Company Name:
OAK TREE SECURITIES, INC.
Address:
SUITE 129, 4049 FIRST STREET, LIVERMORE, CA 94551-4949
CRD Number:
18126
CIK Number:
794092
SEC File Number:
836138
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 817404
DANIEL QUESADA
started on 1986-07-24
CDR: 1406679
MARTIN BURGER
started on 1987-08-19
CDR: 1406679
MARTIN BURGER
ended on 1988-02-16
CDR: 711555
BROOKE WENTNER
started on 1989-11-21
CDR: 1006661
PATRICIA WILLIAMS
started on 1991-01-01
CDR: 302868
DENNIS LARSON
started on 1991-01-31
CDR: 735877
ERIC DAHL
started on 1991-02-21
CDR: 1049271
WALTER JENKINS
BUD JENKINS
started on 1991-01-16
CDR: 710189
VIRGINIA GERHART
started on 1991-01-15
CDR: 727381
ARNOLD BECK
ARNIE BECK JR
started on 1991-01-22
CDR: 1161508
DOUGLAS SCOTT
DOUGLAS JAY FRANKENSTEIN
started on 1991-01-30
CDR: 302946
LAUREN LARSON
LARRY LARSON
started on 1991-09-06
CDR: 1206873
GARY HOOKER
GARY ALAN HOOKER GARY ALAN HOOPER
started on 1991-01-31
CDR: 418738
ROBERT SEMPLE
started on 1991-01-10
CDR: 322730
DOUGLAS MATHES
DOUG MATHES
started on 1991-01-01
CDR: 1008245
JUDITH MATHES
JUDITH ARBINI JUDY ARBINI JUDITH ANN GUILBERT JUDY GUILBERT JUDITH A MATHES
started on 1991-01-01
CDR: 1999858
PAMELA BLAIR
started on 1991-02-01
CDR: 1031820
TIMOTHY BOCK
started on 1991-01-31
CDR: 711555
BROOKE WENTNER
ended on 1991-10-16
CDR: 1049271
WALTER JENKINS
BUD JENKINS
ended on 1991-10-16
CDR: 727381
ARNOLD BECK
ARNIE BECK JR
ended on 1991-09-24
CDR: 322730
DOUGLAS MATHES
DOUG MATHES
ended on 1991-07-23
CDR: 1008245
JUDITH MATHES
JUDITH ARBINI JUDY ARBINI JUDITH ANN GUILBERT JUDY GUILBERT JUDITH A MATHES
ended on 1991-06-24
CDR: 1364143
LEE DORADO
LEE ANN TOLLEFSON
started on 1992-08-14
CDR: 2330577
CANDACE CONRAD
CANDACE SUSAN KANE CANDY KANE
started on 1993-09-27
CDR: 1364143
LEE DORADO
LEE ANN TOLLEFSON
ended on 1993-04-14
CDR: 1031820
TIMOTHY BOCK
ended on 1994-11-22
CDR: 343631
JOHN MURRAY
JOHN COUREY MURRAY
started on 1995-02-21
CDR: 1339026
STEVEN BRUMBAUGH
started on 1995-04-24
CDR: 347574
BYRON NICHOLS
started on 1995-02-15
CDR: 704699
NORMAN STEAD
started on 1995-02-27
CDR: 728693
WALLACE BUTTERWORTH
started on 1995-05-19
CDR: 864517
MARK WALSVICK
started on 1995-02-21
CDR: 841183
PHILIP BEWLEY
ANDY BEWLEY
started on 1995-02-07
CDR: 73860
GARY DUQUETTE
started on 1995-03-01
CDR: 2330577
CANDACE CONRAD
CANDACE SUSAN KANE CANDY KANE
ended on 1995-04-24
CDR: 1929640
GREGORY FRIEDMAN
GREG H FRIEDMAN
started on 1996-10-02
CDR: 1049271
WALTER JENKINS
BUD JENKINS
started on 1996-03-01
CDR: 1049271
WALTER JENKINS
BUD JENKINS
ended on 1997-12-31
CDR: 1929640
GREGORY FRIEDMAN
GREG H FRIEDMAN
ended on 1998-06-29
CDR: 3149445
KATHLEEN BARNETT
KATHY T WHELAN MS
started on 1999-06-14
CDR: 728693
WALLACE BUTTERWORTH
ended on 1999-12-06
CDR: 1027098
JOHN WALTHALL
started on 2000-05-26
CDR: 843915
MICHAEL DISERIO
started on 2000-03-31
CDR: 1027098
JOHN WALTHALL
ended on 2000-10-24
CDR: 864517
MARK WALSVICK
ended on 2000-12-15
CDR: 1527269
BRUCE BEETZ
started on 2001-04-02
CDR: 2693579
DONALD CLEPHANE
started on 2001-09-19
CDR: 1229668
MARTHA KISTLER
started on 2001-04-02
CDR: 2525591
LAURENCE MERKOW
LARRY MERKOW LAURENCE L MERKOW
started on 2001-04-02
CDR: 1032678
CRYSTAL GRAVES
CRYSTAL CARON CONWAY
started on 2002-12-13
CDR: 711291
LELAND BEIGEL
started on 2002-02-04
CDR: 817404
DANIEL QUESADA
started on 2002-07-30
CDR: 302868
DENNIS LARSON
started on 2002-07-30
CDR: 841183
PHILIP BEWLEY
ANDY BEWLEY
ended on 2003-11-14
CDR: 1005440
KATHLEEN HOHENSHELT
KATHLEEN JONES HOHENSHAELT KATHLEEN LESLIE HOHENSHAELT
started on 2004-11-11
CDR: 2742405
SONYA MOZELESKI TAYLOR
SONYA MARIE LEE SONYA MARIE MOZELESKI SONYA MARIE TAYLOR
started on 2005-07-04
CDR: 817404
DANIEL QUESADA
ended on 2005-12-13
CDR: 1005440
KATHLEEN HOHENSHELT
KATHLEEN JONES HOHENSHAELT KATHLEEN LESLIE HOHENSHAELT
ended on 2005-02-14
CDR: 302868
DENNIS LARSON
ended on 2005-12-13
CDR: 1653614
STEVEN RICHMOND
started on 2006-11-08
CDR: 5343038
JUSTIN DAVIS
started on 2007-11-26
CDR: 2921460
JOSEPH LUPERCIO
JOE LUPERCIO
started on 2007-11-01
CDR: 3216820
MARK PIZAREK
MARK PIZAREK
started on 2007-01-16
CDR: 2086793
DAVID GODINEZ
started on 2007-10-11
CDR: 343631
JOHN MURRAY
JOHN COUREY MURRAY
ended on 2007-10-01
CDR: 347574
BYRON NICHOLS
ended on 2007-03-14
CDR: 704699
NORMAN STEAD
ended on 2007-10-01
CDR: 711291
LELAND BEIGEL
ended on 2007-10-01
CDR: 843915
MICHAEL DISERIO
ended on 2007-10-01
CDR: 3149445
KATHLEEN BARNETT
KATHY T WHELAN MS
ended on 2007-04-26
CDR: 418738
ROBERT SEMPLE
ended on 2007-11-06
CDR: 1653614
STEVEN RICHMOND
ended on 2007-10-01
CDR: 73860
GARY DUQUETTE
ended on 2007-10-01
CDR: 711291
LELAND BEIGEL
started on 2008-11-05
CDR: 5472923
MARNIE GOTFRIED
started on 2008-07-01
CDR: 860423
JOHN DURDEN JR
JOHN KENNETH DURDEN JR
started on 2008-01-03
CDR: 2115764
JUDITH LAWRENCE
JUDITH KAY COX
started on 2008-07-10
CDR: 5343038
JUSTIN DAVIS
ended on 2008-02-19
CDR: 1339026
STEVEN BRUMBAUGH
started on 2009-04-24
CDR: 710189
VIRGINIA GERHART
ended on 2009-02-10
CDR: 302946
LAUREN LARSON
LARRY LARSON
ended on 2009-10-29
CDR: 1999858
PAMELA BLAIR
ended on 2009-02-04
CDR: 707593
DAVID GAON
started on 2010-09-01
CDR: 5332006
MARCELINO VALDEZ
MARCELINO VALDEZ JR MARCELINO VALDEZ JR. MARCELINO VALDEZ
started on 2010-09-01
CDR: 5532727
JOHN ANNAS
KYLE ANNAS
started on 2010-08-12
CDR: 5391653
PAUL HERNANDEZ
started on 2011-09-06
CDR: 5624253
MARIA AREGA
MARIA HELENA THOMAS
started on 2011-08-12
CDR: 4912901
Audrey Stein
started on 2011-01-10
CDR: 4946791
ATHAN ANTONOPOULOS
ATHAN ANTONOPOULOS TOM ANTONOPOULOS
started on 2011-09-06
CDR: 5472923
MARNIE GOTFRIED
ended on 2011-07-11
CDR: 707593
DAVID GAON
ended on 2011-10-12
CDR: 4912901
Audrey Stein
ended on 2011-10-12
CDR: 5532727
JOHN ANNAS
KYLE ANNAS
ended on 2011-05-05
CDR: 3080268
Fred Avalli
FRED A AVALLI FRED ANTHONY AVALLI
started on 2012-04-03
CDR: 5391653
PAUL HERNANDEZ
ended on 2012-05-17
CDR: 2921460
JOSEPH LUPERCIO
JOE LUPERCIO
ended on 2012-08-24
CDR: 2525591
LAURENCE MERKOW
LARRY MERKOW LAURENCE L MERKOW
ended on 2012-02-02
CDR: 3080268
Fred Avalli
FRED A AVALLI FRED ANTHONY AVALLI
ended on 2012-05-17
CDR: 1197922
ROBERT CHEATHAM
NEIL CHEATHAM
started on 2013-03-28
CDR: 231970
ROBERT GUMP
ROB GUMP
started on 2013-02-20
CDR: 2280222
JACOB WHEELER
JACOB PHILLIP WHEELER III
started on 2013-03-28
CDR: 3080268
Fred Avalli
FRED A AVALLI FRED ANTHONY AVALLI
started on 2013-02-20
CDR: 1463972
DAVID GIULIANI
started on 2013-09-23
CDR: 2233810
MATTHEW MULHERN
started on 2013-11-08
CDR: 1032678
CRYSTAL GRAVES
CRYSTAL CARON CONWAY
ended on 2013-12-31
CDR: 1197922
ROBERT CHEATHAM
NEIL CHEATHAM
ended on 2014-01-17
CDR: 2280222
JACOB WHEELER
JACOB PHILLIP WHEELER III
ended on 2014-01-17
CDR: 5332006
MARCELINO VALDEZ
MARCELINO VALDEZ JR MARCELINO VALDEZ JR. MARCELINO VALDEZ
ended on 2014-07-01
CDR: 1206873
GARY HOOKER
GARY ALAN HOOKER GARY ALAN HOOPER
ended on 2014-12-31
CDR: 5900436
TRISHA ARCHEY
TRISHA ARCHEY TRISHA WORLEY
started on 2015-03-02
CDR: 1353438
JAMES WHITSON
JIM WHITSON
started on 2015-02-09
CDR: 5900436
TRISHA ARCHEY
TRISHA ARCHEY TRISHA WORLEY
ended on 2015-07-16
CDR: 2233810
MATTHEW MULHERN
ended on 2015-06-23
CDR: 2115764
JUDITH LAWRENCE
JUDITH KAY COX
ended on 2015-03-13
CDR: 6701240
Jared Feldman
started on 2017-03-31
CDR: 5624253
MARIA AREGA
MARIA HELENA THOMAS
ended on 2017-01-24
CDR: 1463972
DAVID GIULIANI
ended on 2017-01-24
CDR: 1161508
DOUGLAS SCOTT
DOUGLAS JAY FRANKENSTEIN
ended on 2017-11-07
CDR: 1332507
JAMES GINGLES
started on 2018-07-03
CDR: 6701240
Jared Feldman
ended on 2018-05-14
CDR: 5624253
MARIA AREGA
MARIA HELENA THOMAS
started on 2019-01-25
CDR: 1429073
JEFFERY CHILMAN
JEFF CHILMAN
started on 2019-04-12
CDR: 2742405
SONYA MOZELESKI TAYLOR
SONYA MARIE LEE SONYA MARIE MOZELESKI SONYA MARIE TAYLOR
ended on 2019-12-03
CDR: 711291
LELAND BEIGEL
ended on 2019-06-10
CDR: 5624253
MARIA AREGA
MARIA HELENA THOMAS
ended on 2019-11-11
CDR: 3080268
Fred Avalli
FRED A AVALLI FRED ANTHONY AVALLI
ended on 2019-09-05
CDR: 1527269
BRUCE BEETZ
ended on 2019-11-04
CDR: 1229668
MARTHA KISTLER
ended on 2019-11-04
CDR: 1353438
JAMES WHITSON
JIM WHITSON
ended on 2019-10-14
CDR: 3216820
MARK PIZAREK
MARK PIZAREK
ended on 2019-11-04
CDR: 1339026
STEVEN BRUMBAUGH
ended on 2019-11-26
CDR: 4804484
CATHERINE KING
CATHERINE NADINE HEISS
started on 2020-06-16
CDR: 7291812
Cameron Brokaw
Cameron Brokaw
started on 2020-11-21



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