Company Name:
PCBB CAPITAL MARKETS, LLC
CRD Number:
104428
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 2375174
CHRISTOPHER NICHOLS
CHRIS NICHOLS CHRIS NICKOLS CHRISTOPHER KEVIN NICKOLS
started on 2001-04-12
CDR: 2230934
ALLEN SZTUKOWSKI
started on 2001-05-15
CDR: 2140935
STEVEN BROWN
STEVEN A BROWN
started on 2001-04-12
CDR: 1682219
MAXINE LEW
MAXINE LEW
started on 2002-01-23
CDR: 4453093
MICHAEL DOHREN
started on 2002-05-20
CDR: 4871757
EDWARD KOFMAN
started on 2004-11-12
CDR: 1671502
BETH ABRAMS
started on 2004-07-09
CDR: 5008710
PETER CHENG
started on 2005-11-17
CDR: 5547229
PATRICK VAN HIEN
started on 2008-06-30
CDR: 2418042
SONIA PORTWOOD
SONIA LEIGH NOSSER
started on 2009-12-14
CDR: 1372729
Marcy Rich
MARCY ANNICE RICH
started on 2009-04-20
CDR: 5979949
JOHN BRITTAIN
JOHN SHERRARD BRITTAIN V
started on 2011-11-03
CDR: 2065106
ELIZABETH VANARSDEL
started on 2011-09-02
CDR: 724777
DENNIS TROMPETER
started on 2011-10-31
CDR: 4585785
Joe Palmer
JOE PALMER
started on 2011-06-24
CDR: 2397060
KENNETH SPADAFORD
KENNETH SPADAFORD
started on 2012-06-08
CDR: 5979949
JOHN BRITTAIN
JOHN SHERRARD BRITTAIN V
ended on 2012-11-30
CDR: 5547229
PATRICK VAN HIEN
ended on 2012-02-17
CDR: 2375174
CHRISTOPHER NICHOLS
CHRIS NICHOLS CHRIS NICKOLS CHRISTOPHER KEVIN NICKOLS
ended on 2012-10-29
CDR: 4871757
EDWARD KOFMAN
ended on 2014-03-05
CDR: 5008710
PETER CHENG
ended on 2015-11-10
CDR: 2065106
ELIZABETH VANARSDEL
ended on 2015-09-23
CDR: 4585785
Joe Palmer
JOE PALMER
ended on 2015-07-03
CDR: 1372729
Marcy Rich
MARCY ANNICE RICH
ended on 2016-06-02
CDR: 2397060
KENNETH SPADAFORD
KENNETH SPADAFORD
ended on 2017-12-31
CDR: 2418042
SONIA PORTWOOD
SONIA LEIGH NOSSER
ended on 2017-12-31
CDR: 1682219
MAXINE LEW
MAXINE LEW
ended on 2017-12-31
CDR: 1671502
BETH ABRAMS
ended on 2017-12-31
CDR: 724777
DENNIS TROMPETER
ended on 2017-12-31
CDR: 2230934
ALLEN SZTUKOWSKI
ended on 2018-01-02
CDR: 2140935
STEVEN BROWN
STEVEN A BROWN
ended on 2018-01-02
CDR: 4453093
MICHAEL DOHREN
ended on 2018-01-02



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