Company Name:
PROVIDENTIAL SECURITIES, INC.
CRD Number:
31189
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1993
1994
1995
1996
1997
1998
1999
2000
CDR: 1952649
HENRY FAHMAN
HIEN DAC PHAM HIEN PHAM
started on 1993-03-29
CDR: 2488905
RICHARD NGUYEN
started on 1994-10-31
CDR: 2245139
DENNIS GUNN
started on 1994-10-03
CDR: 1591030
HUNG NGUYEN
TONY NGUYEN
started on 1994-12-13
CDR: 2044460
ANTHONY TRAN
ANTHONY B TRAN BICK TRAN BRICK TRAN
started on 1994-05-03
CDR: 2044460
ANTHONY TRAN
ANTHONY B TRAN BICK TRAN BRICK TRAN
ended on 1994-11-28
CDR: 2558775
DZUNG NGUYEN
DENNIS NGUYEN
started on 1995-08-24
CDR: 2488905
RICHARD NGUYEN
ended on 1995-07-21
CDR: 1591030
HUNG NGUYEN
TONY NGUYEN
ended on 1995-06-26
CDR: 2538602
JENNY TA
JENNY TA JENNY MY TA JENNYQUYEN MY TA JENNY TAPHAM JENNYQUYEN MY TAPHAM JENNYQUYEN TAPHAM
started on 1996-02-21
CDR: 1742982
VICTOR LOH
started on 1996-08-02
CDR: 1826585
MICHAEL WOODS
MIKE WOODS
started on 1996-05-03
CDR: 1974066
FRANCISCO PANTOJA
started on 1996-03-19
CDR: 2397942
ROBERT BLUEMEL
R. SCOTT BLUEMEL
started on 1996-07-23
CDR: 718005
DAN HASSEY
started on 1996-03-19
CDR: 2619045
THUAN HO
MICHAEL DANG HO
started on 1996-09-26
CDR: 336507
HAROLD MINSKY
HAL MINSKY
started on 1997-05-05
CDR: 1578972
H THOMSON
started on 1997-04-01
CDR: 2369159
PRADIP DAYA
PRADIP DAYA
started on 1997-03-27
CDR: 2434941
ANDREW SHOEMAKER
started on 1997-04-08
CDR: 1591030
HUNG NGUYEN
TONY NGUYEN
started on 1997-05-22
CDR: 2873133
SUN SHIM
ANNE KIM SUN MI KIM
started on 1997-04-30
CDR: 2349844
JANNETT BIDWELL
JANA BIDWELL JANNA BIDWELL
started on 1997-07-07
CDR: 450663
JAMES TURNER
started on 1997-07-07
CDR: 2419830
DEREK OGLE
started on 1997-12-02
CDR: 1815268
KENNETH FIACCO
started on 1997-03-27
CDR: 2023322
THEODORE FAHMAN
PHAM FAHMAN THOAI FAHMAN THOAI PHAM
started on 1997-08-15
CDR: 1752502
KWANG KIM
KEITH H KIM KEITH HO KIM KEITH KIM KWANG H KIM
started on 1997-12-22
CDR: 2108578
TAEGOO MOON
TAE GOO MOON
started on 1997-01-04
CDR: 2397942
ROBERT BLUEMEL
R. SCOTT BLUEMEL
ended on 1997-02-06
CDR: 718005
DAN HASSEY
ended on 1997-01-03
CDR: 1300444
CHARLES BENNETT
CHARLES H JR BENNETT CHUCK BENNETT JR
started on 1998-05-18
CDR: 1908286
ROBERT MCINTOSH
started on 1998-09-25
CDR: 2677978
STEPHANIE HU
MINGMAN HU STEPHANIE HU
started on 1998-05-01
CDR: 3053918
RISCHI SHARMA
RISCHI PAUL SHARMA, CFP
started on 1998-09-25
CDR: 2934616
Wim Van Lerberghe
WIM HONORE VAN LERBERGHE WIM HONORE VANLERBERGHE
started on 1998-10-28
CDR: 2887290
CHRISTOPHER FIACCO
started on 1998-03-18
CDR: 3053979
BENJAMIN SCHRODER
started on 1998-05-07
CDR: 2443646
HERBERT ODA
started on 1998-06-24
CDR: 1498110
ALAN HSU
started on 1998-06-24
CDR: 2369159
PRADIP DAYA
PRADIP DAYA
ended on 1998-05-17
CDR: 2873133
SUN SHIM
ANNE KIM SUN MI KIM
ended on 1998-08-25
CDR: 2419830
DEREK OGLE
ended on 1998-02-06
CDR: 2245139
DENNIS GUNN
ended on 1998-03-30
CDR: 863700
ROGER NICCOLI
started on 1999-12-22
CDR: 2873133
SUN SHIM
ANNE KIM SUN MI KIM
started on 1999-03-24
CDR: 2925054
RAY ALLEN
RAY A ALLEN
started on 1999-11-17
CDR: 1739645
JAMES CAPRIO
started on 1999-12-22
CDR: 3239649
JOSEPH DE FALCO
JOSEPH DOMINIC DEFALCO
started on 1999-10-19
CDR: 3181528
DUKE BUSHONG
started on 1999-04-06
CDR: 2482881
ROGER PHUNG
DAT PHUNG DAT PHUNG ROGER PHUNG
started on 1999-04-15
CDR: 2369159
PRADIP DAYA
PRADIP DAYA
started on 1999-11-17
CDR: 1408462
JAMES FUNK
JAMES JACOB HUNG
started on 1999-12-22
CDR: 1580759
JEFFREY NUNEZ
started on 1999-12-23
CDR: 2538602
JENNY TA
JENNY TA JENNY MY TA JENNYQUYEN MY TA JENNY TAPHAM JENNYQUYEN MY TAPHAM JENNYQUYEN TAPHAM
ended on 1999-07-20
CDR: 1300444
CHARLES BENNETT
CHARLES H JR BENNETT CHUCK BENNETT JR
ended on 1999-10-29
CDR: 1908286
ROBERT MCINTOSH
ended on 1999-04-14
CDR: 1578972
H THOMSON
ended on 1999-07-20
CDR: 3053918
RISCHI SHARMA
RISCHI PAUL SHARMA, CFP
ended on 1999-10-29
CDR: 2934616
Wim Van Lerberghe
WIM HONORE VAN LERBERGHE WIM HONORE VANLERBERGHE
ended on 1999-07-20
CDR: 2887290
CHRISTOPHER FIACCO
ended on 1999-10-29
CDR: 1752502
KWANG KIM
KEITH H KIM KEITH HO KIM KEITH KIM KWANG H KIM
ended on 1999-06-09
CDR: 2108578
TAEGOO MOON
TAE GOO MOON
ended on 1999-10-19
CDR: 2443646
HERBERT ODA
ended on 1999-07-21
CDR: 1498110
ALAN HSU
ended on 1999-12-14
CDR: 2729172
SAMMY CHUA
SAMMY OC CHUA SAMMY CHUA
started on 2000-01-17
CDR: 3028593
CHRISTOPHER FARDELLA
ANTHONY FARDELLA ANTONIO FARDELLA
started on 2000-02-04
CDR: 2022409
JEFFREY BACLET
JEFFERY LYLE BACLET
started on 2000-04-24
CDR: 4091885
RICHARD PONCE
RICKY CHARLIE PONCE
started on 2000-01-09
CDR: 1408830
STEPHEN RUBENSTEIN
MIKE RUBENSTEIN
started on 2000-01-28
CDR: 2848530
AMIR BOGHDADY
AMIR N BOGHADY
started on 2000-01-13
CDR: 1924931
DAVID MACIAS
started on 2000-01-19
CDR: 434761
RONALD STEIN
started on 2000-07-25
CDR: 2309361
EDWARD BERRY
EDDIE BERRY
started on 2000-05-11
CDR: 2540188
DEMETRIUS FORD
started on 2000-02-04
CDR: 2729172
SAMMY CHUA
SAMMY OC CHUA SAMMY CHUA
ended on 2000-08-04
CDR: 3028593
CHRISTOPHER FARDELLA
ANTHONY FARDELLA ANTONIO FARDELLA
ended on 2000-10-02
CDR: 336507
HAROLD MINSKY
HAL MINSKY
ended on 2000-12-13
CDR: 1742982
VICTOR LOH
ended on 2000-09-01
CDR: 1826585
MICHAEL WOODS
MIKE WOODS
ended on 2000-09-01
CDR: 2022409
JEFFREY BACLET
JEFFERY LYLE BACLET
ended on 2000-06-29
CDR: 863700
ROGER NICCOLI
ended on 2000-08-30
CDR: 2873133
SUN SHIM
ANNE KIM SUN MI KIM
ended on 2000-04-28
CDR: 2558775
DZUNG NGUYEN
DENNIS NGUYEN
ended on 2000-10-04
CDR: 2677978
STEPHANIE HU
MINGMAN HU STEPHANIE HU
ended on 2000-09-01
CDR: 2434941
ANDREW SHOEMAKER
ended on 2000-01-11
CDR: 2925054
RAY ALLEN
RAY A ALLEN
ended on 2000-10-02
CDR: 4091885
RICHARD PONCE
RICKY CHARLIE PONCE
ended on 2000-06-20
CDR: 1408830
STEPHEN RUBENSTEIN
MIKE RUBENSTEIN
ended on 2000-06-09
CDR: 1739645
JAMES CAPRIO
ended on 2000-09-01
CDR: 2848530
AMIR BOGHDADY
AMIR N BOGHADY
ended on 2000-11-06
CDR: 1924931
DAVID MACIAS
ended on 2000-02-29
CDR: 3239649
JOSEPH DE FALCO
JOSEPH DOMINIC DEFALCO
ended on 2000-08-01
CDR: 1974066
FRANCISCO PANTOJA
ended on 2000-08-24
CDR: 1591030
HUNG NGUYEN
TONY NGUYEN
ended on 2000-09-01
CDR: 1952649
HENRY FAHMAN
HIEN DAC PHAM HIEN PHAM
ended on 2000-10-30
CDR: 2349844
JANNETT BIDWELL
JANA BIDWELL JANNA BIDWELL
ended on 2000-08-31
CDR: 450663
JAMES TURNER
ended on 2000-08-29
CDR: 3181528
DUKE BUSHONG
ended on 2000-03-16
CDR: 2482881
ROGER PHUNG
DAT PHUNG DAT PHUNG ROGER PHUNG
ended on 2000-10-09
CDR: 1815268
KENNETH FIACCO
ended on 2000-04-10
CDR: 434761
RONALD STEIN
ended on 2000-08-31
CDR: 2023322
THEODORE FAHMAN
PHAM FAHMAN THOAI FAHMAN THOAI PHAM
ended on 2000-12-13
CDR: 2369159
PRADIP DAYA
PRADIP DAYA
ended on 2000-08-31
CDR: 2309361
EDWARD BERRY
EDDIE BERRY
ended on 2000-07-18
CDR: 3053979
BENJAMIN SCHRODER
ended on 2000-03-22
CDR: 1408462
JAMES FUNK
JAMES JACOB HUNG
ended on 2000-09-19
CDR: 2540188
DEMETRIUS FORD
ended on 2000-09-01
CDR: 2619045
THUAN HO
MICHAEL DANG HO
ended on 2000-10-09
CDR: 1580759
JEFFREY NUNEZ
ended on 2000-10-02



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