Company Name:
PUTNAM LOVELL NBF SECURITIES INC.
CRD Number:
22698
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
CDR: 1065385
DONALD PUTNAM
DONALD HARDING PUTNAM JR DONALD HARDING JR PUTNAM
started on 1988-11-18
CDR: 1403938
JOSEPH HERSHBERGER
started on 1990-11-07
CDR: 2633718
ALEXANDER ALDEN
ALEX ALDEN
started on 1995-07-18
CDR: 2507992
STEVEN PIERSON
STEVEN CORBETT CORBETT PIERSON
started on 1995-07-28
CDR: 2582958
ROBERT FLEISHER
ROBERT T FLEISHER
started on 1996-11-06
CDR: 1828532
MICHAEL LLODRA
started on 1996-11-06
CDR: 2346787
JOHN MACDONALD
JACK MACDONALD JOHN JACK MACDONALD JOHN MACDONALD
started on 1996-11-06
CDR: 2763282
CAMERON MILLER
started on 1996-07-31
CDR: 2124199
WILLIAM HENSON
BILL HENSON WILLIAM HENSON
started on 1996-11-06
CDR: 2763287
ROBERT KENNEDY
started on 1996-07-31
CDR: 2271219
ANASTASIA TRONOSKI
ANASTASIA MARIA PAGHIDAS
started on 1997-09-25
CDR: 1458819
JOHN HANLEY
JAY HANLEY JR JOHN ANTHONY HANLEY
started on 1998-11-03
CDR: 1710142
ADAM ATHERTON
started on 1998-11-03
CDR: 1915007
Christopher Larson
CHRIS ALAN LARSON CHRIS LARSON CHRISTOPHER ALAN LARSON MR
started on 1998-11-04
CDR: 1946071
JACQUELINE REEVES
JACKIE DELANEY JACQUELINE DELANEY JAQUELINE DELANEY JACKIE REEVES
started on 1999-08-24
CDR: 2987203
STEVEN LEVITT
STEVE MARK LEVITT
started on 1999-07-02
CDR: 4274723
christopher allen
started on 2000-11-22
CDR: 2424863
JEFFREY WISHNER
JEFFREY WISHNER
started on 2000-03-10
CDR: 1439013
JOHN HEPPE
started on 2000-04-25
CDR: 1865869
RHONDA ROSEN
RONI ROSEN
started on 2000-09-11
CDR: 1382242
RICHARD AUCOIN
RICHARD BRIAN AUCOIN RICHARD BRIAN AUROIN
started on 2000-06-05
CDR: 2904086
RICHARD REPETTO
started on 2000-09-12
CDR: 736878
KEITH MITCHELL
started on 2000-09-15
CDR: 2790808
FRANCES FINCH
FRANCES FANNING FRANCES FANNING-GRELLER FRANCES FANNINGGRELLER FRANCES GRELLER
started on 2000-07-07
CDR: 2916774
JENNIFER THOMPSON
started on 2000-06-05
CDR: 52215
JOHN CONLON
JOHN ALBERT COLNLON JR JACK CONLON JR JOHN ALBERT CONLON
started on 2000-06-19
CDR: 4249078
ERIC WISOTSKY
started on 2000-10-30
CDR: 2762470
CRAIG MAURER
started on 2000-07-20
CDR: 1111250
KATHLEEN SMYTHE
KATHLEEN EULO KATHLEEN SMYTHE KATHLEEN EULO SMYTHE DE URQUIETA KATHLEEN SMYTHE DE URQUIETA
started on 2000-03-10
CDR: 4247145
STEVEN ALEXOPOULOS
started on 2000-11-08
CDR: 1999370
PETER HOMSHER
PETER FERDERICK HOMSHER
started on 2000-08-07
CDR: 2633557
SCOTT SCHUBERT
started on 2000-03-21
CDR: 2764421
JAMES MITCHELL
started on 2000-06-05
CDR: 1204227
PATRICIA OUIMET
PATRICIA C EARLE BURR PATRICIA C EARLE PATRICIA CLEMENT EARLE PATRICIA OUIMET
started on 2000-09-11
CDR: 2511941
ALFRED CAPRA
ALFRED CAPRA
started on 2000-07-20
CDR: 1390392
RICHARD KELLY
started on 2000-12-20
CDR: 2357720
HOUSTON SOUTHERN
H. BRADLEY SOUTHERN
started on 2001-08-01
CDR: 852906
JOHN SERSON
JOHN SERSON JOHN HENRY SZERSZYNSKI
started on 2001-03-12
CDR: 4260170
MINA MISHRIKEY
started on 2001-04-19
CDR: 2286266
DANIEL SEIVERT
started on 2001-02-07
CDR: 4247149
MICHAEL LLOYD
started on 2001-05-30
CDR: 702346
EDWARD SAUNDERS
EDWARD SZERSZYNSKI
started on 2001-03-12
CDR: 2365455
MARK SCALZO
started on 2001-04-20
CDR: 3020319
JOHN LEUNG
JOHN C LEUNG
started on 2001-02-14
CDR: 1055764
TERRY OTTON
started on 2001-03-12
CDR: 3230216
GENE MONTENECOURT
NED EDWARD MONTENECOURT MONTENECOURT
started on 2001-02-16
CDR: 2769719
AARON DORR
started on 2001-01-09
CDR: 1535413
ROBERT PIK
ROBERT R PIK
started on 2001-04-26
CDR: 2942373
MARK TRENTMANN
started on 2001-12-03
CDR: 4287226
MICHAEL KIM
MICHAEL S KIM
started on 2001-02-21
CDR: 2601572
RONALD DALE
started on 2001-05-30
CDR: 2582958
ROBERT FLEISHER
ROBERT T FLEISHER
ended on 2001-04-16
CDR: 2286266
DANIEL SEIVERT
ended on 2001-07-02
CDR: 1439013
JOHN HEPPE
ended on 2001-06-12
CDR: 1828532
MICHAEL LLODRA
ended on 2001-08-28
CDR: 1458819
JOHN HANLEY
JAY HANLEY JR JOHN ANTHONY HANLEY
ended on 2001-11-15
CDR: 2271219
ANASTASIA TRONOSKI
ANASTASIA MARIA PAGHIDAS
ended on 2001-04-16
CDR: 2346787
JOHN MACDONALD
JACK MACDONALD JOHN JACK MACDONALD JOHN MACDONALD
ended on 2001-07-02
CDR: 3278360
JOHN COLEMAN
JOHN H COLEMAN III JOHN HENRY COLEMAN
started on 2002-05-31
CDR: 3180999
KATHARINE HART
KATHARINE REBECCA BILODEAU
started on 2002-06-11
CDR: 2201693
DAVID BUNT
started on 2002-07-22
CDR: 1675599
KEVIN REEVEY
started on 2002-06-25
CDR: 2331999
ROGER HARTLEY
started on 2002-07-09
CDR: 2426378
JOHN BACKUS
started on 2002-08-09
CDR: 2562815
BRENDAN MCLAUGHLIN
BRENDAN M MCLAUGHLIN BRENDAN MANLEY MCLAUGHLIN
started on 2002-07-30
CDR: 3069332
AVA WOLFE
started on 2002-10-21
CDR: 4118318
Matthew Walsh
Matthew THOMAS Walsh Matthew Walsh
started on 2002-08-22
CDR: 3188258
JEFFREY BECHTEL
started on 2002-08-20
CDR: 4328249
KARAMVIR GOSAL
started on 2002-07-12
CDR: 2734749
CHARLES WYMAN
CHARLES OT WYMAN CHARLES OWENTALLANT WYMAN CHARLIE WYMAN
started on 2002-08-06
CDR: 4145256
CHRISTOPHER BROWNE
started on 2002-08-08
CDR: 4457690
RYAN BERNATH
started on 2002-04-25
CDR: 4570429
DANA KURTTILA
started on 2002-08-27
CDR: 4566841
TERRY SULLIVAN
TERENCE FRANCIS SULLIVAN JR. Terence F Sullivan
started on 2002-11-06
CDR: 4247146
JOE KWOK
started on 2002-07-09
CDR: 4569669
ERIC LIU
started on 2002-09-12
CDR: 4379409
STYVES LANGLOIS
started on 2002-10-17
CDR: 4203895
DOMONKOS KOLTAI
started on 2002-07-03
CDR: 4260170
MINA MISHRIKEY
ended on 2002-11-11
CDR: 2424863
JEFFREY WISHNER
JEFFREY WISHNER
ended on 2002-03-18
CDR: 3230216
GENE MONTENECOURT
NED EDWARD MONTENECOURT MONTENECOURT
ended on 2002-03-20
CDR: 2987203
STEVEN LEVITT
STEVE MARK LEVITT
ended on 2002-02-19
CDR: 1535413
ROBERT PIK
ROBERT R PIK
ended on 2002-08-01
CDR: 1111250
KATHLEEN SMYTHE
KATHLEEN EULO KATHLEEN SMYTHE KATHLEEN EULO SMYTHE DE URQUIETA KATHLEEN SMYTHE DE URQUIETA
ended on 2002-03-18
CDR: 1991062
ANDREW GAZITUA
started on 2003-04-02
CDR: 1768276
RICHARD BILLINGS
RICHARD L BILLINGS
started on 2003-02-06
CDR: 3110211
GARRETT SWANBERG
GARRETT TRISTAN SWANBERG
started on 2003-04-28
CDR: 4643689
ROBERT SEDRAN
started on 2003-05-02
CDR: 2606070
WILLIAM CARSON
BILL CARSON
started on 2003-03-12
CDR: 2991457
ELIZABETH JORDAN
ELIZABETH FARLEY CLARK BENZ CLARK JORDAN EF CLARK JORDAN EF CLARK F JORDAN ELIZABETH FARLEY CLARK JORDAN ELIZABETH JORDAN ELIZABETHFARLEY CLARK JORDAN
started on 2003-01-08
CDR: 1346586
RICHARD GILL
started on 2003-03-31
CDR: 4599940
ANDREW ROSATO
ANDREW ROSATO
started on 2003-02-12
CDR: 2585857
SEAN CHIN
started on 2003-05-07
CDR: 2140046
WILLIAM KATZ
started on 2003-02-10
CDR: 1768276
RICHARD BILLINGS
RICHARD L BILLINGS
ended on 2003-09-02
CDR: 3278360
JOHN COLEMAN
JOHN H COLEMAN III JOHN HENRY COLEMAN
ended on 2003-09-02
CDR: 3180999
KATHARINE HART
KATHARINE REBECCA BILODEAU
ended on 2003-09-02
CDR: 2201693
DAVID BUNT
ended on 2003-07-28
CDR: 4274723
christopher allen
ended on 2003-09-02
CDR: 852906
JOHN SERSON
JOHN SERSON JOHN HENRY SZERSZYNSKI
ended on 2003-09-02
CDR: 1675599
KEVIN REEVEY
ended on 2003-02-20
CDR: 1946071
JACQUELINE REEVES
JACKIE DELANEY JACQUELINE DELANEY JAQUELINE DELANEY JACKIE REEVES
ended on 2003-02-20
CDR: 3110211
GARRETT SWANBERG
GARRETT TRISTAN SWANBERG
ended on 2003-08-12
CDR: 4247149
MICHAEL LLOYD
ended on 2003-09-02
CDR: 702346
EDWARD SAUNDERS
EDWARD SZERSZYNSKI
ended on 2003-09-02
CDR: 1865869
RHONDA ROSEN
RONI ROSEN
ended on 2003-09-30
CDR: 4643689
ROBERT SEDRAN
ended on 2003-09-26
CDR: 2426378
JOHN BACKUS
ended on 2003-06-30
CDR: 1382242
RICHARD AUCOIN
RICHARD BRIAN AUCOIN RICHARD BRIAN AUROIN
ended on 2003-09-02
CDR: 2904086
RICHARD REPETTO
ended on 2003-10-31
CDR: 2991457
ELIZABETH JORDAN
ELIZABETH FARLEY CLARK BENZ CLARK JORDAN EF CLARK JORDAN EF CLARK F JORDAN ELIZABETH FARLEY CLARK JORDAN ELIZABETH JORDAN ELIZABETHFARLEY CLARK JORDAN
ended on 2003-09-02
CDR: 736878
KEITH MITCHELL
ended on 2003-05-02
CDR: 3020319
JOHN LEUNG
JOHN C LEUNG
ended on 2003-02-03
CDR: 2790808
FRANCES FINCH
FRANCES FANNING FRANCES FANNING-GRELLER FRANCES FANNINGGRELLER FRANCES GRELLER
ended on 2003-09-02
CDR: 2916774
JENNIFER THOMPSON
ended on 2003-09-30
CDR: 52215
JOHN CONLON
JOHN ALBERT COLNLON JR JACK CONLON JR JOHN ALBERT CONLON
ended on 2003-09-02
CDR: 4249078
ERIC WISOTSKY
ended on 2003-09-02
CDR: 2762470
CRAIG MAURER
ended on 2003-02-20
CDR: 4118318
Matthew Walsh
Matthew THOMAS Walsh Matthew Walsh
ended on 2003-05-27
CDR: 1346586
RICHARD GILL
ended on 2003-09-02
CDR: 2633718
ALEXANDER ALDEN
ALEX ALDEN
ended on 2003-02-04
CDR: 1710142
ADAM ATHERTON
ended on 2003-01-31
CDR: 4247145
STEVEN ALEXOPOULOS
ended on 2003-09-02
CDR: 1915007
Christopher Larson
CHRIS ALAN LARSON CHRIS LARSON CHRISTOPHER ALAN LARSON MR
ended on 2003-09-02
CDR: 4599940
ANDREW ROSATO
ANDREW ROSATO
ended on 2003-09-02
CDR: 1999370
PETER HOMSHER
PETER FERDERICK HOMSHER
ended on 2003-10-28
CDR: 2585857
SEAN CHIN
ended on 2003-09-02
CDR: 4566841
TERRY SULLIVAN
TERENCE FRANCIS SULLIVAN JR. Terence F Sullivan
ended on 2003-11-18
CDR: 2764421
JAMES MITCHELL
ended on 2003-09-30
CDR: 1204227
PATRICIA OUIMET
PATRICIA C EARLE BURR PATRICIA C EARLE PATRICIA CLEMENT EARLE PATRICIA OUIMET
ended on 2003-02-06
CDR: 2511941
ALFRED CAPRA
ALFRED CAPRA
ended on 2003-09-30
CDR: 4287226
MICHAEL KIM
MICHAEL S KIM
ended on 2003-09-02
CDR: 1390392
RICHARD KELLY
ended on 2003-03-31
CDR: 2601572
RONALD DALE
ended on 2003-09-02
CDR: 4379409
STYVES LANGLOIS
ended on 2003-06-17
CDR: 2140046
WILLIAM KATZ
ended on 2003-11-03
CDR: 1008786
Ferdinand Masucci
started on 2004-08-06
CDR: 4850316
STAN BUDESHTSKY
STANISLAV BUDESHTSKY
started on 2004-09-10
CDR: 2842654
LUKE IMPERATORE
started on 2004-03-09
CDR: 4838017
JOHN RABUN
JOHN THOMAS RABUN III Jack RABUN
started on 2004-12-01
CDR: 4800484
FRANCIS BAILLARGEON
FRANCIS BAILLARGEON FRANK BAILLARGEON
started on 2004-08-16
CDR: 4830872
KENNETH AUSPAKER
started on 2004-08-10
CDR: 1306822
DARLENE DEREMER
DARLENE TARRIS
started on 2004-09-22
CDR: 2946678
EVAN DIPAOLO
started on 2004-01-12
CDR: 4513134
SCOTT BUCK
started on 2004-08-10
CDR: 4865792
CASEY HAIRE
HAIRE CASEY
started on 2004-12-08
CDR: 4440571
Janis Vitols
started on 2004-05-03
CDR: 2926958
NICOLE NEWHOOK
NICOLE LAWEN BIERNAT
started on 2004-01-06
CDR: 1991062
ANDREW GAZITUA
ended on 2004-08-17
CDR: 2357720
HOUSTON SOUTHERN
H. BRADLEY SOUTHERN
ended on 2004-06-14
CDR: 1008786
Ferdinand Masucci
ended on 2004-09-30
CDR: 1055764
TERRY OTTON
ended on 2004-04-14
CDR: 2763282
CAMERON MILLER
ended on 2004-03-01
CDR: 4145256
CHRISTOPHER BROWNE
ended on 2004-01-30
CDR: 2124199
WILLIAM HENSON
BILL HENSON WILLIAM HENSON
ended on 2004-04-15
CDR: 4570429
DANA KURTTILA
ended on 2004-05-11
CDR: 4569669
ERIC LIU
ended on 2004-09-07
CDR: 4203895
DOMONKOS KOLTAI
ended on 2004-09-13
CDR: 5002182
COLIN RIENDEAU
started on 2005-10-14
CDR: 1058742
STEPHEN FALZONE
STEPHEN ATHONY FALZONE STEVE FALZONE
started on 2005-06-02
CDR: 1880243
Peter Bailey
started on 2005-04-26
CDR: 4902647
CLIFFORD SHEPHERDSON
Cliff Shepherdson
started on 2005-01-21
CDR: 4746179
TODD WHITFIELD
TODD S WHITFIELD TODD STEVEN WHITFIELD
started on 2005-07-19
CDR: 4832482
THOMAS CLAPP
started on 2005-04-11
CDR: 2536286
VIVEK KHANNA
started on 2005-03-25
CDR: 4902647
CLIFFORD SHEPHERDSON
Cliff Shepherdson
ended on 2005-02-14
CDR: 4850316
STAN BUDESHTSKY
STANISLAV BUDESHTSKY
ended on 2005-06-27
CDR: 2842654
LUKE IMPERATORE
ended on 2005-03-23
CDR: 4838017
JOHN RABUN
JOHN THOMAS RABUN III Jack RABUN
ended on 2005-02-14
CDR: 4800484
FRANCIS BAILLARGEON
FRANCIS BAILLARGEON FRANK BAILLARGEON
ended on 2005-03-21
CDR: 1065385
DONALD PUTNAM
DONALD HARDING PUTNAM JR DONALD HARDING JR PUTNAM
ended on 2005-02-28
CDR: 1306822
DARLENE DEREMER
DARLENE TARRIS
ended on 2005-02-10
CDR: 2734749
CHARLES WYMAN
CHARLES OT WYMAN CHARLES OWENTALLANT WYMAN CHARLIE WYMAN
ended on 2005-06-27
CDR: 2946678
EVAN DIPAOLO
ended on 2005-09-30
CDR: 4457690
RYAN BERNATH
ended on 2005-12-19
CDR: 2942373
MARK TRENTMANN
ended on 2005-01-11
CDR: 2926958
NICOLE NEWHOOK
NICOLE LAWEN BIERNAT
ended on 2005-02-03
CDR: 5190346
THOMAS D'ARMINIO
started on 2006-10-31
CDR: 1880243
Peter Bailey
ended on 2006-06-13
CDR: 2562815
BRENDAN MCLAUGHLIN
BRENDAN M MCLAUGHLIN BRENDAN MANLEY MCLAUGHLIN
ended on 2006-06-28
CDR: 2365455
MARK SCALZO
ended on 2006-11-22
CDR: 4746179
TODD WHITFIELD
TODD S WHITFIELD TODD STEVEN WHITFIELD
ended on 2006-09-21
CDR: 3069332
AVA WOLFE
ended on 2006-02-17
CDR: 4513134
SCOTT BUCK
ended on 2006-01-20
CDR: 2763287
ROBERT KENNEDY
ended on 2006-07-17
CDR: 4832482
THOMAS CLAPP
ended on 2006-08-28
CDR: 2536286
VIVEK KHANNA
ended on 2006-05-01
CDR: 5002182
COLIN RIENDEAU
ended on 2007-07-20
CDR: 1058742
STEPHEN FALZONE
STEPHEN ATHONY FALZONE STEVE FALZONE
ended on 2007-06-14
CDR: 2331999
ROGER HARTLEY
ended on 2007-07-20
CDR: 1403938
JOSEPH HERSHBERGER
ended on 2007-01-08
CDR: 2606070
WILLIAM CARSON
BILL CARSON
ended on 2007-03-05
CDR: 5190346
THOMAS D'ARMINIO
ended on 2007-02-12
CDR: 2769719
AARON DORR
ended on 2007-07-20
CDR: 3188258
JEFFREY BECHTEL
ended on 2007-07-20
CDR: 4830872
KENNETH AUSPAKER
ended on 2007-07-05
CDR: 4328249
KARAMVIR GOSAL
ended on 2007-07-18
CDR: 2507992
STEVEN PIERSON
STEVEN CORBETT CORBETT PIERSON
ended on 2007-01-08
CDR: 4865792
CASEY HAIRE
HAIRE CASEY
ended on 2007-04-02
CDR: 4440571
Janis Vitols
ended on 2007-04-12
CDR: 2633557
SCOTT SCHUBERT
ended on 2007-07-20
CDR: 4247146
JOE KWOK
ended on 2007-07-20



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