Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 2194485
LOUIS MORGAN
started on 1992-01-24
CDR: 2448719
LINDA RAPACZ
started on 1994-08-25
CDR: 1314269
CARY GRANT
started on 1994-07-19
CDR: 1314269
CARY GRANT
started on 1994-07-19
CDR: 2194485
LOUIS MORGAN
ended on 1994-08-15
CDR: 2448719
LINDA RAPACZ
ended on 1995-07-18
CDR: 1314269
CARY GRANT
ended on 1995-09-25
CDR: 2163899
SAMUEL SHERR
SAM SHERR SAMMY SHERR SAMUEL M SHERR
started on 1996-12-24
CDR: 1130227
PATRICK MAURO
PAT MAURO
started on 1996-10-29
CDR: 603493
CHRISTOPHER PASCENTE
CHRIS BRIAN PASCENTE
started on 1996-10-10
CDR: 839841
JAMES PABILONIA
JAMES AMERICAS PABILONIA JAMES L PABILONIA JAMES LESLIE PABILONIA
started on 1996-10-09
CDR: 854219
PHILIP HOROWITZ
PHILIP J HOROWITZ
started on 1996-10-29
CDR: 1016452
FRANK CONSTANTINO
started on 1996-10-10
CDR: 1658058
CYNTHIA BODGE
CYNTHIA L BODGE CELIA BRANDON CYNTHIA BRANDON
started on 1996-10-29
CDR: 2255869
ROBERT KESSLER
started on 1997-01-29
CDR: 1488144
NICHOLAS AVELLO
started on 1997-10-29
CDR: 2378424
ANGELO VIGNOLA
started on 1997-06-10
CDR: 2163899
SAMUEL SHERR
SAM SHERR SAMMY SHERR SAMUEL M SHERR
ended on 1997-05-20
CDR: 1130227
PATRICK MAURO
PAT MAURO
ended on 1997-09-29
CDR: 2255869
ROBERT KESSLER
ended on 1997-03-20
CDR: 603493
CHRISTOPHER PASCENTE
CHRIS BRIAN PASCENTE
ended on 1997-09-24
CDR: 839841
JAMES PABILONIA
JAMES AMERICAS PABILONIA JAMES L PABILONIA JAMES LESLIE PABILONIA
ended on 1997-06-23
CDR: 1016452
FRANK CONSTANTINO
ended on 1997-07-15
CDR: 1658058
CYNTHIA BODGE
CYNTHIA L BODGE CELIA BRANDON CYNTHIA BRANDON
ended on 1997-06-20
CDR: 1910226
KEVIN SPINELLI
started on 1998-04-22
CDR: 2376561
RICHARD NICOLA
started on 1998-04-09
CDR: 2975440
ROBERT BULLARD
started on 1998-02-19
CDR: 1267036
LAWRENCE FLORIDA
LARRY ANTHONY FLORIDA LARRY FLORIDA LAWRENCE A FLORIDA LAWRENCE ANTHONY FLORIDA
started on 1998-05-18
CDR: 2286669
ANTHONY DIMARIA
ANTHONY F DIMARIA ANTHONY FREDERIL DIMARIA TONY DIMARIA
started on 1998-02-02
CDR: 2176953
NICHOLAS BOSCO
started on 1998-06-23
CDR: 2590007
MARK GASSOSO
started on 1998-02-02
CDR: 1920993
LEE WISKOWSKI
LEE WISKOWSKI
started on 1998-01-28
CDR: 3121694
Leann Hartman
LEANN GREENELSH LEE HARTMAN
started on 1998-11-17
CDR: 1910226
KEVIN SPINELLI
ended on 1998-07-21
CDR: 2376561
RICHARD NICOLA
ended on 1998-07-21
CDR: 1267036
LAWRENCE FLORIDA
LARRY ANTHONY FLORIDA LARRY FLORIDA LAWRENCE A FLORIDA LAWRENCE ANTHONY FLORIDA
ended on 1998-07-31
CDR: 2286669
ANTHONY DIMARIA
ANTHONY F DIMARIA ANTHONY FREDERIL DIMARIA TONY DIMARIA
ended on 1998-07-21
CDR: 2176953
NICHOLAS BOSCO
ended on 1998-09-09
CDR: 2590007
MARK GASSOSO
ended on 1998-07-21
CDR: 2378424
ANGELO VIGNOLA
ended on 1998-03-11
CDR: 1896902
DENNIS ONEILL
DENNIS ONEILL
started on 1999-06-11
CDR: 3173456
DAVID INGEVALDSON
started on 1999-03-11
CDR: 1463372
KEITH DAUBENSPECK
started on 1999-04-01
CDR: 1965315
DWIGHT BADGER
started on 1999-05-11
CDR: 1542123
RONALD STUPPY
RON STUPPY
started on 1999-10-21
CDR: 1896902
DENNIS ONEILL
DENNIS ONEILL
ended on 1999-09-01
CDR: 854219
PHILIP HOROWITZ
PHILIP J HOROWITZ
ended on 1999-06-01
CDR: 2975440
ROBERT BULLARD
ended on 1999-07-07
CDR: 3173456
DAVID INGEVALDSON
ended on 1999-09-01
CDR: 1920993
LEE WISKOWSKI
LEE WISKOWSKI
ended on 1999-10-18
CDR: 1463372
KEITH DAUBENSPECK
ended on 1999-07-28
CDR: 1965315
DWIGHT BADGER
ended on 1999-09-01
CDR: 1542123
RONALD STUPPY
RON STUPPY
ended on 1999-11-05
CDR: 3074712
DMITRY GORODETSKY
started on 2000-04-05
CDR: 1130227
PATRICK MAURO
PAT MAURO
started on 2000-02-16
CDR: 2433217
RONALD FORMELLA
started on 2000-03-07
CDR: 1436082
TIM KRAFT
TIM KRAFT TIMOTHY ALAN KRAFT
started on 2000-12-22
CDR: 1934389
JEFFREY MONAGO
started on 2000-05-11
CDR: 3074712
DMITRY GORODETSKY
ended on 2000-11-07
CDR: 1934389
JEFFREY MONAGO
ended on 2000-09-06
CDR: 2983783
PADRAIG MCGLYNN
started on 2001-07-25
CDR: 1007284
ALLEN BUCHALTER
started on 2001-09-24
CDR: 2984245
GIANFRANCO CARBONARA
JOHN CARBONARA
started on 2001-07-25
CDR: 4102966
NELSON FELIX
started on 2001-07-25
CDR: 2693672
WILFREDO FELIX
started on 2001-08-27
CDR: 1980123
ROBERT LISNOFF
started on 2001-09-27
CDR: 1130227
PATRICK MAURO
PAT MAURO
ended on 2001-09-04
CDR: 2433217
RONALD FORMELLA
ended on 2001-08-10
CDR: 1488144
NICHOLAS AVELLO
ended on 2001-09-11
CDR: 2983783
PADRAIG MCGLYNN
ended on 2001-11-28
CDR: 2984245
GIANFRANCO CARBONARA
JOHN CARBONARA
ended on 2001-11-28
CDR: 1314269
CARY GRANT
ended on 2001-08-31
CDR: 2801894
ALEXANDER GORCHAKOV
ALEX GORCHAKOV ALAN GORDON ALEX GORE
started on 2002-10-07
CDR: 2762276
LONNA OBELENUS
LONNA OBELENUS LOSSA ELLEN RUBERL
started on 2002-08-01
CDR: 232360
EDWARD GUTHMANN
EDDIE GUTHMANN
started on 2002-02-05
CDR: 1658058
CYNTHIA BODGE
CYNTHIA L BODGE CELIA BRANDON CYNTHIA BRANDON
started on 2002-01-07
CDR: 1059258
LELAN PACK
started on 2002-03-06
CDR: 4497531
JONATHAN SELF
started on 2002-04-10
CDR: 4517682
CINDI PORTER
CINDI LYNN BRITTON
started on 2002-10-11
CDR: 2383662
RICHARD GOLDMAN
RICKY GOLDMAN
started on 2002-04-17
CDR: 4519471
CAROL KINZER
started on 2002-10-02
CDR: 1289151
CLEVELAND WATKINS
CLEVELAND MEANS CLEVELAND H WATKINS
started on 2002-07-29
CDR: 1058806
MICHAEL HOVANIC
started on 2002-01-30
CDR: 4497531
JONATHAN SELF
ended on 2002-06-27
CDR: 1436082
TIM KRAFT
TIM KRAFT TIMOTHY ALAN KRAFT
ended on 2002-12-02
CDR: 3121694
Leann Hartman
LEANN GREENELSH LEE HARTMAN
ended on 2002-01-04
CDR: 1058806
MICHAEL HOVANIC
ended on 2002-06-17
CDR: 1980123
ROBERT LISNOFF
ended on 2002-01-04
CDR: 1445750
GREGORY CANIZIO
started on 2003-01-16
CDR: 1445750
GREGORY CANIZIO
ended on 2003-10-20
CDR: 2762276
LONNA OBELENUS
LONNA OBELENUS LOSSA ELLEN RUBERL
ended on 2003-10-01
CDR: 232360
EDWARD GUTHMANN
EDDIE GUTHMANN
ended on 2003-10-16
CDR: 1658058
CYNTHIA BODGE
CYNTHIA L BODGE CELIA BRANDON CYNTHIA BRANDON
ended on 2003-10-24
CDR: 1007284
ALLEN BUCHALTER
ended on 2003-09-30
CDR: 4517682
CINDI PORTER
CINDI LYNN BRITTON
ended on 2003-06-12
CDR: 2383662
RICHARD GOLDMAN
RICKY GOLDMAN
ended on 2003-09-30
CDR: 4519471
CAROL KINZER
ended on 2003-03-24
CDR: 1289151
CLEVELAND WATKINS
CLEVELAND MEANS CLEVELAND H WATKINS
ended on 2003-05-21
CDR: 2876557
VLADIMIR OKUN
started on 2004-09-21
CDR: 1059258
LELAN PACK
ended on 2004-02-12
CDR: 4948443
MIKHAIL LYCH
started on 2005-05-05
CDR: 2876557
VLADIMIR OKUN
ended on 2005-02-23
CDR: 4948443
MIKHAIL LYCH
ended on 2007-08-15
CDR: 2801894
ALEXANDER GORCHAKOV
ALEX GORCHAKOV ALAN GORDON ALEX GORE
ended on 2007-07-02
CDR: 435071
MICHAEL STEINTHAL
MICHAEL GREGORY STEINTHAL JR MICHAEL GREGORY STEINTHAL MR
started on 2008-05-08
CDR: 5309140
STACEY AXTELL
STACEY CHRISTINE CUNNINGHAM
started on 2008-05-16
CDR: 4557771
JEFFREY CEDERBERG
started on 2008-05-16
CDR: 2168943
WILLIAM WHITE
started on 2009-10-09
CDR: 5309140
STACEY AXTELL
STACEY CHRISTINE CUNNINGHAM
ended on 2009-12-31
CDR: 5458231
CARNELL SCRUGGS
started on 2010-10-01
CDR: 2214215
DAVID ROTTMAN
started on 2010-12-21
CDR: 5140079
KEVIN BLAIR
started on 2010-10-21
CDR: 5260243
EDWARD GIULIANO
EDWARD L GIULIANO
started on 2011-06-16
CDR: 5836242
JIMMY THOMAS
started on 2011-09-28
CDR: 4909526
PERRY PINHAS
started on 2011-10-19
CDR: 5175985
TAMARA SANNER
TAMARA MICHELE JOHNSON
started on 2011-06-16
CDR: 5374519
SATHYAVATHY MANI
started on 2011-10-11
CDR: 4772971
DANIEL SILVERSTEIN
DAN L SILVERSTEIN
started on 2011-10-19
CDR: 5397591
JENNIFER LEVSTIK
JENNIFER A LEVSTIK
started on 2011-08-17
CDR: 2801894
ALEXANDER GORCHAKOV
ALEX GORCHAKOV ALAN GORDON ALEX GORE
started on 2011-08-25
CDR: 4948443
MIKHAIL LYCH
started on 2011-08-31
CDR: 4772937
Daniel Seghi
DANIEL M SEGHI DANIEL MENACHEM SEGHI
started on 2012-01-06
CDR: 4779567
ARYEH KOENIGSBERG
ARI LEE KOENIGSBERG ARI KOENIGSBERG
started on 2012-04-12
CDR: 2907737
MOLLIE BOYCE - FIELD
MOLLIE LYNN BOYCE MOLLIE BOYCE
started on 2012-01-06
CDR: 2737196
JO SHANE
JO ANN PARMER
started on 2012-06-29
CDR: 6049128
LEEOR BAISBURD
started on 2012-05-07
CDR: 4603208
KRISTOPHER FIELD
started on 2012-07-03
CDR: 4866971
CHRISTINA NIELSON
started on 2012-06-13
CDR: 2854032
JAMES ALTSCHUL
started on 2012-06-11
CDR: 5048331
MICHELLE LANGER
started on 2012-06-26
CDR: 4733220
WILLIS COLE
WILLIS SAMUEL COLE III
started on 2012-06-14
CDR: 1549795
GARY RINGEN
started on 2012-06-27
CDR: 4443310
CURTIS SMILEY
started on 2012-12-03
CDR: 4772937
Daniel Seghi
DANIEL M SEGHI DANIEL MENACHEM SEGHI
ended on 2012-04-02
CDR: 4779567
ARYEH KOENIGSBERG
ARI LEE KOENIGSBERG ARI KOENIGSBERG
ended on 2012-06-29
CDR: 4909526
PERRY PINHAS
ended on 2012-07-17
CDR: 5175985
TAMARA SANNER
TAMARA MICHELE JOHNSON
ended on 2012-12-31
CDR: 2737196
JO SHANE
JO ANN PARMER
ended on 2012-10-09
CDR: 5374519
SATHYAVATHY MANI
ended on 2012-01-20
CDR: 5048331
MICHELLE LANGER
ended on 2012-12-31
CDR: 5580138
John Roy Turek
JOHN R.M. TUREK
started on 2013-03-25
CDR: 1112977
MATTHEW WESTFALL
MATT WESTFALL
started on 2013-05-14
CDR: 5334163
ANDREW NORTON
started on 2013-04-16
CDR: 4211223
CHAZON STEIN
CHAZ STEIN CHAZONI STEIN ZONI STEIN
started on 2013-10-01
CDR: 4820550
LEONARDO REOS
started on 2013-11-07
CDR: 5558028
MICHELLE CABLE
started on 2013-09-20
CDR: 5879196
LOUIS LEVINE
started on 2013-03-06
CDR: 5466050
CHARLES SCOTT
CHARLES EDWARD SCOTT JR SCOTTIE SCOTT
started on 2013-03-25
CDR: 2060774
CAMERON HAWTHORNE
started on 2013-03-06
CDR: 4794711
MICHAEL BRANSON
started on 2013-05-28
CDR: 5580138
John Roy Turek
JOHN R.M. TUREK
ended on 2013-12-18
CDR: 1112977
MATTHEW WESTFALL
MATT WESTFALL
ended on 2013-12-26
CDR: 5334163
ANDREW NORTON
ended on 2013-11-05
CDR: 6049128
LEEOR BAISBURD
ended on 2013-06-19
CDR: 4603208
KRISTOPHER FIELD
ended on 2013-08-14
CDR: 5397591
JENNIFER LEVSTIK
JENNIFER A LEVSTIK
ended on 2013-03-18
CDR: 2801894
ALEXANDER GORCHAKOV
ALEX GORCHAKOV ALAN GORDON ALEX GORE
ended on 2013-07-31
CDR: 5466050
CHARLES SCOTT
CHARLES EDWARD SCOTT JR SCOTTIE SCOTT
ended on 2013-09-10
CDR: 4948443
MIKHAIL LYCH
ended on 2013-08-15
CDR: 1325105
Timothy Bryant
TIM BRYANT TIMOTHY CHARLES BRYANT Timothy Bryant
started on 2014-06-27
CDR: 6267751
ANDREW MACONACHY
DREW JOHN MACONACHY
started on 2014-10-06
CDR: 844203
BETTE TYDINGS
BETTY TYDINGS CHRISTENSEN BETTY TYDINGS CHRISTSENSEN BETTE GAIL COHEN
started on 2014-08-08
CDR: 2768544
MARILEE HILL
MARILEE ANN HANSEN
started on 2014-10-13
CDR: 1605740
RONALD ELLIS
started on 2014-05-09
CDR: 5260243
EDWARD GIULIANO
EDWARD L GIULIANO
ended on 2014-12-23
CDR: 5458231
CARNELL SCRUGGS
ended on 2014-11-18
CDR: 4211223
CHAZON STEIN
CHAZ STEIN CHAZONI STEIN ZONI STEIN
ended on 2014-01-14
CDR: 5879196
LOUIS LEVINE
ended on 2014-06-13
CDR: 4733220
WILLIS COLE
WILLIS SAMUEL COLE III
ended on 2014-12-05
CDR: 4566047
DONALD JOHNS
started on 2015-10-19
CDR: 6470382
KIMBERLY HART
started on 2015-04-22
CDR: 2214219
Dion Rottman
DION CARL ROTTMAN
started on 2015-03-20
CDR: 2737196
JO SHANE
JO ANN PARMER
started on 2015-02-25
CDR: 5674690
ZACK BROUGH
started on 2015-06-23
CDR: 5260243
EDWARD GIULIANO
EDWARD L GIULIANO
started on 2015-01-23
CDR: 2214215
DAVID ROTTMAN
ended on 2015-12-31
CDR: 2907737
MOLLIE BOYCE - FIELD
MOLLIE LYNN BOYCE MOLLIE BOYCE
ended on 2015-07-07
CDR: 4820550
LEONARDO REOS
ended on 2015-03-05
CDR: 2854032
JAMES ALTSCHUL
ended on 2015-04-20
CDR: 5260243
EDWARD GIULIANO
EDWARD L GIULIANO
ended on 2015-04-27
CDR: 858720
GARY GRABOWSKI
started on 2016-09-24
CDR: 4859707
AKHIL MORADA
started on 2016-07-07
CDR: 3120673
Richard Pollock
RICHARD C POLLOCK RICHARD CRAIG POLLOCK
started on 2016-08-02
CDR: 5701271
DILIN WARNAKULASURIYA
started on 2016-07-07
CDR: 2490551
CARL SMITH
started on 2016-08-04
CDR: 3053713
MICKEY MCLELLAN
started on 2016-05-20
CDR: 4566047
DONALD JOHNS
ended on 2016-10-20
CDR: 4859707
AKHIL MORADA
ended on 2016-12-21
CDR: 5836242
JIMMY THOMAS
ended on 2016-03-21
CDR: 844203
BETTE TYDINGS
BETTY TYDINGS CHRISTENSEN BETTY TYDINGS CHRISTSENSEN BETTE GAIL COHEN
ended on 2016-09-28
CDR: 2214219
Dion Rottman
DION CARL ROTTMAN
ended on 2016-08-01
CDR: 5558028
MICHELLE CABLE
ended on 2016-03-21
CDR: 3053713
MICKEY MCLELLAN
ended on 2016-10-19
CDR: 4794711
MICHAEL BRANSON
ended on 2016-02-26
CDR: 1262546
Thomas Barkume
TOM ALAN BARKUME
started on 2017-10-18
CDR: 4450485
JOSHUA SLAYBAUGH
JOSH SLAYBAUGH
started on 2017-12-14
CDR: 1325105
Timothy Bryant
TIM BRYANT TIMOTHY CHARLES BRYANT Timothy Bryant
ended on 2017-05-01
CDR: 858720
GARY GRABOWSKI
ended on 2017-04-07
CDR: 6267751
ANDREW MACONACHY
DREW JOHN MACONACHY
ended on 2017-05-22
CDR: 2168943
WILLIAM WHITE
ended on 2017-10-03
CDR: 1605740
RONALD ELLIS
ended on 2017-10-13
CDR: 3120673
Richard Pollock
RICHARD C POLLOCK RICHARD CRAIG POLLOCK
ended on 2017-07-05
CDR: 5701271
DILIN WARNAKULASURIYA
ended on 2017-04-26
CDR: 2490551
CARL SMITH
ended on 2017-06-22
CDR: 5674690
ZACK BROUGH
ended on 2017-06-07
CDR: 1549795
GARY RINGEN
ended on 2017-12-31
CDR: 2037031
Timothy Marshall
GEORGE TIMOTHY MARSHALL TIM MARSHALL
started on 2018-09-27
CDR: 4557771
JEFFREY CEDERBERG
ended on 2018-02-07
CDR: 4772971
DANIEL SILVERSTEIN
DAN L SILVERSTEIN
ended on 2018-09-21
CDR: 2739167
AUSTIN DUTTON
AUSTIN RICHARD DUTTINJR AUSTIN R DUTTON JR AUSTIN R DUTTON AUSTIN RICHARD DUTTONJR
started on 2019-05-22
CDR: 5579770
ROBERT PECHA
ROBERT M PECHA
started on 2019-05-02
CDR: 2276055
WILLIAM WALSH
WILLIAM WALSH
started on 2019-07-29
CDR: 2701165
SARA NG
SARA ENG AIPING ZHOU SARA AIPING ZHOU SARA ZHOU
started on 2019-08-05
CDR: 5701037
JANINE EVERHART
started on 2019-06-10
CDR: 435071
MICHAEL STEINTHAL
MICHAEL GREGORY STEINTHAL JR MICHAEL GREGORY STEINTHAL MR
ended on 2019-08-26
CDR: 2037031
Timothy Marshall
GEORGE TIMOTHY MARSHALL TIM MARSHALL
ended on 2019-08-26
CDR: 4866971
CHRISTINA NIELSON
ended on 2019-10-09
CDR: 4450485
JOSHUA SLAYBAUGH
JOSH SLAYBAUGH
ended on 2019-10-08
CDR: 5701037
JANINE EVERHART
ended on 2019-09-11
CDR: 1262546
Thomas Barkume
TOM ALAN BARKUME
ended on 2020-04-29
CDR: 2739167
AUSTIN DUTTON
AUSTIN RICHARD DUTTINJR AUSTIN R DUTTON JR AUSTIN R DUTTON AUSTIN RICHARD DUTTONJR
ended on 2020-06-04
CDR: 5579770
ROBERT PECHA
ROBERT M PECHA
ended on 2020-04-20
CDR: 2276055
WILLIAM WALSH
WILLIAM WALSH
ended on 2020-04-29
CDR: 6470382
KIMBERLY HART
ended on 2020-05-26
CDR: 2768544
MARILEE HILL
MARILEE ANN HANSEN
ended on 2020-04-20
CDR: 2737196
JO SHANE
JO ANN PARMER
ended on 2020-04-20
CDR: 5140079
KEVIN BLAIR
ended on 2020-04-29
CDR: 2701165
SARA NG
SARA ENG AIPING ZHOU SARA AIPING ZHOU SARA ZHOU
ended on 2020-04-29
CDR: 4102966
NELSON FELIX
ended on 2020-04-28
CDR: 4443310
CURTIS SMILEY
ended on 2020-04-29
CDR: 2060774
CAMERON HAWTHORNE
ended on 2020-05-27
CDR: 2693672
WILFREDO FELIX
ended on 2020-05-27
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