Company Name:
O'CONNOR & COMPANY SECURITIES INC.
Address:
SUITE 114, 234 EAST 17TH STREET, COSTA MESA, CA 92627
CRD Number:
146787
CIK Number:
1429122
SEC File Number:
867853
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 1631171
JOHN CARESIO
KEN CARESTO
started on 2008-07-01
CDR: 4541866
DANTE BARTOLETTI
started on 2008-06-16
CDR: 2796133
WILLIAM OCONNOR
started on 2008-06-16
CDR: 1546229
ANTHONY WETHERBEE
started on 2008-06-16
CDR: 350943
WILLIAM O'CONNOR
WILLIAM JOSEPH OCONNOR
started on 2008-06-16
CDR: 2632601
BRENT STUTMAN
started on 2009-03-31
CDR: 1529622
JONATHAN WHITE
started on 2010-09-10
CDR: 1156797
JAMES CHILTON
started on 2010-10-22
CDR: 1874759
Daniel Kiernan
DANIEL FRANCIS KIERNAN
started on 2011-02-08
CDR: 735766
RANDEL TORR
started on 2011-02-16
CDR: 4541866
DANTE BARTOLETTI
ended on 2011-02-10
CDR: 735766
RANDEL TORR
ended on 2011-09-07
CDR: 1631171
JOHN CARESIO
KEN CARESTO
ended on 2016-11-11
CDR: 1156797
JAMES CHILTON
ended on 2016-11-11
CDR: 1546229
ANTHONY WETHERBEE
ended on 2017-07-07
CDR: 1874759
Daniel Kiernan
DANIEL FRANCIS KIERNAN
ended on 2018-04-04



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