Company Name:
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
CRD Number:
7315
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
CDR: 274636
ROBERT KOZYRA
started on 1978-05-16
CDR: 809325
ANTHONY EMANUEL
started on 1978-07-10
CDR: 861542
STEPHEN ROGERS
STEVE ROGERS
started on 1979-01-19
CDR: 212896
EDWARD FRANKEL
started on 1979-04-09
CDR: 274636
ROBERT KOZYRA
ended on 1980-08-21
CDR: 212896
EDWARD FRANKEL
ended on 1981-12-09
CDR: 1031240
RALPH TUMOLO
started on 1982-05-18
CDR: 1037232
MICHAEL JOHNSON
MIKE JOHNSON
started on 1982-08-16
CDR: 1016285
DAVID HELGAGER
started on 1982-02-02
CDR: 1016427
HOWARD MATSON
started on 1982-05-27
CDR: 809325
ANTHONY EMANUEL
ended on 1982-01-13
CDR: 1037232
MICHAEL JOHNSON
MIKE JOHNSON
ended on 1983-10-03
CDR: 1016285
DAVID HELGAGER
ended on 1983-06-14
CDR: 1016427
HOWARD MATSON
ended on 1983-01-03
CDR: 861542
STEPHEN ROGERS
STEVE ROGERS
ended on 1984-04-30
CDR: 1031240
RALPH TUMOLO
ended on 1987-01-01
CDR: 1350128
SONJA BOWES WALTERS
SONIA LEE BOWES SONIA LEE BOWES-WALTER SONIA LEE BOWES-WEBB SONIA LEE BOWESWEBB
started on 1990-11-21
CDR: 1983589
ADAM FERGUSON
started on 1991-11-20
CDR: 1661001
DOUGLAS WHITE
DOUG WHITE
started on 1993-07-26
CDR: 2323889
PAM BOATMAN
PAULA ANN BOATMAN
started on 1993-06-17
CDR: 1907544
JAMES BARTH
JAMES THOMAS BARTH JR JR JAMES THOMAS BARTH JAMES T BARTH JR
started on 1993-01-01
CDR: 2460499
HORTENSIA RIVERO
HORTENISA RIVERO
started on 1994-04-29
CDR: 861707
STANTON SCHWARTZ
STAN D SCHWARTZ STANTON D SWARTZ
started on 1994-02-01
CDR: 861707
STANTON SCHWARTZ
STAN D SCHWARTZ STANTON D SWARTZ
ended on 1994-04-13
CDR: 1907544
JAMES BARTH
JAMES THOMAS BARTH JR JR JAMES THOMAS BARTH JAMES T BARTH JR
ended on 1994-03-04
CDR: 2116793
JOHN WORTHY
BRIAN WORTHY JAMES BRIAN WORTHY
started on 1995-01-04
CDR: 2342551
ANN-MARIE SMITH
ANN-MARIE ELAINE DOYLEY ANN-MARIE E SMITH ANN-MARIE ELAINE SMITH-DOYLEY
started on 1995-12-11
CDR: 1507009
FRED ROSSEN
FRED HOWARD ROSSEN
started on 1995-03-17
CDR: 2263580
ELI WOLFSON
started on 1995-02-28
CDR: 1625675
ARMANDO LARREA
ARMANDO LARREAJR
started on 1995-08-01
CDR: 2375377
ABRAHAM SCHILLER
AVI SCHILLER
started on 1995-07-31
CDR: 2582484
RICHARD HOOD
started on 1995-10-17
CDR: 2116793
JOHN WORTHY
BRIAN WORTHY JAMES BRIAN WORTHY
ended on 1995-08-01
CDR: 1661001
DOUGLAS WHITE
DOUG WHITE
ended on 1995-11-10
CDR: 2323889
PAM BOATMAN
PAULA ANN BOATMAN
ended on 1995-05-04
CDR: 1350128
SONJA BOWES WALTERS
SONIA LEE BOWES SONIA LEE BOWES-WALTER SONIA LEE BOWES-WEBB SONIA LEE BOWESWEBB
ended on 1995-02-28
CDR: 1784626
ENOCH THOMAS
ENOCH HAROLD THOMAS
started on 1996-03-06
CDR: 843044
EDWARD BAUM
EDWARD J BAUM
started on 1996-05-15
CDR: 2821017
DAVID KNIERIM
started on 1996-12-16
CDR: 2346112
PAUL AGLIANO
started on 1996-03-15
CDR: 2680461
LAWRENCE BROWN
CHRIS BROWN
started on 1996-02-21
CDR: 2258013
HOMER WADE
BUCK WADE JR BUCK WADE H D WADE JR H D WADE H DUDLEY WADE
started on 1996-02-21
CDR: 2050915
AURORA CARNES
AURORA M CARNES
started on 1996-02-21
CDR: 2170914
DIANA DINE
DIANA LEA DAHLBERG DIANA DAHLBERG DIANA DAHLBERG-LATSIS
started on 1996-04-05
CDR: 712443
BARBARA HEALY
BARBARA ANNE ANGST MRS. BARBARA ANNE ANGST
started on 1996-02-22
CDR: 2235096
SHAWN SMITH
started on 1996-04-05
CDR: 2487078
PEDRO DIAZ
PETE DIAZ
started on 1996-05-07
CDR: 2398445
STEPHEN HALE
STEVE MICHAEL HALE STEVE HALE
started on 1996-02-15
CDR: 2034380
PAUL SPRAGUE
started on 1996-05-24
CDR: 873310
WAYNE MAROV
started on 1996-03-07
CDR: 1507014
WILLIAM SCHMIDT
BILL SCHMIDT
started on 1996-02-15
CDR: 1385674
JAMES FITZPATRICK
started on 1996-05-16
CDR: 1908447
VINCENT SORRENTINO
started on 1996-02-15
CDR: 2013414
ALLISON HUDSON
ALLISON SHIRLEY HUDSON ALLISON ELIZABETH SHIRLEY
started on 1996-02-21
CDR: 1345429
DENNIS HUGGINS
started on 1996-02-16
CDR: 730121
NEIL POLLAK
started on 1996-08-23
CDR: 1677535
DAVID ALLEN
started on 1996-03-28
CDR: 1891983
ROBERT HARRISON
started on 1996-03-07
CDR: 1958977
RONALD ROYBAL
started on 1996-03-07
CDR: 1405645
DIANE CRAFTS
started on 1996-02-15
CDR: 2658221
CHARLES COSONAS
DAMIEN COSONAS
started on 1996-03-15
CDR: 2061195
DANILO PABALATE
D R PABALATE
started on 1996-10-21
CDR: 1883436
SHERRY STULLKLEIN
SHERRY ANN KLEIN SHERRY A STULL SHERRY ANN STULL
started on 1996-02-21
CDR: 2460499
HORTENSIA RIVERO
HORTENISA RIVERO
ended on 1996-11-26
CDR: 2487078
PEDRO DIAZ
PETE DIAZ
ended on 1996-08-22
CDR: 2658221
CHARLES COSONAS
DAMIEN COSONAS
ended on 1996-10-07
CDR: 1625675
ARMANDO LARREA
ARMANDO LARREAJR
ended on 1996-08-06
CDR: 2871693
KEVIN WEHN
started on 1997-04-24
CDR: 2645373
STEVEN HURWITZ
started on 1997-08-27
CDR: 1065338
ALAN LAVOIE
ALAN (NMN) LAVOIE
started on 1997-11-03
CDR: 2981895
JAMES HOPLER
JIM HOPLER
started on 1997-12-10
CDR: 2366833
MICHAEL MURRAY
started on 1997-02-21
CDR: 2888428
DONALD QUILL
started on 1997-06-12
CDR: 2464524
Marc Cohn
MARC ALLAN COHN
started on 1997-08-22
CDR: 2975513
WALTER SULLIVAN
SCOTT SULLIVAN
started on 1997-11-21
CDR: 1321771
T'OUSANT TAYLOR
TOUSANT LEONARD TAYLOR
started on 1997-04-21
CDR: 2681068
ALBERTA ROBERTS
ALBERTA STEPHENS
started on 1997-08-22
CDR: 2460499
HORTENSIA RIVERO
HORTENISA RIVERO
started on 1997-03-04
CDR: 2941381
JASON MCNALLY
started on 1997-11-14
CDR: 2012523
TAWNYA PERROTTA
TAWNYA THERESA COOKE TAWNYA T SEALE TAWNYA THERESA SEALE TAWNYA THERESA WICKER TAWNYA WICKERSEALE
started on 1997-06-18
CDR: 1858245
RANDALL SKRABONJA
started on 1997-01-04
CDR: 1025554
GREGORY GILDNER
started on 1997-02-22
CDR: 2246341
NELSON ZAMBRANO
started on 1997-03-12
CDR: 2554244
BETH SHANKER
BETH ELLEN GOLDSTEIN BETH ELLEN GOLDSTEIN
started on 1997-08-22
CDR: 2346112
PAUL AGLIANO
ended on 1997-11-04
CDR: 712443
BARBARA HEALY
BARBARA ANNE ANGST MRS. BARBARA ANNE ANGST
ended on 1997-09-04
CDR: 1507009
FRED ROSSEN
FRED HOWARD ROSSEN
ended on 1997-11-12
CDR: 1983589
ADAM FERGUSON
ended on 1997-05-06
CDR: 2999204
JOSE MATEO
JOSE MANUEL MATEO JR
started on 1998-04-08
CDR: 2995602
DEXTER BAKER
DEXTER LENARD BAKER
started on 1998-04-01
CDR: 3137971
JOHN BEAGLE
JOHN WILLIAM BEAGLE
started on 1998-11-10
CDR: 2255281
DAWN EVANS
started on 1998-11-13
CDR: 1931898
JAMES KLEFEKER
JAMES DAVID KLEFEKER
started on 1998-06-19
CDR: 2938356
TODD GUTMAN
started on 1998-10-06
CDR: 2951447
EDO SMIDTSROD
EDDIE SMIDTSROD
started on 1998-06-19
CDR: 22967
THOMAS BLAKE
started on 1998-04-16
CDR: 2251855
CONNERY DUNCAN
started on 1998-02-19
CDR: 2469157
FRANK HELD
JEFF HELD
started on 1998-03-21
CDR: 3035332
DAVID PETTIT
started on 1998-07-31
CDR: 3028683
NOEL RIVERA
NOEL RIVERA
started on 1998-06-08
CDR: 3137962
WILLIAM KNAPP
started on 1998-12-10
CDR: 2979538
HOWARD SIEGEL
HOWARD SCOTT SIEGEL
started on 1998-01-06
CDR: 3029640
JAMES DORMINEY
started on 1998-04-06
CDR: 2645373
STEVEN HURWITZ
ended on 1998-09-02
CDR: 1065338
ALAN LAVOIE
ALAN (NMN) LAVOIE
ended on 1998-03-02
CDR: 2464524
Marc Cohn
MARC ALLAN COHN
ended on 1998-09-02
CDR: 2235096
SHAWN SMITH
ended on 1998-09-12
CDR: 2681068
ALBERTA ROBERTS
ALBERTA STEPHENS
ended on 1998-09-02
CDR: 730121
NEIL POLLAK
ended on 1998-04-21
CDR: 2012523
TAWNYA PERROTTA
TAWNYA THERESA COOKE TAWNYA T SEALE TAWNYA THERESA SEALE TAWNYA THERESA WICKER TAWNYA WICKERSEALE
ended on 1998-07-07
CDR: 1958977
RONALD ROYBAL
ended on 1998-08-11
CDR: 2246341
NELSON ZAMBRANO
ended on 1998-12-22
CDR: 2554244
BETH SHANKER
BETH ELLEN GOLDSTEIN BETH ELLEN GOLDSTEIN
ended on 1998-09-02
CDR: 2408935
MICHAEL MADER
started on 1999-04-23
CDR: 2447660
William Godfrey
BILL GODFREY WILLIAM W GODFREY
started on 1999-04-22
CDR: 1196897
VERNON ROBERTS
KEITH ROBERTS VERONON KEITH ROBERTS
started on 1999-06-07
CDR: 2600463
AARON JACKSON
started on 1999-10-29
CDR: 1244903
KEVIN DEMERITT
started on 1999-01-06
CDR: 3210086
RYAN VANBUREN
started on 1999-05-13
CDR: 2810718
SCOTT PRUCH
started on 1999-01-15
CDR: 2462628
JAMES UNDERWOOD
JIM UNDERWOOD
started on 1999-06-09
CDR: 2341502
Patrick Beaman
started on 1999-09-09
CDR: 3194278
NICHOLAS DULL
started on 1999-03-29
CDR: 1764941
KENT VOGES
KENT H VOGES
started on 1999-03-22
CDR: 2695549
JOHN HUXFORD
started on 1999-02-24
CDR: 2115063
RALPH ROBBINS
RALPH ROBERT ROBBINS ROB ROBBINS III ROBBIE ROBBINS III
started on 1999-05-19
CDR: 2426645
STEPHEN OREILLY
STEVE PATRICK OREILLY
started on 1999-03-22
CDR: 1890737
DANIEL BROWNSBERGER
DANNY BROWNSBERGER
started on 1999-03-22
CDR: 3211892
RUDOLF MOLNAR
RUDY MOLNAR
started on 1999-05-19
CDR: 1846323
GREGORY SEWARD
started on 1999-06-07
CDR: 2502954
TIMOTHY BRAND
started on 1999-04-21
CDR: 1461698
ALBERT WAEFFLER
BUZ WAEFFLER
started on 1999-08-31
CDR: 2000076
BRYCE MALSBARY
BRYCE ALAN MALSBARY
started on 1999-07-15
CDR: 1190136
MARIO GONZALEZ
MARIO GONZALEZ JR MARIO GONZALEZ
started on 1999-08-31
CDR: 2784282
DARON MEYER
started on 1999-02-18
CDR: 3064401
JAMES EISMON
JAMES P EISMON JIM EISMON
started on 1999-04-09
CDR: 869520
WILLIAM DICKEY
WILLIAM KYLE DICKEY
started on 1999-07-15
CDR: 2985858
JOHN KORMASH
started on 1999-03-18
CDR: 3173846
ROBERT DEVINEY
Britt Deviney
started on 1999-04-15
CDR: 1244903
KEVIN DEMERITT
ended on 1999-01-07
CDR: 1931898
JAMES KLEFEKER
JAMES DAVID KLEFEKER
ended on 1999-06-10
CDR: 2170914
DIANA DINE
DIANA LEA DAHLBERG DIANA DAHLBERG DIANA DAHLBERG-LATSIS
ended on 1999-03-04
CDR: 2034380
PAUL SPRAGUE
ended on 1999-03-04
CDR: 2426645
STEPHEN OREILLY
STEVE PATRICK OREILLY
ended on 1999-04-15
CDR: 1890737
DANIEL BROWNSBERGER
DANNY BROWNSBERGER
ended on 1999-04-15
CDR: 1385674
JAMES FITZPATRICK
ended on 1999-10-19
CDR: 2502954
TIMOTHY BRAND
ended on 1999-07-14
CDR: 1461698
ALBERT WAEFFLER
BUZ WAEFFLER
ended on 1999-11-29
CDR: 1891983
ROBERT HARRISON
ended on 1999-09-08
CDR: 2061195
DANILO PABALATE
D R PABALATE
ended on 1999-03-04
CDR: 2979538
HOWARD SIEGEL
HOWARD SCOTT SIEGEL
ended on 1999-03-12
CDR: 1784626
ENOCH THOMAS
ENOCH HAROLD THOMAS
ended on 2000-03-08
CDR: 2999204
JOSE MATEO
JOSE MANUEL MATEO JR
ended on 2000-03-08
CDR: 2408935
MICHAEL MADER
ended on 2000-03-08
CDR: 2447660
William Godfrey
BILL GODFREY WILLIAM W GODFREY
ended on 2000-03-08
CDR: 2871693
KEVIN WEHN
ended on 2000-03-08
CDR: 2821017
DAVID KNIERIM
ended on 2000-03-08
CDR: 1196897
VERNON ROBERTS
KEITH ROBERTS VERONON KEITH ROBERTS
ended on 2000-03-29
CDR: 2600463
AARON JACKSON
ended on 2000-03-08
CDR: 2995602
DEXTER BAKER
DEXTER LENARD BAKER
ended on 2000-04-19
CDR: 2680461
LAWRENCE BROWN
CHRIS BROWN
ended on 2000-03-08
CDR: 843044
EDWARD BAUM
EDWARD J BAUM
ended on 2000-03-29
CDR: 3210086
RYAN VANBUREN
ended on 2000-05-09
CDR: 2810718
SCOTT PRUCH
ended on 2000-03-08
CDR: 2462628
JAMES UNDERWOOD
JIM UNDERWOOD
ended on 2000-03-08
CDR: 3137971
JOHN BEAGLE
JOHN WILLIAM BEAGLE
ended on 2000-04-19
CDR: 2981895
JAMES HOPLER
JIM HOPLER
ended on 2000-03-08
CDR: 2341502
Patrick Beaman
ended on 2000-03-08
CDR: 2255281
DAWN EVANS
ended on 2000-03-08
CDR: 2366833
MICHAEL MURRAY
ended on 2000-03-08
CDR: 2342551
ANN-MARIE SMITH
ANN-MARIE ELAINE DOYLEY ANN-MARIE E SMITH ANN-MARIE ELAINE SMITH-DOYLEY
ended on 2000-05-09
CDR: 2888428
DONALD QUILL
ended on 2000-03-08
CDR: 2258013
HOMER WADE
BUCK WADE JR BUCK WADE H D WADE JR H D WADE H DUDLEY WADE
ended on 2000-03-08
CDR: 2050915
AURORA CARNES
AURORA M CARNES
ended on 2000-03-08
CDR: 2975513
WALTER SULLIVAN
SCOTT SULLIVAN
ended on 2000-03-08
CDR: 2938356
TODD GUTMAN
ended on 2000-03-08
CDR: 2951447
EDO SMIDTSROD
EDDIE SMIDTSROD
ended on 2000-03-08
CDR: 22967
THOMAS BLAKE
ended on 2000-03-08
CDR: 2398445
STEPHEN HALE
STEVE MICHAEL HALE STEVE HALE
ended on 2000-03-08
CDR: 2251855
CONNERY DUNCAN
ended on 2000-03-08
CDR: 3194278
NICHOLAS DULL
ended on 2000-03-08
CDR: 1764941
KENT VOGES
KENT H VOGES
ended on 2000-03-08
CDR: 2695549
JOHN HUXFORD
ended on 2000-03-08
CDR: 873310
WAYNE MAROV
ended on 2000-03-08
CDR: 1507014
WILLIAM SCHMIDT
BILL SCHMIDT
ended on 2000-03-08
CDR: 1321771
T'OUSANT TAYLOR
TOUSANT LEONARD TAYLOR
ended on 2000-03-08
CDR: 3211892
RUDOLF MOLNAR
RUDY MOLNAR
ended on 2000-03-08
CDR: 1846323
GREGORY SEWARD
ended on 2000-03-29
CDR: 2263580
ELI WOLFSON
ended on 2000-03-08
CDR: 2460499
HORTENSIA RIVERO
HORTENISA RIVERO
ended on 2000-03-08
CDR: 2115063
RALPH ROBBINS
RALPH ROBERT ROBBINS ROB ROBBINS III ROBBIE ROBBINS III
ended on 2000-03-08
CDR: 2000076
BRYCE MALSBARY
BRYCE ALAN MALSBARY
ended on 2000-03-08
CDR: 2469157
FRANK HELD
JEFF HELD
ended on 2000-03-08
CDR: 1908447
VINCENT SORRENTINO
ended on 2000-03-08
CDR: 2013414
ALLISON HUDSON
ALLISON SHIRLEY HUDSON ALLISON ELIZABETH SHIRLEY
ended on 2000-03-08
CDR: 1190136
MARIO GONZALEZ
MARIO GONZALEZ JR MARIO GONZALEZ
ended on 2000-03-08
CDR: 2941381
JASON MCNALLY
ended on 2000-03-08
CDR: 1345429
DENNIS HUGGINS
ended on 2000-03-08
CDR: 3035332
DAVID PETTIT
ended on 2000-03-08
CDR: 1677535
DAVID ALLEN
ended on 2000-03-29
CDR: 2784282
DARON MEYER
ended on 2000-03-08
CDR: 3028683
NOEL RIVERA
NOEL RIVERA
ended on 2000-03-08
CDR: 3064401
JAMES EISMON
JAMES P EISMON JIM EISMON
ended on 2000-03-08
CDR: 869520
WILLIAM DICKEY
WILLIAM KYLE DICKEY
ended on 2000-03-08
CDR: 3137962
WILLIAM KNAPP
ended on 2000-03-08
CDR: 2985858
JOHN KORMASH
ended on 2000-03-08
CDR: 1405645
DIANE CRAFTS
ended on 2000-03-08
CDR: 2375377
ABRAHAM SCHILLER
AVI SCHILLER
ended on 2000-03-08
CDR: 1858245
RANDALL SKRABONJA
ended on 2000-03-08
CDR: 1025554
GREGORY GILDNER
ended on 2000-03-08
CDR: 3173846
ROBERT DEVINEY
Britt Deviney
ended on 2000-03-08
CDR: 2582484
RICHARD HOOD
ended on 2000-03-08
CDR: 1883436
SHERRY STULLKLEIN
SHERRY ANN KLEIN SHERRY A STULL SHERRY ANN STULL
ended on 2000-03-08
CDR: 3029640
JAMES DORMINEY
ended on 2000-03-08



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