AYAKO YOSHIOKA
AYAKO IRIE
started on 2016-04-14
CDR: 3055142
ARIEL DA SILVA
ARIEL A DA SILVA ARIEL ALEJANDRINO DASILVA
started on 2016-06-10
CDR: 6068763
John Einspanier
KEEGAN EINSPANIER
started on 2018-09-06
CDR: 2141455
ALAN BLAIS
A. ROBERT BLAIS ALAN BLAIS ROBERT BLAIS
ended on 2018-01-09
CDR: 227826
JOHN GRAVES
ended on 2018-01-09
CDR: 6068763
John Einspanier
KEEGAN EINSPANIER
ended on 2019-11-13
CDR: 1370872
THOMAS SMITH
HAL SMITH
ended on 2020-10-07



Copyright 2022 EmployProof.org All rights reserved.
Court Diary