Company Name:
OXBOW ADVISORS, LLC
Address:
500 WEST 5TH STREET, SUITE 1205, AUSTIN TX 78701
CRD Number:
156393
SEC Number:
801-72387
Financial Regulator:
SEC/ FINRA
Website:
https://twitter.com/oxbow_advisors
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 813008
JAMES OAKLEY
JAMES T OAKLEY JAMES TERRY OAKLEY TED OAKLEY
started on 2011-06-13
CDR: 3221452
RAY POWELL
started on 2011-06-15
CDR: 3198203
CHARLOTTE YOCHEM
CHARLOTTE JANE PRENDERGAST
started on 2011-06-08
CDR: 730560
ALEXANDER PIERCE
ALEXANDER WEBSTER PIERCE RUSTY PIERCE
started on 2011-06-08
CDR: 6140234
ERIK COHEN
started on 2012-12-22
CDR: 3082983
DARLA RIPLEY
DARLA ANN CHAPMAN DARLA ANN RIPLEY
started on 2012-04-30
CDR: 3198203
CHARLOTTE YOCHEM
CHARLOTTE JANE PRENDERGAST
ended on 2012-02-28
CDR: 6227273
JONATHAN LEVY
started on 2013-12-14
CDR: 4261087
JAMES BAIN
started on 2013-09-10
CDR: 5454897
BRENT HOLT
started on 2013-09-10
CDR: 5823025
COURTNEY BECHTOL
COURTNEY L GIBSON
started on 2014-02-24
CDR: 3221452
RAY POWELL
ended on 2014-11-24
CDR: 1794250
ROGER KING
ROGER E. KING ROGER KING
started on 2015-03-17
CDR: 2374789
PAT SWANSON
PAT SWANSON
started on 2015-03-17
CDR: 5564831
MINDY MCDUFFIE
started on 2015-08-20
CDR: 6288190
BRYAN LESTER
BRYAN W. LESTER BRYAN WILKINSON LESTER MR.
started on 2015-03-17
CDR: 1371905
DANA CROSWHITE
DANA ELISABETH BUTTREY DANA B CROSWHITE DANA ELISABETH CROSWHITE
started on 2015-03-17
CDR: 4699093
BARRY BRAUCHI
BARRY BRAUCHI
started on 2016-09-22
CDR: 4455650
DAVID HABIB
started on 2016-05-20
CDR: 6140234
ERIK COHEN
ended on 2016-08-04
CDR: 6227273
JONATHAN LEVY
ended on 2016-08-04
CDR: 5564831
MINDY MCDUFFIE
ended on 2016-08-04
CDR: 4455650
DAVID HABIB
ended on 2016-10-03
CDR: 1794250
ROGER KING
ROGER E. KING ROGER KING
ended on 2017-07-05
CDR: 6288190
BRYAN LESTER
BRYAN W. LESTER BRYAN WILKINSON LESTER MR.
ended on 2017-07-05
CDR: 6938549
CHANCE FINUCANE
started on 2018-04-26
CDR: 2374789
PAT SWANSON
PAT SWANSON
ended on 2019-07-31
CDR: 4261087
JAMES BAIN
ended on 2019-08-08
CDR: 7119018
Henry Burgess
started on 2020-10-14
CDR: 14770
VICTOR BATTANI
started on 2020-10-09



Copyright 2022 EmployProof.org All rights reserved.
Court Diary