EPlicensed - US FINRA/ SEC Record Search

Company Name:

OTA LIMITED PARTNERSHIP

CRD Number:

25816

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 1274378

MICHAEL COLOGERO

started on 1990-10-08

CDR: 827983

IRA LEVENTHAL

started on 1990-10-08

CDR: 1406323

JOHN MARINOZZI

started on 1990-10-08

CDR: 831536

JAMES TICE

JAMES FRANCES TICE

started on 1990-10-08

CDR: 1384876

STEVEN NIGRO

STEVEN H NIGRO

started on 1990-10-08

CDR: 1489530

JOSEPH LOMBARDO

started on 1990-10-08

CDR: 839387

ALAN KRAL

started on 1990-10-08

CDR: 1567697

JAMES SANTORI

JAMES W SANTORI

started on 1990-10-08

CDR: 720273

KEVIN HENEGHAN

started on 1990-10-08

CDR: 1332440

THOMAS MULLEN

THOMAS MICHAEL MULLEN

started on 1990-10-08

CDR: 1666830

JOHN EGAN IV

JOHN JOSEPH EGAN IV JOHN JOSEPH EGAN JR

started on 1992-08-17

CDR: 839387

ALAN KRAL

ended on 1992-04-15

CDR: 2387209

MICHAEL MOSS

started on 1993-11-29

CDR: 1692278

JOHN HENEGHAN

JACK HENEGHAN JOHN THOMAS HENEGHAN

started on 1993-08-13

CDR: 1632308

DAVID DUTHIE

DAVID DUTHIE David Patrick Duthie

started on 1993-06-30

CDR: 1068113

ROBERT SANTANGELO

started on 1993-04-20

CDR: 2333577

MARIA LEONE

started on 1993-06-21

CDR: 1675864

JOHN BARKER

started on 1993-04-07

CDR: 1035511

PAUL MASTERS

started on 1993-05-10

CDR: 1384876

STEVEN NIGRO

STEVEN H NIGRO

ended on 1993-03-26

CDR: 2520124

JAMES HENEGHAN

started on 1994-11-11

CDR: 2330168

Paul McKirgan

Paul JOSEPH McKirgan

started on 1994-12-21

CDR: 1675864

JOHN BARKER

ended on 1994-07-30

CDR: 2330168

Paul McKirgan

Paul JOSEPH McKirgan

ended on 1995-07-22

CDR: 2797180

STEPHAN SKINNER

started on 1996-11-20

CDR: 2673707

ROBERT HYMAN

BOB HYMAN

started on 1996-08-08

CDR: 1257367

WILLIAM JENKS

started on 1997-03-14

CDR: 2571735

ROGER PFOHL

RED PFOHL

started on 1997-01-14

CDR: 2224813

JOHN HEFFERNAN

John P Heffernan John Peter Heffernan John Heffernan

started on 1997-12-24

CDR: 1224960

JAMES SMITH

JAMES LAWRENCE SMITH

started on 1997-02-03

CDR: 1172782

Jeffery Holmes

JEFFERY ALLEN HOLMES

started on 1997-08-12

CDR: 1792069

David Hochberg

started on 1997-01-14

CDR: 1547231

JAMES WARD

JIM WARD

started on 1997-01-09

CDR: 2789384

Garrison Belles

GARRISON BELLES

started on 1997-04-01

CDR: 2908619

JEFFREY YUDKOFF

started on 1997-10-31

CDR: 2059748

MICHAEL SCANLON

started on 1997-04-28

CDR: 2789384

Garrison Belles

GARRISON BELLES

ended on 1997-10-27

CDR: 872909

MATTHEW VENTURI

started on 1998-12-12

CDR: 2480980

SCOTT HOULIHAN

started on 1998-03-26

CDR: 2595122

WYMAN CHU

started on 1998-04-06

CDR: 3053610

GEORGE OMALLEY

started on 1998-12-09

CDR: 1423672

MARTIN HARMON

MARTIN CHRISTOPHER HARMON III

started on 1998-06-29

CDR: 2845296

GARY JOBLON

started on 1999-12-07

CDR: 2973785

GEORGE GOLDMAN

started on 1999-04-15

CDR: 3207112

MONICA SPOSATO

MONICA FRAGOLA

started on 1999-06-29

CDR: 3137201

BUCK SCHLEIFER

started on 1999-07-21

CDR: 1202884

STEVEN BLOOM

STEVEN H BLOOM

started on 1999-02-04

CDR: 1503374

ANTHONY BOWERS

started on 1999-06-03

CDR: 872909

MATTHEW VENTURI

ended on 1999-10-13

CDR: 2059748

MICHAEL SCANLON

ended on 1999-11-02

CDR: 4165601

JAMES DOHERTY

started on 2000-07-28

CDR: 3160150

CHRISTOPHER ARCAMONE

started on 2000-11-21

CDR: 4159891

BEATRICE MCKIRGAN

BEATRICE EDINA KELEMEN

started on 2000-06-26

CDR: 3034863

ALICIA REILLY

started on 2000-03-10

CDR: 4280255

KATHLEEN SANBORN

started on 2000-12-14

CDR: 2093972

MATTHEW BRUST

MATT THOMAS BRUST MATT BRUST

started on 2000-03-09

CDR: 3097827

CHRISTOPHER LOGIOS

started on 2000-08-22

CDR: 3046638

ALEXANDER ROSENBLATT

ALEX ROSENBLATT

started on 2001-04-06

CDR: 1665580

ERIC NORMAN

started on 2001-06-12

CDR: 4382525

DOROTHY HAYES

DOROTHY FLORENCE GINSTE MS DOROTHY FLORENCE GINSTE DOROTHY FLORENCE HAYES MS.

started on 2001-06-14

CDR: 2733836

Richard Vitale

RICHARD JOSEPH VITALE

started on 2001-09-13

CDR: 1274980

DAVID AMBROSE

started on 2001-07-12

CDR: 1489530

JOSEPH LOMBARDO

ended on 2001-04-27

CDR: 2093972

MATTHEW BRUST

MATT THOMAS BRUST MATT BRUST

ended on 2001-08-31

CDR: 1202884

STEVEN BLOOM

STEVEN H BLOOM

ended on 2001-02-09

CDR: 2673707

ROBERT HYMAN

BOB HYMAN

ended on 2001-04-27

CDR: 4350091

BRIAN COOKE

started on 2002-10-15

CDR: 4534191

STEPHEN BRUNE

started on 2002-08-07

CDR: 3230746

KIMBERLY SULLIVAN

KIMBERLY RANA ONGARO KIMBERLY ROMA ONGARO

started on 2002-01-01

CDR: 4549240

DENA GIRARD

DENA MARIE PISTO

started on 2002-09-10

CDR: 2866728

WILLIAM COLLINS

started on 2002-05-31

CDR: 4138174

JOHN HANRATTY

JOHN A HANRATTY

started on 2002-07-03

CDR: 4549161

ROBERT FURPHY

started on 2002-07-26

CDR: 2479155

MICHAEL GARBER

started on 2002-01-31

CDR: 357700

ROBERT PATERSON

started on 2002-08-21

CDR: 2908658

CHRISTOPHER JENKS

started on 2003-05-19

CDR: 1489530

JOSEPH LOMBARDO

started on 2004-03-12

CDR: 4771414

Ferdinando Fragola

FREDDIE FRAGOLA

started on 2004-05-06

CDR: 4771383

SANJAY DASGUPTA

started on 2004-09-02

CDR: 4582430

MICHAEL CARNIOL

started on 2004-03-04

CDR: 3171426

KEITH GOGGIN

started on 2004-11-03

CDR: 858853

Michael Hanley

started on 2004-03-18

CDR: 4350091

BRIAN COOKE

ended on 2004-04-20

CDR: 4771383

SANJAY DASGUPTA

ended on 2004-09-15

CDR: 4582430

MICHAEL CARNIOL

ended on 2004-09-15

CDR: 1224960

JAMES SMITH

JAMES LAWRENCE SMITH

ended on 2004-10-06

CDR: 1692278

JOHN HENEGHAN

JACK HENEGHAN JOHN THOMAS HENEGHAN

ended on 2004-10-06

CDR: 4204142

KATHERINE SHIM

SONG RIM SHIM

started on 2005-11-02

CDR: 2256781

PHILIP SCARBOROUGH

Philip Sullivan Scarborough

started on 2005-07-18

CDR: 5004431

SHANNON FOX

SHANNON GEORGIA MOONEY

started on 2005-11-15

CDR: 4582430

MICHAEL CARNIOL

started on 2005-09-28

CDR: 4960447

ANDREW COOKE

ANDREW JAMES COOKE MR.

started on 2005-08-19

CDR: 4771414

Ferdinando Fragola

FREDDIE FRAGOLA

ended on 2005-06-22

CDR: 4382525

DOROTHY HAYES

DOROTHY FLORENCE GINSTE MS DOROTHY FLORENCE GINSTE DOROTHY FLORENCE HAYES MS.

ended on 2005-01-10

CDR: 2733836

Richard Vitale

RICHARD JOSEPH VITALE

ended on 2005-01-04

CDR: 3034863

ALICIA REILLY

ended on 2005-03-30

CDR: 1423672

MARTIN HARMON

MARTIN CHRISTOPHER HARMON III

ended on 2005-11-21

CDR: 1224960

JAMES SMITH

JAMES LAWRENCE SMITH

started on 2006-12-04

CDR: 3022791

RANDOLPH NELSON

started on 2006-09-29

CDR: 1692278

JOHN HENEGHAN

JACK HENEGHAN JOHN THOMAS HENEGHAN

started on 2006-12-04

CDR: 722259

LISA RUSSO

LISA D RUSSO

started on 2006-08-14

CDR: 4382525

DOROTHY HAYES

DOROTHY FLORENCE GINSTE MS DOROTHY FLORENCE GINSTE DOROTHY FLORENCE HAYES MS.

started on 2006-01-20

CDR: 5043500

BRIDGET WYATT

BRIDGET CATHERINE SULLIVAN

started on 2006-02-01

CDR: 5093436

BRIAN COAKLEY

started on 2006-02-20

CDR: 1792069

David Hochberg

ended on 2006-08-02

CDR: 2479155

MICHAEL GARBER

ended on 2006-08-23

CDR: 2908658

CHRISTOPHER JENKS

ended on 2006-01-04

CDR: 5268637

JEREMY HENEGHAN

started on 2007-04-04

CDR: 5280220

BRIAN GILLET

started on 2007-03-12

CDR: 1996360

Causey Green

C. STANTON GREEN JR. CAUSEY STANTON GREEN JR

started on 2007-08-20

CDR: 4534191

STEPHEN BRUNE

ended on 2007-08-27

CDR: 1172782

Jeffery Holmes

JEFFERY ALLEN HOLMES

ended on 2007-08-27

CDR: 357700

ROBERT PATERSON

ended on 2007-07-02

CDR: 4350091

BRIAN COOKE

started on 2008-03-14

CDR: 5481484

BRIDGET REILLY

started on 2008-04-04

CDR: 5487268

DOMINIC LAMANUZZI

started on 2008-04-10

CDR: 3046638

ALEXANDER ROSENBLATT

ALEX ROSENBLATT

ended on 2008-10-03

CDR: 1257367

WILLIAM JENKS

ended on 2008-12-31

CDR: 4350091

BRIAN COOKE

ended on 2008-12-31

CDR: 2571735

ROGER PFOHL

RED PFOHL

ended on 2008-12-31

CDR: 2224813

JOHN HEFFERNAN

John P Heffernan John Peter Heffernan John Heffernan

ended on 2008-12-31

CDR: 3230746

KIMBERLY SULLIVAN

KIMBERLY RANA ONGARO KIMBERLY ROMA ONGARO

ended on 2008-12-31

CDR: 2256781

PHILIP SCARBOROUGH

Philip Sullivan Scarborough

ended on 2008-12-31

CDR: 831536

JAMES TICE

JAMES FRANCES TICE

ended on 2008-12-31

CDR: 2866728

WILLIAM COLLINS

ended on 2008-12-31

CDR: 2595122

WYMAN CHU

ended on 2008-01-02

CDR: 5004431

SHANNON FOX

SHANNON GEORGIA MOONEY

ended on 2008-12-31

CDR: 2973785

GEORGE GOLDMAN

ended on 2008-12-31

CDR: 3160150

CHRISTOPHER ARCAMONE

ended on 2008-12-31

CDR: 1666830

JOHN EGAN IV

JOHN JOSEPH EGAN IV JOHN JOSEPH EGAN JR

ended on 2008-12-31

CDR: 1632308

DAVID DUTHIE

DAVID DUTHIE David Patrick Duthie

ended on 2008-12-31

CDR: 5481484

BRIDGET REILLY

ended on 2008-12-31

CDR: 3053610

GEORGE OMALLEY

ended on 2008-12-31

CDR: 4280255

KATHLEEN SANBORN

ended on 2008-12-31

CDR: 3171426

KEITH GOGGIN

ended on 2008-10-03

CDR: 1274980

DAVID AMBROSE

ended on 2008-12-31

CDR: 5280220

BRIAN GILLET

ended on 2008-12-31

CDR: 858853

Michael Hanley

ended on 2008-12-31

CDR: 722259

LISA RUSSO

LISA D RUSSO

ended on 2008-07-02

CDR: 1547231

JAMES WARD

JIM WARD

ended on 2008-12-31

CDR: 1068113

ROBERT SANTANGELO

ended on 2008-12-31

CDR: 4960447

ANDREW COOKE

ANDREW JAMES COOKE MR.

ended on 2008-12-31

CDR: 3097827

CHRISTOPHER LOGIOS

ended on 2008-12-31

CDR: 2908619

JEFFREY YUDKOFF

ended on 2008-12-31

CDR: 5043500

BRIDGET WYATT

BRIDGET CATHERINE SULLIVAN

ended on 2008-12-31

CDR: 5487268

DOMINIC LAMANUZZI

ended on 2008-12-31

CDR: 1996360

Causey Green

C. STANTON GREEN JR. CAUSEY STANTON GREEN JR

ended on 2008-12-31

CDR: 5093436

BRIAN COAKLEY

ended on 2008-12-31

CDR: 1503374

ANTHONY BOWERS

ended on 2008-12-31

CDR: 1332440

THOMAS MULLEN

THOMAS MICHAEL MULLEN

ended on 2008-12-31

CDR: 4204142

KATHERINE SHIM

SONG RIM SHIM

ended on 2009-02-18

CDR: 1274378

MICHAEL COLOGERO

ended on 2011-01-28

CDR: 2845296

GARY JOBLON

ended on 2011-01-28

CDR: 1224960

JAMES SMITH

JAMES LAWRENCE SMITH

ended on 2011-04-12

CDR: 1692278

JOHN HENEGHAN

JACK HENEGHAN JOHN THOMAS HENEGHAN

ended on 2011-04-12

CDR: 4582430

MICHAEL CARNIOL

ended on 2012-07-02

CDR: 3207112

MONICA SPOSATO

MONICA FRAGOLA

ended on 2014-03-06

CDR: 1035511

PAUL MASTERS

ended on 2015-06-02

CDR: 3053610

GEORGE OMALLEY

started on 2016-01-13

CDR: 5268637

JEREMY HENEGHAN

ended on 2018-07-02

CDR: 4138174

JOHN HANRATTY

JOHN A HANRATTY

ended on 2018-08-30

CDR: 3022791

RANDOLPH NELSON

ended on 2019-04-29

CDR: 5530895

MICHAEL LEVENTHAL

started on 2021-03-12

CDR: 5268637

JEREMY HENEGHAN

started on 2021-03-10

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