Company Name:
POWELL CAPITAL MARKETS, INC.
Address:
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745
CRD Number:
28328
CIK Number:
872049
SEC File Number:
843472
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1720666
ARTHUR POWELL
ART POWELL
started on 1991-06-26
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
started on 1992-03-17
CDR: 825267
CARL GOODMAN
CARL GOODMAN
started on 2002-02-27
CDR: 825267
CARL GOODMAN
CARL GOODMAN
ended on 2002-06-27
CDR: 1504775
JAMES NESS
.
started on 2003-05-30
CDR: 2166892
JULIA Needham
JULIA KYLE EHLERS JULIA EHLERS JULIA DORA KYLE JULIA KYLE Needham
started on 2004-05-11
CDR: 4929617
YAFFA RATTNER
YAFFA RATTNER MS YAFFA RATTNER YAFFA TZIPORAH RATTNER-SIEGEL
started on 2005-04-07
CDR: 4929617
YAFFA RATTNER
YAFFA RATTNER MS YAFFA RATTNER YAFFA TZIPORAH RATTNER-SIEGEL
ended on 2007-08-07
CDR: 2498387
ANTHONY CAUDLE
ANTHONY L CAUDLE ANTHONY LENEAL CAUDLE
started on 2011-10-19
CDR: 2498387
ANTHONY CAUDLE
ANTHONY L CAUDLE ANTHONY LENEAL CAUDLE
ended on 2011-12-13
CDR: 1504775
JAMES NESS
.
ended on 2015-12-18
CDR: 2581251
James Verdone
JAMES J VERDONE JIM JOSEPH VERDONE
started on 2018-04-27
CDR: 1317773
DAVID GIRTON
DAVID BERNARD GIRTON SR SOCRATES GIRTON DAVID SOCRATES
started on 2018-08-15
CDR: 2581251
James Verdone
JAMES J VERDONE JIM JOSEPH VERDONE
ended on 2019-04-24
CDR: 1317773
DAVID GIRTON
DAVID BERNARD GIRTON SR SOCRATES GIRTON DAVID SOCRATES
ended on 2019-02-19
CDR: 1720666
ARTHUR POWELL
ART POWELL
ended on 2020-01-22
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
ended on 2020-08-25
CDR: 2166892
JULIA Needham
JULIA KYLE EHLERS JULIA EHLERS JULIA DORA KYLE JULIA KYLE Needham
ended on 2020-02-06



Copyright 2022 EmployProof.org All rights reserved.
Court Diary