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0 - 9
Company Name:
PLAZA FINANCIAL ADVISORS INC
CRD Number:
109593
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
CDR: 3190703
DAVID MAHER
started on
1999-10-13
CDR: 1049261
Thomas Briggs
started on
1999-10-13
CDR: 1077490
Scott Bensinger
started on
1999-11-17
CDR: 713220
PETER DOLAN
started on
1999-10-13
CDR: 821704
NORMAN BROWNSHER
NORMAN D BROWNSHER
started on
1999-10-13
CDR: 1948223
STEPHEN SERATI
started on
1999-10-13
CDR: 821704
NORMAN BROWNSHER
NORMAN D BROWNSHER
ended on
2003-02-28
CDR: 1948223
STEPHEN SERATI
ended on
2003-02-28
CDR: 716097
Judy Rubin
JUDY LOWE HOLT JUDITH ELIZABETH LOWE JUDY LOWE
started on
2011-06-15
CDR: 3190703
DAVID MAHER
ended on
2011-12-31
CDR: 716097
Judy Rubin
JUDY LOWE HOLT JUDITH ELIZABETH LOWE JUDY LOWE
ended on
2011-12-31
CDR: 1049261
Thomas Briggs
ended on
2011-12-31
CDR: 1077490
Scott Bensinger
ended on
2011-12-31
CDR: 713220
PETER DOLAN
ended on
2011-12-31
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