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0 - 9
Company Name:
PEREGRINE BROKERAGE INC.
CRD Number:
27437
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1991
1992
1993
1994
1995
1996
1997
1998
CDR: 1021801
JOHN SULLIVAN
started on
1991-04-04
CDR: 1215702
Luis Gomez
started on
1991-03-25
CDR: 1215702
Luis Gomez
ended on
1991-08-05
CDR: 2316330
TIMOTHY VOAKE
started on
1993-02-05
CDR: 2315591
SUNGKOOK HWANG
started on
1993-02-05
CDR: 2313264
AROON BALANI
BALANI PISHU AROON PISHU
started on
1993-02-11
CDR: 1217000
MICHAEL MARQUES
started on
1993-03-04
CDR: 2032093
Rachel Jackson
RACHEL S. REYES RACHEL R SHAW RACHEL REYES SHAW
started on
1993-06-25
CDR: 871895
ROBERT FEIG
started on
1994-09-01
CDR: 1960778
RICHARD YU
RICHARD A YU
started on
1994-06-21
CDR: 1973983
JYOTI AGGARWALA
started on
1994-07-22
CDR: 2313264
AROON BALANI
BALANI PISHU AROON PISHU
ended on
1994-03-31
CDR: 1217000
MICHAEL MARQUES
ended on
1994-03-31
CDR: 1746334
TONY LEW
TONY K LEW
started on
1995-07-13
CDR: 2378894
CRAIG ADLER
started on
1995-05-03
CDR: 1444469
LISA CAESAR
LISA NICHOLLE CAESAR MS. LISA CAESAR LISA NICHOLLE RIDLEY
started on
1995-03-24
CDR: 1789361
RICHARD SHIELDS
RICHARD SHIELDS
started on
1995-02-16
CDR: 2325121
SPENCER JESNER
SPENCER JESNER
started on
1996-06-27
CDR: 2167121
ENRICO BAWAR
RICK BAWAR
started on
1996-05-19
CDR: 2284986
JEFFREY FINKELSTEIN
JEFF FINKELSTEIN
started on
1996-07-03
CDR: 2729977
MARTIN YALLOP
started on
1996-04-09
CDR: 1459613
ANNE WHELAN
ANNE WHELAN
started on
1996-10-10
CDR: 2685772
SURANI SIRISENA
SURANI I SIRISENA SURANI ISHARA SIRISENA
started on
1996-03-26
CDR: 2348543
H. CHEN-OSTER
CRISTINA CHEN HUEIJUNG CRISTINA CHEN
started on
1996-04-17
CDR: 871895
ROBERT FEIG
ended on
1996-09-09
CDR: 2167121
ENRICO BAWAR
RICK BAWAR
ended on
1996-10-14
CDR: 2378894
CRAIG ADLER
ended on
1996-01-16
CDR: 2315591
SUNGKOOK HWANG
ended on
1996-10-14
CDR: 2032093
Rachel Jackson
RACHEL S. REYES RACHEL R SHAW RACHEL REYES SHAW
ended on
1996-04-09
CDR: 1800851
PARKER SHANNON
started on
1997-02-24
CDR: 2961970
CHRISTIAN LOWN
started on
1997-11-04
CDR: 1361301
MUN CHAN
MICHAEL CHAN
started on
1997-03-14
CDR: 2262678
ROMMEL VALARAO
JOSE VALARAO JOSE ROMMEL SOMBILLO VALARAO ROMMEL VALARAO
started on
1997-08-30
CDR: 1995126
Susan McAndrews
SUSAN M LONG SUSAN MITCHELL LONG SUSAN LONG MCANDREWS
started on
1997-07-02
CDR: 1978688
Roland Rojas
started on
1997-09-25
CDR: 2949568
JOHN TIERI
started on
1997-12-15
CDR: 2650492
BRIAN MARVIN
started on
1997-06-23
CDR: 2110126
GREGORY O'LOUGHLIN
GREGORY PATRICK OLOUGHLIN
started on
1997-04-22
CDR: 2325121
SPENCER JESNER
SPENCER JESNER
ended on
1997-01-20
CDR: 2729977
MARTIN YALLOP
ended on
1997-06-09
CDR: 2348543
H. CHEN-OSTER
CRISTINA CHEN HUEIJUNG CRISTINA CHEN
ended on
1997-03-10
CDR: 1444469
LISA CAESAR
LISA NICHOLLE CAESAR MS. LISA CAESAR LISA NICHOLLE RIDLEY
ended on
1997-01-06
CDR: 1973983
JYOTI AGGARWALA
ended on
1997-01-07
CDR: 2949571
STEVEN EAGLEY
started on
1998-01-14
CDR: 2316330
TIMOTHY VOAKE
ended on
1998-04-06
CDR: 1746334
TONY LEW
TONY K LEW
ended on
1998-01-07
CDR: 1800851
PARKER SHANNON
ended on
1998-02-05
CDR: 2961970
CHRISTIAN LOWN
ended on
1998-03-17
CDR: 1361301
MUN CHAN
MICHAEL CHAN
ended on
1998-02-05
CDR: 2284986
JEFFREY FINKELSTEIN
JEFF FINKELSTEIN
ended on
1998-03-17
CDR: 1021801
JOHN SULLIVAN
ended on
1998-03-17
CDR: 2262678
ROMMEL VALARAO
JOSE VALARAO JOSE ROMMEL SOMBILLO VALARAO ROMMEL VALARAO
ended on
1998-02-09
CDR: 1995126
Susan McAndrews
SUSAN M LONG SUSAN MITCHELL LONG SUSAN LONG MCANDREWS
ended on
1998-02-05
CDR: 1459613
ANNE WHELAN
ANNE WHELAN
ended on
1998-03-17
CDR: 1978688
Roland Rojas
ended on
1998-03-17
CDR: 2949568
JOHN TIERI
ended on
1998-02-05
CDR: 2650492
BRIAN MARVIN
ended on
1998-02-05
CDR: 2685772
SURANI SIRISENA
SURANI I SIRISENA SURANI ISHARA SIRISENA
ended on
1998-03-17
CDR: 2110126
GREGORY O'LOUGHLIN
GREGORY PATRICK OLOUGHLIN
ended on
1998-02-09
CDR: 1960778
RICHARD YU
RICHARD A YU
ended on
1998-02-05
CDR: 1789361
RICHARD SHIELDS
RICHARD SHIELDS
ended on
1998-03-17
CDR: 2949571
STEVEN EAGLEY
ended on
1998-02-05
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