Company Name:
QUEENS ROAD SECURITIES, LLC
Address:
SUITE 200, 1031 SOUTH CALDWELL STREET, CHARLOTTE, NC 28203
CRD Number:
104277
CIK Number:
1119682
SEC File Number:
852737
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1884207
JOHN BRAGG
JOHN FRANK (III) BRAGG
started on 2000-11-28
CDR: 4127278
STEVEN SCRUGGS
started on 2000-11-28
CDR: 2825564
POLLY KIMMEL
POLLY JEANNETTE FISHBACK
started on 2000-12-04
CDR: 2350317
BENTON BRAGG
started on 2000-11-28
CDR: 2821569
PHILLIPS BRAGG
PHILLIPS MCCLEOD BRAGG
started on 2000-11-28
CDR: 1884207
JOHN BRAGG
JOHN FRANK (III) BRAGG
ended on 2000-12-18
CDR: 1976546
Leigh Harris
LEIGH ANN CAPPS
started on 2001-01-03
CDR: 2928571
MARK THOMPSON
started on 2001-01-02
CDR: 1884207
JOHN BRAGG
JOHN FRANK (III) BRAGG
started on 2001-05-09
CDR: 2712291
BETH TUMBLISON
BETH ANN AUFDENKAMP
started on 2001-05-09
CDR: 2185981
TRUDY MULLINS
CHRISTINE CLARY TRUDY BRIDGES CLARY CHRISTINE MULLINS
started on 2001-01-19
CDR: 1976546
Leigh Harris
LEIGH ANN CAPPS
ended on 2002-07-16
CDR: 4633109
DAWN CANNON
DAWN MARIE SPIESS
started on 2003-04-09
CDR: 2825564
POLLY KIMMEL
POLLY JEANNETTE FISHBACK
ended on 2003-01-06
CDR: 2425278
SUSAN DIXSON
SUSAN LEIGH MURRAY
started on 2004-07-22
CDR: 2928571
MARK THOMPSON
ended on 2005-09-01
CDR: 4804580
SUZANNE WITTEBORT
started on 2006-06-23
CDR: 5141124
JENNIFER SPERRY
JENNIFER SPERRY JENNY KAY SPERRY JENNY SPERRY
started on 2007-03-14
CDR: 2965432
Katherine Brooks
KATHERINE TURNER BROOKS KATHERINE RAMSEY TURNER
started on 2008-10-10
CDR: 5220545
DEBRA TAYLOR
DEBBIE EMORE DEBRA JEAN EMORE DEBBIE EMORE TAYLOR
started on 2008-01-25
CDR: 5141124
JENNIFER SPERRY
JENNIFER SPERRY JENNY KAY SPERRY JENNY SPERRY
ended on 2008-07-28
CDR: 4947672
MARTA KEISER
MARTA I BRZOZKA MARTA IRENA BRZOZKA MARTA I KEISER
started on 2011-03-30
CDR: 5947798
MARY DALY
MARY LOU DALY MARY LOU DALY MARY LOU HAMPTON MARY LUCILE HAMPTON
started on 2011-09-27
CDR: 2583688
THOMAS ROSE
BEN ROSE THOMAS ROSE
started on 2012-06-28
CDR: 2185981
TRUDY MULLINS
CHRISTINE CLARY TRUDY BRIDGES CLARY CHRISTINE MULLINS
ended on 2012-04-18
CDR: 4923210
GEORGE CLIMER
started on 2013-07-10
CDR: 2425278
SUSAN DIXSON
SUSAN LEIGH MURRAY
ended on 2013-07-30
CDR: 5633607
MATTHEW DEVRIES
started on 2015-09-17
CDR: 5244094
EMILY SHEFFIELD
EMILY ROSE SEATON EMILY SEATON
started on 2015-09-04
CDR: 5211295
BRIAN BONEWITZ
BRIAN BONEWITZ
started on 2018-08-20
CDR: 4804580
SUZANNE WITTEBORT
ended on 2018-02-02
CDR: 3031965
David Kania
DAVID ALLAN KANIA David Kania
started on 2019-09-19
CDR: 4947672
MARTA KEISER
MARTA I BRZOZKA MARTA IRENA BRZOZKA MARTA I KEISER
ended on 2020-09-02
CDR: 2965432
Katherine Brooks
KATHERINE TURNER BROOKS KATHERINE RAMSEY TURNER
ended on 2020-09-02
CDR: 4127278
STEVEN SCRUGGS
ended on 2020-09-02
CDR: 5633607
MATTHEW DEVRIES
ended on 2020-09-02
CDR: 2350317
BENTON BRAGG
ended on 2020-09-02
CDR: 5211295
BRIAN BONEWITZ
BRIAN BONEWITZ
ended on 2020-09-02
CDR: 2821569
PHILLIPS BRAGG
PHILLIPS MCCLEOD BRAGG
ended on 2020-09-02
CDR: 3031965
David Kania
DAVID ALLAN KANIA David Kania
ended on 2020-09-02
CDR: 5220545
DEBRA TAYLOR
DEBBIE EMORE DEBRA JEAN EMORE DEBBIE EMORE TAYLOR
ended on 2020-09-02
CDR: 4633109
DAWN CANNON
DAWN MARIE SPIESS
ended on 2020-09-02
CDR: 5244094
EMILY SHEFFIELD
EMILY ROSE SEATON EMILY SEATON
ended on 2020-09-02
CDR: 4923210
GEORGE CLIMER
ended on 2020-09-02
CDR: 1884207
JOHN BRAGG
JOHN FRANK (III) BRAGG
ended on 2020-09-02
CDR: 2712291
BETH TUMBLISON
BETH ANN AUFDENKAMP
ended on 2020-09-02
CDR: 5947798
MARY DALY
MARY LOU DALY MARY LOU DALY MARY LOU HAMPTON MARY LUCILE HAMPTON
ended on 2020-09-02
CDR: 2583688
THOMAS ROSE
BEN ROSE THOMAS ROSE
ended on 2020-09-02



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