Company Name:
PEREGRINE FINANCIALS & SECURITIES, INC.
CRD Number:
43992
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
CDR: 2450008
ABBAS EFTEKHARI
ABBAS EFTEKHARI ROOZ ABBAS EFTEKHARI ROOZ EFTEKHARI ROOZBEH ABBAS EFTEKHARI
started on 1998-10-21
CDR: 2162089
JAMES KELLY
JIM KELLY
started on 1998-02-06
CDR: 1397898
COLEMAN CONLEY
COLEMAN CONLEY
started on 1998-02-09
CDR: 2222133
LINN SHOESMITH
started on 1998-02-19
CDR: 603493
CHRISTOPHER PASCENTE
CHRIS BRIAN PASCENTE
started on 1998-02-09
CDR: 2688026
ROBERT CIHLAR
started on 1998-05-14
CDR: 1972600
JAY ZAYER
CHAIM ZAYER
started on 1998-08-14
CDR: 2389057
RUSSELL WOLTER
RUSS WOLTER
started on 1998-02-06
CDR: 2617931
ROBERT PAGLIUCO
Bob Pagliuco
started on 1998-07-10
CDR: 2717721
DANIEL AXELROD
DANIEL AXELROD
started on 1998-06-02
CDR: 835420
PATRICK JAGE
PATRICK S JAGE
started on 1998-02-19
CDR: 2250856
SCOTT GARLAND
SCOTT ANTHONY GARLAND
started on 1998-02-18
CDR: 47429
DAVID CLARK
started on 1998-11-30
CDR: 721694
CHARLES COVENTRY
started on 1998-05-04
CDR: 1844334
THOMAS PEARSON
THOMAS E PEARSON
started on 1998-02-09
CDR: 2617931
ROBERT PAGLIUCO
Bob Pagliuco
ended on 1998-09-09
CDR: 2717721
DANIEL AXELROD
DANIEL AXELROD
ended on 1998-09-22
CDR: 1702038
RUSSELL WASENDORF
RUSS WASENDORF
started on 1999-02-03
CDR: 1391175
THOMAS SLATER
THOMAS MICHAEL SLATER
started on 1999-05-26
CDR: 1860076
RUSSELL WASENDORF
RUSS WASENDORF SR RUSSELL RALPH WASENDORF
started on 1999-02-02
CDR: 2174781
ALFRED URSOMANNO
A J URSOMANNO AL URSOMANNO
started on 1999-11-24
CDR: 2237892
ROBERT URIA
started on 1999-05-13
CDR: 3214862
BAI YUEN
started on 1999-09-01
CDR: 3109314
JOSEPH EHLER
J R EHLER JOE R EHLER
started on 1999-05-11
CDR: 814839
NEIL ASLIN
NEIL J ASLIN NEIL JACKSOIN ASLIN
started on 1999-04-07
CDR: 3232306
CHAD FOX
CHAD EDWARD FOX
started on 1999-06-14
CDR: 1988012
David Ambre
DAVID A AMBRE DAVID AMBRE
started on 1999-05-26
CDR: 2782549
GRETCHEN MAGER
started on 1999-03-30
CDR: 1386173
MICHAEL RUKUJZO
MRJ FINANCIAL
started on 1999-01-22
CDR: 2205255
MICHAEL HERRON
MICHAEL THOMAS HERRON MIKE HERRON
started on 1999-05-25
CDR: 3243506
DAVID VITT
started on 1999-07-07
CDR: 1397898
COLEMAN CONLEY
COLEMAN CONLEY
ended on 1999-11-01
CDR: 2222133
LINN SHOESMITH
ended on 1999-09-22
CDR: 3214862
BAI YUEN
ended on 1999-10-21
CDR: 603493
CHRISTOPHER PASCENTE
CHRIS BRIAN PASCENTE
ended on 1999-01-13
CDR: 3109314
JOSEPH EHLER
J R EHLER JOE R EHLER
ended on 1999-07-14
CDR: 2389057
RUSSELL WOLTER
RUSS WOLTER
ended on 1999-01-26
CDR: 3232306
CHAD FOX
CHAD EDWARD FOX
ended on 1999-09-24
CDR: 2250856
SCOTT GARLAND
SCOTT ANTHONY GARLAND
ended on 1999-01-05
CDR: 721694
CHARLES COVENTRY
ended on 1999-12-14
CDR: 3243506
DAVID VITT
ended on 1999-07-23
CDR: 1934389
JEFFREY MONAGO
started on 2000-11-20
CDR: 4074656
REBEKAH FURGESON
started on 2000-05-23
CDR: 1921024
CHRISTOPHER WURTZINGER
started on 2000-10-10
CDR: 2987321
BRYAN CLARK
BRYAN J CLARK
started on 2000-04-26
CDR: 4201512
ROBERT SVENDSEN
ROBERT W SVENDSEN III ROBERT SVENDSON
started on 2000-06-28
CDR: 4131963
AMIR KAZEROUNI-ZAND
AMIR ZAND
started on 2000-03-20
CDR: 714349
JOHN WELSH
started on 2000-08-10
CDR: 1675781
DALE PINKERT
DALE JEFFREY PINKERT
started on 2000-06-23
CDR: 4242405
PATRICK GILL
started on 2000-12-04
CDR: 721989
WILLIAM KOVACIC
BILL KOVACIC WILLIAM F KOVACIC
started on 2000-08-21
CDR: 4090239
EMIL DIMITROV
EMIL BLAGOV DIMITROV
started on 2000-03-03
CDR: 1135364
PHILLIP BAKER
started on 2000-05-08
CDR: 2450008
ABBAS EFTEKHARI
ABBAS EFTEKHARI ROOZ ABBAS EFTEKHARI ROOZ EFTEKHARI ROOZBEH ABBAS EFTEKHARI
ended on 2000-07-24
CDR: 4131963
AMIR KAZEROUNI-ZAND
AMIR ZAND
ended on 2000-11-14
CDR: 2205255
MICHAEL HERRON
MICHAEL THOMAS HERRON MIKE HERRON
ended on 2000-10-16
CDR: 1135364
PHILLIP BAKER
ended on 2000-06-05
CDR: 1281517
ROBERT MULVIHILL
ROBERT T MULVIHILL ROBERT THOMAS MULVIHILL JR ROBERT MULVIHILL
started on 2001-10-16
CDR: 252019
PHILIP HUCKLA
PHIL HUCKLA
started on 2001-06-01
CDR: 728382
KEVIN KOWALSKI
started on 2001-06-01
CDR: 719867
james hamer
JAMES ALLEN HAMER JIM HAMER
started on 2001-06-01
CDR: 1061345
LISA WIECHERT
started on 2001-06-01
CDR: 1174224
GARY ORLER
started on 2001-05-31
CDR: 829088
ALAN BIRKLEY
started on 2001-06-19
CDR: 234848
JOSEPH HAMER
JOSEPH MARTIN HAMER JR
started on 2001-06-06
CDR: 1815812
DAVID MONTGOMERY
DAVID MONTGOMERY
started on 2001-06-20
CDR: 2243093
SAMUEL JACOBS
SAM JACOBS
started on 2001-12-07
CDR: 2570908
MARTA MYCYK
TUNIA MYCYK MARTA ROMANA TUNIA MYCYK TUNIA
started on 2001-06-05
CDR: 33783
DANL BRUSH
started on 2001-06-15
CDR: 25860
RICHARD BOOKSTAVER
started on 2001-06-06
CDR: 420855
CEDRIC SHEARER
started on 2001-07-26
CDR: 2212894
HOWARD GOLDSTEIN
HG GOLDSTEIN
started on 2001-12-07
CDR: 4020785
KEVIN MURPHY
started on 2001-05-30
CDR: 4268792
MATTHEW WENZEL
started on 2001-05-31
CDR: 1625281
JAMES KLOTZ
started on 2001-08-24
CDR: 2286761
CHARLES HURLEY
started on 2001-06-01
CDR: 1601853
ROBERT RACUSEN
ROBERT M RACUSEN
started on 2001-05-24
CDR: 238107
RICHARD HARRIS
started on 2001-05-31
CDR: 1934389
JEFFREY MONAGO
ended on 2001-11-15
CDR: 1972600
JAY ZAYER
CHAIM ZAYER
ended on 2001-06-22
CDR: 1921024
CHRISTOPHER WURTZINGER
ended on 2001-08-10
CDR: 835420
PATRICK JAGE
PATRICK S JAGE
ended on 2001-04-03
CDR: 4201512
ROBERT SVENDSEN
ROBERT W SVENDSEN III ROBERT SVENDSON
ended on 2001-03-30
CDR: 2782549
GRETCHEN MAGER
ended on 2001-01-26
CDR: 1675781
DALE PINKERT
DALE JEFFREY PINKERT
ended on 2001-11-16
CDR: 4090239
EMIL DIMITROV
EMIL BLAGOV DIMITROV
ended on 2001-12-11
CDR: 1601853
ROBERT RACUSEN
ROBERT M RACUSEN
ended on 2001-08-17
CDR: 431568
JACKSON SPEARS
JACKSON E SPEARS JR
started on 2002-08-29
CDR: 2559006
Jonathan Cohen
JONATHAN D COHEN Jonathan Cohen
started on 2002-01-28
CDR: 4582811
DAVID HANSEN
started on 2002-09-10
CDR: 1349992
MYRON GRUENBERG
started on 2002-05-13
CDR: 2509454
ROBERT MAURER
started on 2002-02-20
CDR: 2254224
ALEXANDER READ
SANDER READ
started on 2002-06-25
CDR: 2239917
THOMAS MARSHBURN
TOM MARSHBURN
started on 2002-10-15
CDR: 4610612
JONATHAN AINSLEY
JONATHAN PETER LUCIEN AINSLEY
started on 2002-12-12
CDR: 16668
SHAHEN BEDROSIAN
SHY BEDROSIAN SHYK BEDROSIAN SHOHEN BEDROSIEN
started on 2002-03-20
CDR: 431568
JACKSON SPEARS
JACKSON E SPEARS JR
ended on 2002-11-27
CDR: 4074656
REBEKAH FURGESON
ended on 2002-04-27
CDR: 2987321
BRYAN CLARK
BRYAN J CLARK
ended on 2002-01-14
CDR: 2570908
MARTA MYCYK
TUNIA MYCYK MARTA ROMANA TUNIA MYCYK TUNIA
ended on 2002-05-17
CDR: 47429
DAVID CLARK
ended on 2002-01-14
CDR: 2174781
ALFRED URSOMANNO
A J URSOMANNO AL URSOMANNO
ended on 2002-12-12
CDR: 2254224
ALEXANDER READ
SANDER READ
ended on 2002-09-23
CDR: 1508536
DANIEL GREENEBERG
DANIEL PHILIP GREENBERG
started on 2003-07-18
CDR: 1023856
GERALD PROUD
started on 2003-03-26
CDR: 4654646
JOSHUA MALIN
JOSHUA T. MALIN
started on 2003-05-06
CDR: 1648864
GARY VOTTO
started on 2003-06-17
CDR: 1261165
MICHAEL OLEARY
MICHAEL PATRICK O'LEARY
started on 2003-04-17
CDR: 842130
JAMES GLICKSTEIN
JAMES ALAN GLICK
started on 2003-06-18
CDR: 2836310
Leslie Harmel
LESLIE A HARMEL Leslie Harmel
started on 2003-06-10
CDR: 4574347
THOMAS TOMLINSON
TOM JAMES TOMLINSON
started on 2003-05-13
CDR: 252019
PHILIP HUCKLA
PHIL HUCKLA
ended on 2003-12-20
CDR: 728382
KEVIN KOWALSKI
ended on 2003-12-31
CDR: 1702038
RUSSELL WASENDORF
RUSS WASENDORF
ended on 2003-12-31
CDR: 2162089
JAMES KELLY
JIM KELLY
ended on 2003-12-31
CDR: 1508536
DANIEL GREENEBERG
DANIEL PHILIP GREENBERG
ended on 2003-10-16
CDR: 1023856
GERALD PROUD
ended on 2003-07-11
CDR: 1061345
LISA WIECHERT
ended on 2003-02-14
CDR: 4654646
JOSHUA MALIN
JOSHUA T. MALIN
ended on 2003-12-31
CDR: 1174224
GARY ORLER
ended on 2003-05-16
CDR: 829088
ALAN BIRKLEY
ended on 2003-12-31
CDR: 2509454
ROBERT MAURER
ended on 2003-04-07
CDR: 2688026
ROBERT CIHLAR
ended on 2003-02-12
CDR: 1648864
GARY VOTTO
ended on 2003-12-20
CDR: 1261165
MICHAEL OLEARY
MICHAEL PATRICK O'LEARY
ended on 2003-12-31
CDR: 814839
NEIL ASLIN
NEIL J ASLIN NEIL JACKSOIN ASLIN
ended on 2003-12-31
CDR: 2559006
Jonathan Cohen
JONATHAN D COHEN Jonathan Cohen
ended on 2003-01-02
CDR: 1815812
DAVID MONTGOMERY
DAVID MONTGOMERY
ended on 2003-12-31
CDR: 4582811
DAVID HANSEN
ended on 2003-12-04
CDR: 842130
JAMES GLICKSTEIN
JAMES ALAN GLICK
ended on 2003-06-27
CDR: 1988012
David Ambre
DAVID A AMBRE DAVID AMBRE
ended on 2003-12-31
CDR: 25860
RICHARD BOOKSTAVER
ended on 2003-12-20
CDR: 4574347
THOMAS TOMLINSON
TOM JAMES TOMLINSON
ended on 2003-10-20
CDR: 420855
CEDRIC SHEARER
ended on 2003-12-20
CDR: 4020785
KEVIN MURPHY
ended on 2003-08-05
CDR: 1386173
MICHAEL RUKUJZO
MRJ FINANCIAL
ended on 2003-12-10
CDR: 4268792
MATTHEW WENZEL
ended on 2003-03-19
CDR: 4610612
JONATHAN AINSLEY
JONATHAN PETER LUCIEN AINSLEY
ended on 2003-04-07
CDR: 1281517
ROBERT MULVIHILL
ROBERT T MULVIHILL ROBERT THOMAS MULVIHILL JR ROBERT MULVIHILL
ended on 2004-04-08
CDR: 1391175
THOMAS SLATER
THOMAS MICHAEL SLATER
ended on 2004-03-08
CDR: 1860076
RUSSELL WASENDORF
RUSS WASENDORF SR RUSSELL RALPH WASENDORF
ended on 2004-08-30
CDR: 719867
james hamer
JAMES ALLEN HAMER JIM HAMER
ended on 2004-01-05
CDR: 2237892
ROBERT URIA
ended on 2004-02-09
CDR: 234848
JOSEPH HAMER
JOSEPH MARTIN HAMER JR
ended on 2004-01-05
CDR: 2243093
SAMUEL JACOBS
SAM JACOBS
ended on 2004-03-01
CDR: 1349992
MYRON GRUENBERG
ended on 2004-03-19
CDR: 33783
DANL BRUSH
ended on 2004-06-30
CDR: 714349
JOHN WELSH
ended on 2004-06-30
CDR: 4242405
PATRICK GILL
ended on 2004-04-12
CDR: 2836310
Leslie Harmel
LESLIE A HARMEL Leslie Harmel
ended on 2004-05-25
CDR: 721989
WILLIAM KOVACIC
BILL KOVACIC WILLIAM F KOVACIC
ended on 2004-03-01
CDR: 2212894
HOWARD GOLDSTEIN
HG GOLDSTEIN
ended on 2004-02-24
CDR: 2239917
THOMAS MARSHBURN
TOM MARSHBURN
ended on 2004-02-20
CDR: 1625281
JAMES KLOTZ
ended on 2004-08-30
CDR: 2286761
CHARLES HURLEY
ended on 2004-03-11
CDR: 16668
SHAHEN BEDROSIAN
SHY BEDROSIAN SHYK BEDROSIAN SHOHEN BEDROSIEN
ended on 2004-02-24
CDR: 238107
RICHARD HARRIS
ended on 2004-02-05
CDR: 1844334
THOMAS PEARSON
THOMAS E PEARSON
ended on 2004-08-30



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