EPlicensed - US FINRA/ SEC Record Search

Company Name:

PUGLISI & CO.

CRD Number:

19451

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1988

1989

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

CDR: 1576703

JEFFREY PUGLISI

Jeffrey Joseph Puglisi

started on 1988-05-31

CDR: 726921

MARK HOWELLS

started on 1988-05-27

CDR: 1663247

MARYANN BONNET

MARY ANN BONNET MARY ANN SORENSEN

started on 1989-09-29

CDR: 2368793

PATRICIA PIERCE

started on 1993-07-23

CDR: 2657895

GARY SACKS

started on 1996-03-09

CDR: 2209764

HOWARD LINDZON

started on 1998-05-06

CDR: 1660162

DAVID GOLDRING

DAVID SPENCER GOIDRING

started on 1998-05-06

CDR: 1608756

GINA STORELLI

GINA STORELLI PASSERMAN GINA PASSERMAN GINA SANTIMAURD GINA SANTIMAURO GINA N STORELLI

started on 1998-10-09

CDR: 3159821

AMY MICHAEL

AMY BETH FABINO AMY FABINO

started on 1999-12-08

CDR: 2671162

DAVID CHICARELLI

started on 1999-04-09

CDR: 3253836

CRAIG KLEIN

started on 1999-07-02

CDR: 2679634

SCOTT POLLAK

SCOTT H POLLAK

started on 1999-01-21

CDR: 3037862

BARRY GRAMA

started on 1999-12-07

CDR: 2184425

PATRICE LOREFICE

started on 1999-09-27

CDR: 2209764

HOWARD LINDZON

ended on 1999-05-05

CDR: 1660162

DAVID GOLDRING

DAVID SPENCER GOIDRING

ended on 1999-06-03

CDR: 2657895

GARY SACKS

ended on 1999-06-01

CDR: 2176436

SIMON ROSE

started on 2000-10-19

CDR: 1862018

RICHARD MCDERMOTT

RICHARD B MCDERMOTT

started on 2000-04-24

CDR: 1377820

GARY JACOBSON

GARY M JACOBSON

started on 2000-05-02

CDR: 4169936

CHRISTOPHER DELANEY

started on 2000-06-29

CDR: 2422912

DAVID KOCH

started on 2000-04-10

CDR: 4134681

THOMAS KIGIN

started on 2000-03-15

CDR: 2518863

MARC WEINBERGER

started on 2000-04-10

CDR: 1266649

MARY WISE

MARY ANN BUGLIARO MARY ANN RICKER

started on 2000-06-20

CDR: 2651449

BRIAN HIRSCH

BRIAN E HIRSCH

started on 2000-05-22

CDR: 1280443

RICHARD SCHOTTENFELD

started on 2000-04-10

CDR: 2351126

CRAIG BASS

started on 2000-04-11

CDR: 2368793

PATRICIA PIERCE

ended on 2000-09-07

CDR: 4169936

CHRISTOPHER DELANEY

ended on 2000-09-07

CDR: 4134681

THOMAS KIGIN

ended on 2000-04-06

CDR: 1663247

MARYANN BONNET

MARY ANN BONNET MARY ANN SORENSEN

ended on 2000-09-07

CDR: 1266649

MARY WISE

MARY ANN BUGLIARO MARY ANN RICKER

ended on 2000-10-03

CDR: 726921

MARK HOWELLS

ended on 2000-09-11

CDR: 4441532

Jeremy Taubes

started on 2001-09-18

CDR: 2166217

ERNEST DAHLMAN

started on 2001-07-09

CDR: 3106626

ANTONIO ALMEIDA

TONY ALMEIDA

started on 2001-01-29

CDR: 4246798

ROBERT FITZGERALD

ROB FITZGERALD

started on 2001-11-05

CDR: 1192370

CHARLES LIPSON

started on 2001-01-11

CDR: 3159821

AMY MICHAEL

AMY BETH FABINO AMY FABINO

ended on 2001-03-01

CDR: 1377820

GARY JACOBSON

GARY M JACOBSON

ended on 2001-03-30

CDR: 2645273

JEFFREY STERN

started on 2002-09-03

CDR: 4188354

RICHARD TYROLER

started on 2002-05-02

CDR: 2353514

Frank Passalaqua

started on 2002-03-11

CDR: 2807989

DAVID HILL

started on 2002-07-30

CDR: 2988088

DAVID FRAZIER

started on 2002-08-12

CDR: 2885934

JOHN PETRILLO

started on 2002-07-22

CDR: 865388

ANGELA MARKS

ANGELA D'ANGELO ANGELA DANGELO

started on 2002-11-04

CDR: 2152563

WILLIAM ASSATLY

BILLY ASSATLY WILLIAM B ASSATLY WILLIAM BARRY ASSATLY

started on 2002-03-11

CDR: 1554529

ADAM BRICKNER

started on 2002-12-13

CDR: 1926972

PETER KRAFT

started on 2002-08-06

CDR: 2079468

ROBERT TEEVAN

started on 2002-03-11

CDR: 2263857

MONIQUE THACKER

started on 2002-03-04

CDR: 2517002

GREG LAMARCA

GREGORY ANTHONY LAMARCA

started on 2002-10-28

CDR: 2318173

SHANNON COSTELLO

started on 2002-09-03

CDR: 1995755

CHRISTOPHER LAGREGO

started on 2002-04-01

CDR: 1664838

JOHN BARATTA JR

JOHN JR BARATTA JOHN BARATTA JR

started on 2002-03-11

CDR: 3187983

THOMAS BELL

started on 2002-03-11

CDR: 3230216

GENE MONTENECOURT

NED EDWARD MONTENECOURT MONTENECOURT

started on 2002-07-29

CDR: 1420990

GERARD NIZICH

GERRY ANTHONY NIZICH

started on 2002-07-16

CDR: 4439851

BRYAN WEISS

started on 2002-10-01

CDR: 2448481

Albert Tornatore

AL TORNATORE ALBERT NICHOLAS TORNATORE JR ALBIE TORNATORE

started on 2002-04-29

CDR: 2807989

DAVID HILL

ended on 2002-12-13

CDR: 2263857

MONIQUE THACKER

ended on 2002-07-16

CDR: 1995755

CHRISTOPHER LAGREGO

ended on 2002-07-16

CDR: 4246798

ROBERT FITZGERALD

ROB FITZGERALD

ended on 2002-02-01

CDR: 2651449

BRIAN HIRSCH

BRIAN E HIRSCH

ended on 2002-08-02

CDR: 1664838

JOHN BARATTA JR

JOHN JR BARATTA JOHN BARATTA JR

ended on 2002-07-31

CDR: 2833003

ANTHONY BARCHETTO

started on 2003-10-20

CDR: 2287471

Matthew Bergin

MATTHEW WILLIAM BERGIN

started on 2003-09-08

CDR: 2943722

EDWARD KANE

started on 2003-09-24

CDR: 2136567

SCOTT FEDER

started on 2003-11-19

CDR: 1983347

STEVEN ROTHBART

started on 2003-11-18

CDR: 2119564

MATTHEW NIZICH

started on 2003-02-04

CDR: 2744834

ALI AKCIN

started on 2003-08-22

CDR: 1201398

Howard Silfen

HOWARD C SILFEN

started on 2003-08-12

CDR: 2262877

DANIEL YU

started on 2003-09-26

CDR: 1592468

RICHARD SHELTON

started on 2003-09-25

CDR: 4683772

DAVID SCHNEIDER

started on 2003-07-25

CDR: 4642019

PAUL BERLINER

started on 2003-03-28

CDR: 4033346

ERIC LICHTENSTEIN

ERIC DANIEL LICHTENSTEIN

started on 2003-05-15

CDR: 2651622

DARREN TAUBE

started on 2003-07-29

CDR: 2644317

JOSEPH KALINOWSKI

started on 2003-05-12

CDR: 4473215

MARC HOUGH

started on 2003-11-17

CDR: 1255763

JEANNE ROCKMAN

JEANNE ELIZABETH HERNANDEZ JEANNE HERNANDEZ

started on 2003-02-12

CDR: 2909849

WILLIAM LEWIS

started on 2003-01-13

CDR: 3005487

IAN BURGESS

started on 2003-08-04

CDR: 2645273

JEFFREY STERN

ended on 2003-02-25

CDR: 4188354

RICHARD TYROLER

ended on 2003-01-02

CDR: 2353514

Frank Passalaqua

ended on 2003-04-02

CDR: 2176436

SIMON ROSE

ended on 2003-05-09

CDR: 2988088

DAVID FRAZIER

ended on 2003-03-20

CDR: 2885934

JOHN PETRILLO

ended on 2003-03-19

CDR: 865388

ANGELA MARKS

ANGELA D'ANGELO ANGELA DANGELO

ended on 2003-03-19

CDR: 2152563

WILLIAM ASSATLY

BILLY ASSATLY WILLIAM B ASSATLY WILLIAM BARRY ASSATLY

ended on 2003-03-20

CDR: 1554529

ADAM BRICKNER

ended on 2003-03-19

CDR: 4441532

Jeremy Taubes

ended on 2003-07-01

CDR: 1926972

PETER KRAFT

ended on 2003-03-14

CDR: 2079468

ROBERT TEEVAN

ended on 2003-04-02

CDR: 2119564

MATTHEW NIZICH

ended on 2003-04-14

CDR: 2166217

ERNEST DAHLMAN

ended on 2003-03-31

CDR: 2517002

GREG LAMARCA

GREGORY ANTHONY LAMARCA

ended on 2003-03-31

CDR: 2318173

SHANNON COSTELLO

ended on 2003-03-14

CDR: 2679634

SCOTT POLLAK

SCOTT H POLLAK

ended on 2003-04-30

CDR: 3230216

GENE MONTENECOURT

NED EDWARD MONTENECOURT MONTENECOURT

ended on 2003-02-05

CDR: 1420990

GERARD NIZICH

GERRY ANTHONY NIZICH

ended on 2003-04-07

CDR: 4439851

BRYAN WEISS

ended on 2003-03-31

CDR: 2236278

WILLIAM DAMON

BILLY DAMON JR WILLIAM JOSEPH DAMON JR william joseph damon

started on 2004-08-03

CDR: 4441532

Jeremy Taubes

started on 2004-01-05

CDR: 2523249

TORA CHIAPPELLI

TORA L GAME TORA L ROLLINS TORA LEE ROLLINS TORY LEE ROLLINS TORY ROLLINS

started on 2004-08-30

CDR: 2697740

RICHARD ALTER

RICHARD S ALTER

started on 2004-08-02

CDR: 2182993

James Mazzei

JAMES CHRISTOPHER MAZZEI

started on 2004-02-09

CDR: 2807989

DAVID HILL

started on 2004-12-15

CDR: 2971561

DAVID ALCOSSER

started on 2004-02-10

CDR: 2477874

DOUGLAS SHERMAN

started on 2004-08-31

CDR: 4029067

PATRICK BRANSOME

started on 2004-02-02

CDR: 2290290

Scot Krempa

SCOT KREMPA

started on 2004-09-01

CDR: 2682965

MICHAEL MASIUK

MICHAEL JOHN MASIUK

started on 2004-04-02

CDR: 2152563

WILLIAM ASSATLY

BILLY ASSATLY WILLIAM B ASSATLY WILLIAM BARRY ASSATLY

started on 2004-08-02

CDR: 2833003

ANTHONY BARCHETTO

ended on 2004-07-23

CDR: 2287471

Matthew Bergin

MATTHEW WILLIAM BERGIN

ended on 2004-07-06

CDR: 2943722

EDWARD KANE

ended on 2004-06-30

CDR: 2136567

SCOTT FEDER

ended on 2004-03-09

CDR: 2236278

WILLIAM DAMON

BILLY DAMON JR WILLIAM JOSEPH DAMON JR william joseph damon

ended on 2004-11-16

CDR: 1862018

RICHARD MCDERMOTT

RICHARD B MCDERMOTT

ended on 2004-07-01

CDR: 1983347

STEVEN ROTHBART

ended on 2004-08-24

CDR: 4441532

Jeremy Taubes

ended on 2004-06-23

CDR: 2182993

James Mazzei

JAMES CHRISTOPHER MAZZEI

ended on 2004-08-31

CDR: 1201398

Howard Silfen

HOWARD C SILFEN

ended on 2004-04-05

CDR: 1592468

RICHARD SHELTON

ended on 2004-05-26

CDR: 4683772

DAVID SCHNEIDER

ended on 2004-08-20

CDR: 2422912

DAVID KOCH

ended on 2004-07-06

CDR: 2971561

DAVID ALCOSSER

ended on 2004-06-28

CDR: 2518863

MARC WEINBERGER

ended on 2004-07-06

CDR: 4642019

PAUL BERLINER

ended on 2004-07-06

CDR: 3106626

ANTONIO ALMEIDA

TONY ALMEIDA

ended on 2004-07-06

CDR: 4033346

ERIC LICHTENSTEIN

ERIC DANIEL LICHTENSTEIN

ended on 2004-09-14

CDR: 4029067

PATRICK BRANSOME

ended on 2004-06-30

CDR: 2651622

DARREN TAUBE

ended on 2004-09-14

CDR: 2682965

MICHAEL MASIUK

MICHAEL JOHN MASIUK

ended on 2004-06-30

CDR: 2644317

JOSEPH KALINOWSKI

ended on 2004-07-23

CDR: 1280443

RICHARD SCHOTTENFELD

ended on 2004-07-08

CDR: 4473215

MARC HOUGH

ended on 2004-06-07

CDR: 2184425

PATRICE LOREFICE

ended on 2004-09-27

CDR: 2909849

WILLIAM LEWIS

ended on 2004-08-27

CDR: 1192370

CHARLES LIPSON

ended on 2004-07-06

CDR: 3005487

IAN BURGESS

ended on 2004-01-29

CDR: 2351126

CRAIG BASS

ended on 2004-06-28

CDR: 2448481

Albert Tornatore

AL TORNATORE ALBERT NICHOLAS TORNATORE JR ALBIE TORNATORE

ended on 2004-03-22

CDR: 2775578

MARC BARRETTA

started on 2005-02-02

CDR: 2988088

DAVID FRAZIER

started on 2005-02-28

CDR: 2447560

MICHAEL ZAHARAKIS

MIKE ZAHARAKIS

started on 2005-02-01

CDR: 1484733

BRIAN ZUCKER

BRIAN F ZUCKER

started on 2005-10-21

CDR: 3210031

ARGIE FOCCO

ARGIE TSIMIKALIS

started on 2005-02-22

CDR: 2775578

MARC BARRETTA

ended on 2005-04-29

CDR: 2988088

DAVID FRAZIER

ended on 2005-04-29

CDR: 2523249

TORA CHIAPPELLI

TORA L GAME TORA L ROLLINS TORA LEE ROLLINS TORY LEE ROLLINS TORY ROLLINS

ended on 2005-05-06

CDR: 3187983

THOMAS BELL

ended on 2005-06-30

CDR: 2671162

DAVID CHICARELLI

ended on 2005-06-03

CDR: 2697740

RICHARD ALTER

RICHARD S ALTER

ended on 2005-05-06

CDR: 2447560

MICHAEL ZAHARAKIS

MIKE ZAHARAKIS

ended on 2005-05-05

CDR: 2807989

DAVID HILL

ended on 2005-03-07

CDR: 3253836

CRAIG KLEIN

ended on 2005-10-31

CDR: 2477874

DOUGLAS SHERMAN

ended on 2005-05-06

CDR: 2290290

Scot Krempa

SCOT KREMPA

ended on 2005-04-29

CDR: 3037862

BARRY GRAMA

ended on 2005-06-30

CDR: 1255763

JEANNE ROCKMAN

JEANNE ELIZABETH HERNANDEZ JEANNE HERNANDEZ

ended on 2005-06-30

CDR: 2152563

WILLIAM ASSATLY

BILLY ASSATLY WILLIAM B ASSATLY WILLIAM BARRY ASSATLY

ended on 2005-05-06

CDR: 3210031

ARGIE FOCCO

ARGIE TSIMIKALIS

ended on 2005-05-05

CDR: 1608756

GINA STORELLI

GINA STORELLI PASSERMAN GINA PASSERMAN GINA SANTIMAURD GINA SANTIMAURO GINA N STORELLI

ended on 2005-06-30

CDR: 1608756

GINA STORELLI

GINA STORELLI PASSERMAN GINA PASSERMAN GINA SANTIMAURD GINA SANTIMAURO GINA N STORELLI

started on 2007-10-17

CDR: 1608756

GINA STORELLI

GINA STORELLI PASSERMAN GINA PASSERMAN GINA SANTIMAURD GINA SANTIMAURO GINA N STORELLI

ended on 2008-07-09

CDR: 3124567

PATRICK PRIMAVERA

started on 2009-04-01

CDR: 1576703

JEFFREY PUGLISI

Jeffrey Joseph Puglisi

ended on 2009-08-24

CDR: 1484733

BRIAN ZUCKER

BRIAN F ZUCKER

ended on 2009-08-24

CDR: 3124567

PATRICK PRIMAVERA

ended on 2009-08-24

Court Diary