Company Name:
PHILLIPS & ENTER INCORPORATED
CRD Number:
3603
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
CDR: 405498
CHARLES ROTH
started on 1973-06-26
CDR: 258156
CHARLES JENNINGS
started on 1975-08-27
CDR: 405498
CHARLES ROTH
ended on 1975-03-02
CDR: 816452
KATHY SIMONS
started on 1977-11-28
CDR: 258156
CHARLES JENNINGS
ended on 1977-10-31
CDR: 816452
KATHY SIMONS
ended on 1980-12-30
CDR: 1308396
DAVID PATSTON
started on 1985-01-17
CDR: 821367
JUDY MILLER
started on 1989-05-08
CDR: 447413
JOHN TOBER
started on 1989-05-30
CDR: 1308396
DAVID PATSTON
ended on 1992-03-17
CDR: 821367
JUDY MILLER
ended on 2002-01-18
CDR: 447413
JOHN TOBER
ended on 2002-01-18



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