Company Name:
PTI SECURITIES & FUTURES L. P.
CRD Number:
29275
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2185651
THOMAS HAUGH
started on 1991-12-09
CDR: 2162854
DANIEL HAUGH
DANIEL HAUGH
started on 1991-10-10
CDR: 1024617
AUDREY JOHNSON
started on 1991-10-10
CDR: 1267339
ROBIN SPITALNY
started on 1991-10-17
CDR: 2186360
JAMES DORAN
started on 1992-04-02
CDR: 1089664
LAWRENCE KELCH
LAWRENCE KELCH
started on 1992-01-27
CDR: 1135101
WILLIAM BAYER
started on 1992-10-30
CDR: 2206166
DAVID WESTHOUSE
started on 1992-01-27
CDR: 419496
JOSEPH SHAEFER
started on 1992-12-12
CDR: 419496
JOSEPH SHAEFER
ended on 1996-05-14
CDR: 419496
JOSEPH SHAEFER
started on 1998-04-30
CDR: 4183942
MATTHEW FRANKIEWICZ
MATT FRANKIEWICZ
started on 2000-10-18
CDR: 1022527
Vincent Ambrose
BUD AMBROSE VINCENT J AMBROSE
started on 2001-03-02
CDR: 419496
JOSEPH SHAEFER
ended on 2001-02-08
CDR: 2162854
DANIEL HAUGH
DANIEL HAUGH
started on 2002-04-12
CDR: 2185651
THOMAS HAUGH
started on 2002-04-12
CDR: 2365898
LAWRENCE PARKHILL
started on 2002-04-19
CDR: 1267339
ROBIN SPITALNY
started on 2002-04-12
CDR: 1022527
Vincent Ambrose
BUD AMBROSE VINCENT J AMBROSE
ended on 2002-05-01
CDR: 2313616
RONALD GALVIN
started on 2003-01-03
CDR: 3103051
ALAN BERNSTEIN
started on 2004-05-07
CDR: 3103052
JOHN NEAL
started on 2004-05-21
CDR: 2365898
LAWRENCE PARKHILL
started on 2005-01-25
CDR: 4917777
JOHN GRAEF
started on 2005-02-25
CDR: 4917777
JOHN GRAEF
started on 2006-03-16
CDR: 3103051
ALAN BERNSTEIN
ended on 2006-07-26
CDR: 3103052
JOHN NEAL
started on 2007-05-02
CDR: 4917777
JOHN GRAEF
ended on 2007-12-19
CDR: 2313616
RONALD GALVIN
ended on 2007-12-19
CDR: 4917777
JOHN GRAEF
ended on 2007-12-19
CDR: 2305566
Jeffrey Wachs
started on 2009-04-02
CDR: 2381463
RHONDA KISEL
started on 2010-07-15
CDR: 2305566
Jeffrey Wachs
ended on 2010-11-02
CDR: 2393006
EILEEN CALLAHAN
started on 2011-04-25
CDR: 1135101
WILLIAM BAYER
ended on 2011-02-09
CDR: 1579075
DAVID ANDALMAN
DAVID ANDALMAN
started on 2012-07-12
CDR: 2393006
EILEEN CALLAHAN
ended on 2012-12-31
CDR: 2007357
KEVIN RIORDAN
KEVIN PATRICK RIORDAN
started on 2013-10-14
CDR: 1089664
LAWRENCE KELCH
LAWRENCE KELCH
ended on 2013-03-01
CDR: 2162854
DANIEL HAUGH
DANIEL HAUGH
ended on 2014-12-31
CDR: 2185651
THOMAS HAUGH
ended on 2014-12-31
CDR: 2365898
LAWRENCE PARKHILL
ended on 2014-12-31
CDR: 3103052
JOHN NEAL
ended on 2014-12-31
CDR: 4183942
MATTHEW FRANKIEWICZ
MATT FRANKIEWICZ
ended on 2014-02-04
CDR: 1267339
ROBIN SPITALNY
ended on 2014-12-31
CDR: 2007357
KEVIN RIORDAN
KEVIN PATRICK RIORDAN
ended on 2016-07-18
CDR: 2381463
RHONDA KISEL
ended on 2017-08-22
CDR: 2206166
DAVID WESTHOUSE
ended on 2017-09-22
CDR: 6429820
ARON LENKOWSKY
ARON ELLIOT LENKOWSKY ARON LENKOWSKY
started on 2020-07-22
CDR: 4456956
CRAIG PEARLMAN
started on 2020-08-18
CDR: 1579075
DAVID ANDALMAN
DAVID ANDALMAN
ended on 2020-09-16



Copyright 2022 EmployProof.org All rights reserved.
Court Diary