Company Name:
PACIFIC COAST INDEPENDENT BROKERAGE
CRD Number:
16877
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
CDR: 1411366
DAVIES WU
started on 1985-11-25
CDR: 1018695
GREGORY HAYES
started on 1985-11-22
CDR: 1411399
ANN MAMER
started on 1985-11-25
CDR: 1018695
GREGORY HAYES
ended on 1986-09-04
CDR: 1035364
CYNTHIA TAM
started on 1990-10-29
CDR: 227014
THOMAS GRAFFEO
started on 1990-06-13
CDR: 1497865
MAY CHOW
started on 1991-08-29
CDR: 227014
THOMAS GRAFFEO
ended on 1991-01-30
CDR: 1411399
ANN MAMER
ended on 1991-03-27
CDR: 1035364
CYNTHIA TAM
ended on 1992-10-30
CDR: 1497865
MAY CHOW
ended on 1992-11-28
CDR: 722967
WILLIAM CARSON
started on 1995-02-21
CDR: 1411366
DAVIES WU
ended on 2006-04-03
CDR: 722967
WILLIAM CARSON
ended on 2006-04-03



Copyright 2022 EmployProof.org All rights reserved.
Court Diary