Company Name:
PHILLIPS CAPITAL
CRD Number:
3603
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
CDR: 362489
CHRISTOPHER PHILLIPS
started on 1975-01-13
CDR: 3051580
JOHN FINLEY
J D FINLEY
started on 1998-05-14
CDR: 4504546
JAMES BERAM
started on 2002-03-27
CDR: 4454232
CHRIS PHILLIPS
CHRISTOPHER TODD PHILLIPS
started on 2005-08-25
CDR: 1154921
SCOTT GILLESPIE
started on 2006-05-17
CDR: 3051580
JOHN FINLEY
J D FINLEY
ended on 2006-03-15
CDR: 1154921
SCOTT GILLESPIE
ended on 2009-02-10
CDR: 1154921
SCOTT GILLESPIE
started on 2010-12-06
CDR: 4012334
RICHARD WOOD
started on 2011-06-13
CDR: 4649343
JEFFREY SUSSMAN
started on 2011-04-20
CDR: 1154921
SCOTT GILLESPIE
ended on 2012-10-11
CDR: 1395364
PAMELA PAGLIAI
PAMELA ANN HILLSBERRY PAMELA ANN HINDMAN
started on 2013-01-03
CDR: 4454232
CHRIS PHILLIPS
CHRISTOPHER TODD PHILLIPS
ended on 2013-11-25
CDR: 4012334
RICHARD WOOD
ended on 2013-11-25
CDR: 4649343
JEFFREY SUSSMAN
ended on 2013-11-25
CDR: 1395364
PAMELA PAGLIAI
PAMELA ANN HILLSBERRY PAMELA ANN HINDMAN
ended on 2017-11-07
CDR: 362489
CHRISTOPHER PHILLIPS
ended on 2017-11-07
CDR: 4504546
JAMES BERAM
ended on 2017-04-17



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