Company Name:
OCEAN TOMO INVESTMENT GROUP, LLC
Address:
ROOM 6, 42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004
CRD Number:
172912
CIK Number:
1617845
SEC File Number:
869526
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2015
2016
2017
2018
2019
2020
CDR: 3248100
KATHY EFREM
KATHY K EFREM KATHY K EFREM SIPINICK
started on 2015-10-14
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
started on 2015-10-15
CDR: 6343154
MICHAEL FRIEDMAN
MICHAEL FRIEDMAN
started on 2015-12-11
CDR: 6428489
ANDREW CARTER
started on 2015-10-14
CDR: 6343183
RYAN ZUREK
RYAN ZUREK
started on 2015-12-11
CDR: 6647821
Kevin Osman
started on 2016-07-25
CDR: 2320829
JAMES TRUEMAN
started on 2016-07-18
CDR: 6688090
Nicholas Hill
Nicholas Hill
started on 2016-09-20
CDR: 6343154
MICHAEL FRIEDMAN
MICHAEL FRIEDMAN
ended on 2016-01-29
CDR: 6758498
Andrew Sills
started on 2017-04-10
CDR: 4850884
VISHAL TAYAL
started on 2017-02-14
CDR: 6702126
Patrick Fagan
Patrick Fagan
started on 2017-07-28
CDR: 6681340
Eric Smith
started on 2018-06-19
CDR: 6647821
Kevin Osman
ended on 2018-01-08
CDR: 2320829
JAMES TRUEMAN
ended on 2018-01-08
CDR: 6702126
Patrick Fagan
Patrick Fagan
ended on 2018-04-04
CDR: 6688090
Nicholas Hill
Nicholas Hill
ended on 2018-04-06
CDR: 7115918
Trevor Krajewski
Trevor Krajewski
started on 2019-08-31
CDR: 6758498
Andrew Sills
ended on 2019-05-16
CDR: 4850884
VISHAL TAYAL
ended on 2019-08-19
CDR: 6758498
Andrew Sills
started on 2020-06-24
CDR: 6095420
Andrew Foster
started on 2020-11-18
CDR: 7228948
Christopher Bruce
Christopher Bruce
started on 2020-06-26
CDR: 6428489
ANDREW CARTER
ended on 2020-05-22



Copyright 2022 EmployProof.org All rights reserved.
Court Diary