EPlicensed - US FINRA/ SEC Record Search

Company Name:

OBERON SECURITIES, LLC

Address:

1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

CRD Number:

132598

CIK Number:

1299849

SEC File Number:

866607

Financial Regulator:

SEC/ FINRA

Registration started

Ended

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 4829339

JEFFREY SINGER

started on 2005-02-08

CDR: 2731183

ELAD EPSTEIN

started on 2005-01-20

CDR: 2729203

KEITH LANGWORTHY

started on 2005-03-17

CDR: 2915606

YOAV REKEM

started on 2005-02-08

CDR: 1633010

LOIC LAMOUREUX

started on 2005-01-20

CDR: 2686117

NICOLE SCHMIDT

started on 2005-01-20

CDR: 3080913

LAN NGUYEN

LAN KEVIN NGUYEN

started on 2005-02-15

CDR: 3019104

DANIEL PYNE

started on 2005-09-08

CDR: 2522542

ADAM BRESLAWSKY

ADAM S BRESLAWSKY ADAM BRESLAWSKY

started on 2005-01-20

CDR: 3080913

LAN NGUYEN

LAN KEVIN NGUYEN

ended on 2005-06-24

CDR: 4895053

JAMES VITALONE

JAMES W. VITALONE

started on 2006-07-31

CDR: 4829339

JEFFREY SINGER

ended on 2006-01-19

CDR: 1633010

LOIC LAMOUREUX

ended on 2006-03-24

CDR: 2418962

ROBERT LIPPS

started on 2007-11-20

CDR: 1171748

STUART FROMM

started on 2007-07-17

CDR: 4814657

WHITNEY STEWART

WHIT W. STEWART

started on 2008-07-28

CDR: 1991265

MARK ROLLINS

started on 2008-08-11

CDR: 5485384

JOHN NESBETT

started on 2008-04-15

CDR: 4814657

WHITNEY STEWART

WHIT W. STEWART

ended on 2008-12-15

CDR: 2729203

KEITH LANGWORTHY

ended on 2008-06-25

CDR: 4315709

ED ZABAR

ADI ZVI TSABAR ED A ZABAR

started on 2009-12-15

CDR: 4470218

JASON WHITE

JASON A WHITE

started on 2009-09-24

CDR: 3117103

MICHELE GESSER

MICHELE SAMMARCO

started on 2009-03-19

CDR: 5123940

ASSAF GUTERMAN

started on 2009-10-29

CDR: 3085642

AVIV LAURENCE

started on 2009-03-06

CDR: 3117103

MICHELE GESSER

MICHELE SAMMARCO

ended on 2009-11-02

CDR: 3019104

DANIEL PYNE

ended on 2009-03-03

CDR: 3085642

AVIV LAURENCE

ended on 2009-07-01

CDR: 5378450

MICHAEL ZAINO

started on 2010-11-22

CDR: 5774189

DEAN DUBBIN

started on 2010-06-24

CDR: 3203780

PHILIP CARLSON

started on 2010-08-31

CDR: 1705897

GARY FELDMAN

started on 2010-11-09

CDR: 2000989

CHRISTINE PETRAGLIA

started on 2010-10-26

CDR: 2237378

NOEL RIMALOVSKI

started on 2010-06-18

CDR: 4031939

ADAM TAPLINGER

started on 2010-08-19

CDR: 4470218

JASON WHITE

JASON A WHITE

ended on 2010-08-05

CDR: 2541825

NIV HARIZMAN

started on 2011-08-03

CDR: 2528209

GREGG BRESNER

started on 2011-10-19

CDR: 1705897

GARY FELDMAN

ended on 2011-08-15

CDR: 1991265

MARK ROLLINS

ended on 2011-07-14

CDR: 2418962

ROBERT LIPPS

ended on 2011-06-07

CDR: 2665119

PAUL BOYDELL

started on 2012-12-03

CDR: 3085066

JOHN NECZESNY

started on 2012-11-01

CDR: 4172515

GARRETT BEKKER

started on 2012-08-13

CDR: 5914808

JOHN ALASCIO

started on 2012-10-04

CDR: 1171748

STUART FROMM

ended on 2012-07-16

CDR: 2528209

GREGG BRESNER

ended on 2012-03-07

CDR: 4864817

WILLIAM WARD

started on 2013-10-11

CDR: 1973008

WILLIAM SEERY

WILLIAM JOHN SEERY III BILL SERRY III

started on 2013-07-22

CDR: 4959028

KIRIN SMITH

started on 2013-10-25

CDR: 6135814

SIVA SUNDARAM

started on 2013-06-18

CDR: 4999406

RICHARD COCCA

started on 2013-05-20

CDR: 5378450

MICHAEL ZAINO

ended on 2013-08-08

CDR: 4315709

ED ZABAR

ADI ZVI TSABAR ED A ZABAR

ended on 2013-01-15

CDR: 4864817

WILLIAM WARD

ended on 2013-11-08

CDR: 2541825

NIV HARIZMAN

ended on 2013-11-08

CDR: 6135814

SIVA SUNDARAM

ended on 2013-12-19

CDR: 2237378

NOEL RIMALOVSKI

ended on 2013-09-12

CDR: 5947219

Andrew Romero

ANDREW J ROMERO ANDREW JOSEPH ROMERO Andrew Jospeh Romero Andrew Romero

started on 2014-10-23

CDR: 5271838

ANDREW AMIEL

started on 2014-09-04

CDR: 1597426

DAN RAMSDEN

started on 2014-01-13

CDR: 2522561

KURT BERMOND

started on 2014-03-11

CDR: 3258309

JOHN KINNEY

JOHN M KINNEY

started on 2014-02-26

CDR: 1861490

SCOTT FRIEDMAN

started on 2014-12-01

CDR: 2202583

DANIEL GUILFOILE

started on 2014-07-07

CDR: 4418084

FRANCIS MCGRATH

started on 2014-04-25

CDR: 5190384

SCOTT ROBINSON

started on 2014-05-20

CDR: 4785292

DEREK TALLER

started on 2014-09-29

CDR: 5941222

ASSAF NATHAN

started on 2014-02-04

CDR: 2665119

PAUL BOYDELL

ended on 2014-04-11

CDR: 4895053

JAMES VITALONE

JAMES W. VITALONE

ended on 2014-08-18

CDR: 4172515

GARRETT BEKKER

ended on 2014-09-10

CDR: 5914808

JOHN ALASCIO

ended on 2014-11-06

CDR: 842270

RAY GATTEN

started on 2015-09-22

CDR: 3249640

HARRY CHEVAN

started on 2015-05-22

CDR: 4315709

ED ZABAR

ADI ZVI TSABAR ED A ZABAR

started on 2015-06-19

CDR: 2766710

ARIEL BERKO

started on 2015-03-09

CDR: 1034711

TIMOTHY BONHAM

started on 2015-10-07

CDR: 4454295

PHILLIP TOTH

PHILIP EDWARD TOTH

started on 2015-09-22

CDR: 1794315

JIMMIE SUNDSTROM

JIM SUNDSTROM JIMMIE L SUNDSTROM

started on 2015-06-24

CDR: 1424501

TIMOTHY MARLO

started on 2015-12-04

CDR: 4568850

STEVEN WARSAW

started on 2015-04-21

CDR: 4253956

CHRISTOPHER SHAW

started on 2015-07-23

CDR: 5123940

ASSAF GUTERMAN

ended on 2015-09-22

CDR: 4785292

DEREK TALLER

ended on 2015-09-17

CDR: 2130737

MARK HORAN

started on 2016-12-02

CDR: 5894761

CHRISTOPHER GIFFUNI

started on 2016-06-17

CDR: 2495230

JENNIFER SCUTTI

started on 2016-04-13

CDR: 5813014

RENEE FARMER

RENEE MICHELLE HAGI MIHALE RENEE MIHALE RENEE MHM PAGAN RENEE PAGAN

started on 2016-05-10

CDR: 1747090

ANDREW SILVER

started on 2016-06-17

CDR: 5776337

JOHN MALONE

started on 2016-11-11

CDR: 5271838

ANDREW AMIEL

ended on 2016-09-15

CDR: 1861490

SCOTT FRIEDMAN

ended on 2016-01-22

CDR: 2766710

ARIEL BERKO

ended on 2016-01-22

CDR: 2000989

CHRISTINE PETRAGLIA

ended on 2016-04-20

CDR: 2495230

JENNIFER SCUTTI

ended on 2016-04-29

CDR: 1794315

JIMMIE SUNDSTROM

JIM SUNDSTROM JIMMIE L SUNDSTROM

ended on 2016-02-02

CDR: 4999406

RICHARD COCCA

ended on 2016-12-12

CDR: 4253956

CHRISTOPHER SHAW

ended on 2016-10-17

CDR: 5879947

ROBERT RACITI

started on 2017-12-19

CDR: 6610616

Alex Kuvshinov

Alex G Kushinov

started on 2017-02-01

CDR: 4999817

AMANDEEP BAJWA

AMAN BAJWA

started on 2017-06-04

CDR: 4011796

DESMOND DUNCKER

DESI DUNCKER DESMOND A DUNCKER JR DESMOND A DUNCKER DESMOND ANDREW DUNCKER JR. DESMOND Andrew DUNCKER Jr DESMOND DUNCKER

started on 2017-08-14

CDR: 1979611

MATTHEW GREENE

started on 2017-11-20

CDR: 1992673

ROBERTA HURST

ROBERTA ELIZABETH BROCKMYRE

started on 2017-11-07

CDR: 6637321

Edward Zelmanovich

Edward NMN Zelmanovitz

started on 2017-02-02

CDR: 5697689

STEVEN ROSENBLUM

STEVEN HOWARD ROSENBLOOM

started on 2017-10-26

CDR: 1952609

DANIEL CANNON

DAN CANNON

started on 2017-06-05

CDR: 6747297

Victoria Pettibone

Vicki Pettibone

started on 2017-03-16

CDR: 2121869

JONATHAN BURKLUND

started on 2017-11-05

CDR: 2506332

GEORGE HANSEN

started on 2017-05-29

CDR: 2174346

PETER PLAUT

started on 2017-05-15

CDR: 2493998

CARLO PORRECA

started on 2017-05-28

CDR: 5800259

MARK BOTTINI

MARK JOHN BOTTINI

started on 2017-06-04

CDR: 4831123

DAVID KRATOCHVIL

started on 2017-10-20

CDR: 2583297

WALTER BAILEY

started on 2017-07-30

CDR: 4072219

ROBERT NIKSEFAT

BABAK NIKSEFAT

started on 2017-10-29

CDR: 5947219

Andrew Romero

ANDREW J ROMERO ANDREW JOSEPH ROMERO Andrew Jospeh Romero Andrew Romero

ended on 2017-10-19

CDR: 1597426

DAN RAMSDEN

ended on 2017-08-27

CDR: 2130737

MARK HORAN

ended on 2017-02-28

CDR: 4315709

ED ZABAR

ADI ZVI TSABAR ED A ZABAR

ended on 2017-06-11

CDR: 1034711

TIMOTHY BONHAM

ended on 2017-01-13

CDR: 2493998

CARLO PORRECA

ended on 2017-11-19

CDR: 6111823

SIDDHARTHA JAIN

SIDDHARTHA JAIN SUNNY JAIN

started on 2018-11-19

CDR: 5671559

MATTHEW MCCLENDON

started on 2018-09-28

CDR: 5758538

LEONARD LAPORTA

Leonard LaPorta

started on 2018-05-27

CDR: 2507732

COREY LUSKIN

started on 2018-06-19

CDR: 6567658

Harold Coar

started on 2018-07-27

CDR: 5119604

RICHARD PHILLIPS

started on 2018-03-12

CDR: 5727638

ANDREW KRAUSE

A.J. KRAUSE JR. ANDREW JAMES KRAUSE

started on 2018-12-02

CDR: 5762494

DAVID WALSH

started on 2018-06-28

CDR: 2480518

Gregory Mesniaeff

GREG MESNIAEFF

started on 2018-12-02

CDR: 4169182

RANDOLPH CONONE

RANDOLPH R. CONONE MR.

started on 2018-05-29

CDR: 4988642

BRIAN RICHARDS

started on 2018-01-03

CDR: 4649658

SHAKIL AHMED

started on 2018-12-17

CDR: 5210221

JAMES NEFF

started on 2018-10-16

CDR: 1729112

ELIZABETH OBLOY

started on 2018-07-11

CDR: 6315779

JOHN SIPALA

started on 2018-02-26

CDR: 842270

RAY GATTEN

ended on 2018-08-05

CDR: 5758538

LEONARD LAPORTA

Leonard LaPorta

ended on 2018-11-02

CDR: 4454295

PHILLIP TOTH

PHILIP EDWARD TOTH

ended on 2018-08-05

CDR: 3085066

JOHN NECZESNY

ended on 2018-08-26

CDR: 1424501

TIMOTHY MARLO

ended on 2018-10-28

CDR: 2174346

PETER PLAUT

ended on 2018-10-16

CDR: 4072219

ROBERT NIKSEFAT

BABAK NIKSEFAT

ended on 2018-04-23

CDR: 5662701

JOHN WARD

started on 2019-04-16

CDR: 3068501

ERIC LONDON

started on 2019-10-10

CDR: 7070882

Lanfu Zhang

Jason Zhang

started on 2019-03-14

CDR: 2493998

CARLO PORRECA

started on 2019-04-30

CDR: 5329377

DAVID ANTOKAL

started on 2019-03-03

CDR: 3123407

MICHAEL SHWARTS

started on 2019-01-23

CDR: 7044376

Sima Vasa

started on 2019-03-04

CDR: 6440927

ARON HEIKALI

started on 2019-10-07

CDR: 4231884

BRIAN THOM

started on 2019-09-10

CDR: 1247803

RAYMOND TODD

RAYMOND HOLMES TODD

started on 2019-03-27

CDR: 2049000

DAVID KARLIN

started on 2019-01-04

CDR: 4463116

ROBERT VAN GENDEREN

Rob Von Genderen

started on 2019-02-03

CDR: 7046445

Kristin Luck

Kristin Lynn Donatelli Kristin Lynn Koenig Kristin luck

started on 2019-02-28

CDR: 6799186

Alexander San Andr茅s

Alex San Andr茅s Alexander San Andr茅s

started on 2019-02-14

CDR: 4939585

MICHAEL PAZZANI

started on 2019-12-18

CDR: 6775529

LARRY CLAYTON

Sonny Odell Clayton

started on 2019-12-12

CDR: 7154190

Wesley Brown

started on 2019-09-27

CDR: 3207336

BOAZ RAHAV

started on 2019-02-03

CDR: 6753576

SEAN BACH

started on 2019-03-07

CDR: 3068501

ERIC LONDON

ended on 2019-12-02

CDR: 6610616

Alex Kuvshinov

Alex G Kushinov

ended on 2019-03-05

CDR: 4999817

AMANDEEP BAJWA

AMAN BAJWA

ended on 2019-10-31

CDR: 6111823

SIDDHARTHA JAIN

SIDDHARTHA JAIN SUNNY JAIN

ended on 2019-08-01

CDR: 4011796

DESMOND DUNCKER

DESI DUNCKER DESMOND A DUNCKER JR DESMOND A DUNCKER DESMOND ANDREW DUNCKER JR. DESMOND Andrew DUNCKER Jr DESMOND DUNCKER

ended on 2019-03-29

CDR: 5671559

MATTHEW MCCLENDON

ended on 2019-08-06

CDR: 7070882

Lanfu Zhang

Jason Zhang

ended on 2019-10-23

CDR: 2480518

Gregory Mesniaeff

GREG MESNIAEFF

ended on 2019-11-06

CDR: 1952609

DANIEL CANNON

DAN CANNON

ended on 2019-08-06

CDR: 4988642

BRIAN RICHARDS

ended on 2019-10-29

CDR: 4031939

ADAM TAPLINGER

ended on 2019-04-10

CDR: 4649658

SHAKIL AHMED

ended on 2019-04-16

CDR: 4831123

DAVID KRATOCHVIL

ended on 2019-02-14

CDR: 3080475

CHRISTOPHER BERTINELLI

CHRIS BERTINELLI CHRISTOPHER BERTINELLI

started on 2020-05-16

CDR: 5830894

DENIS CRANSTOUN

DENIS FEDULOV

started on 2020-10-01

CDR: 2045020

NILS NILSEN

started on 2020-01-09

CDR: 5261041

Akili Wallace

AKILI K WALLACE Akili Wallace

started on 2020-07-07

CDR: 5878725

JORGE CARRION

CARRION JORGE

started on 2020-02-10

CDR: 3248074

KEVIN HALPIN

started on 2020-07-21

CDR: 2684865

EDWARD MCCABE

started on 2020-06-13

CDR: 3080475

CHRISTOPHER BERTINELLI

CHRIS BERTINELLI CHRISTOPHER BERTINELLI

ended on 2020-09-01

CDR: 2121869

JONATHAN BURKLUND

ended on 2020-03-11

CDR: 1729112

ELIZABETH OBLOY

ended on 2020-06-01

CDR: 4031939

ADAM TAPLINGER

started on 2021-03-25

CDR: 1979611

MATTHEW GREENE

ended on 2021-03-08

CDR: 5329377

DAVID ANTOKAL

ended on 2021-03-12

CDR: 2045020

NILS NILSEN

ended on 2021-03-03

CDR: 1247803

RAYMOND TODD

RAYMOND HOLMES TODD

ended on 2021-03-12

CDR: 7154190

Wesley Brown

ended on 2021-03-03

Court Diary