Company Name:
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Address:
6 SUBURBAN AVENUE, STAMFORD CT 06901-2012
CRD Number:
144594
SEC Number:
801-68177
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2533067
CHRISTOPHER LOVELESS
CHRISTOPHER S LOVELESS
started on 2007-11-23
CDR: 1890402
JAMES O'SHAUGHNESSY
JAMES PATRICK OSHAUGHNESSY JAMES OSHAUGHNESSY
started on 2007-11-23
CDR: 2648223
WILLIAM LATIMER
BILL LATIMER
started on 2007-12-17
CDR: 2994350
ARI ROSENBAUM
started on 2007-11-21
CDR: 2459571
PATRICK KUJAWA
PAT KUJAWA
started on 2008-10-17
CDR: 3105453
CLAUDINE SPENCE
started on 2008-08-01
CDR: 4989470
CHRISTOPHER MEREDITH
CHRISTOPHER MEREDITH
started on 2008-06-06
CDR: 2673962
ERIN FOLEY
started on 2008-05-09
CDR: 4039312
RONALD SCHULER
started on 2008-05-23
CDR: 1896917
SEAN MCCAFFREY
started on 2008-02-04
CDR: 1382422
SANDRA HAHNCOLBERT
SANDRA MARLENE HAHN SANDY HAHN
started on 2008-01-23
CDR: 4769249
DAVID CLAIBORN
DAVID CLAIBORN
started on 2008-01-15
CDR: 5005945
LENNY CASTAGNA
ILLUMINATO LENNY CASTAGNA
started on 2008-01-25
CDR: 4541992
ANNA VEGA
started on 2009-06-29
CDR: 2079573
VICTOR DEDAJ
started on 2009-06-08
CDR: 2459571
PATRICK KUJAWA
PAT KUJAWA
ended on 2009-12-09
CDR: 1896917
SEAN MCCAFFREY
ended on 2010-03-10
CDR: 4769249
DAVID CLAIBORN
DAVID CLAIBORN
ended on 2010-07-23
CDR: 2648223
WILLIAM LATIMER
BILL LATIMER
ended on 2010-03-26
CDR: 5850779
Michael Hattrup
started on 2011-05-30
CDR: 4541992
ANNA VEGA
ended on 2012-10-19
CDR: 2463359
Mark Vernon
MARK RAY VERNON
started on 2013-04-24
CDR: 2530358
DAVID BAECKELANDT
DAVID WARREN BAECHELANDT
started on 2013-01-04
CDR: 2079573
VICTOR DEDAJ
ended on 2013-01-25
CDR: 6359333
ANJULI FINCH
started on 2014-10-27
CDR: 1524676
JAMES BABSON
JAMES W BABSON JAMES WESELY BABSON
started on 2014-02-12
CDR: 1382422
SANDRA HAHNCOLBERT
SANDRA MARLENE HAHN SANDY HAHN
ended on 2014-08-04
CDR: 2530358
DAVID BAECKELANDT
DAVID WARREN BAECHELANDT
ended on 2014-08-28
CDR: 4945253
PATRICK MCSTAY
started on 2015-03-30
CDR: 6516067
JIANGXIAO ZHU
JIANXIAO ZHU
started on 2015-06-18
CDR: 6515538
POOJA SHAH
started on 2016-04-11
CDR: 2463359
Mark Vernon
MARK RAY VERNON
ended on 2016-08-02
CDR: 6359333
ANJULI FINCH
ended on 2016-08-05
CDR: 1524676
JAMES BABSON
JAMES W BABSON JAMES WESELY BABSON
ended on 2016-04-01
CDR: 5850779
Michael Hattrup
ended on 2016-03-11
CDR: 6515538
POOJA SHAH
ended on 2016-10-10
CDR: 6101108
ELLIOTT CLARKE
started on 2017-09-06
CDR: 6684368
Sarah Leffel
started on 2017-10-20
CDR: 6684368
Sarah Leffel
ended on 2018-06-01
CDR: 6516067
JIANGXIAO ZHU
JIANXIAO ZHU
ended on 2018-07-02
CDR: 7084710
James Catherwood
james catherwood
started on 2019-07-31
CDR: 6809254
Gregory Stepaniouk
started on 2019-03-01
CDR: 7053907
ANDREW ILES
started on 2019-06-13
CDR: 7120906
THOMAS FARRELL
started on 2020-06-23
CDR: 6101108
ELLIOTT CLARKE
ended on 2020-06-02
CDR: 7262568
MAKSIM PAPENKOV
started on 2021-03-26
CDR: 6809254
Gregory Stepaniouk
ended on 2021-03-05



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