Company Name:
RAA
CRD Number:
108203
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1960498
KENT HERR
KENT HERR
started on 1988-12-13
CDR: 2234647
CLAYTON CALDWELL
started on 1992-09-14
CDR: 2441542
WILLIAM PRATHER
started on 1994-04-15
CDR: 2476888
ANTHONY DESANTIS
started on 1995-07-24
CDR: 838300
WILLIAM HUBBLE
BILL HUBBLE III WILLIAM FIELDS HUBBLE WILLIAMS FIELDS HUBBLE III
started on 1995-08-10
CDR: 1535765
JOHN DOLAN
J KEVIN DOLAN
started on 1995-06-28
CDR: 2733613
CHARLES COMEAU
started on 1996-05-02
CDR: 2734779
JOHN GERMAN
started on 1996-04-30
CDR: 3062826
FRANK SNELL
started on 1998-06-03
CDR: 2501395
ROBERT BURGER
started on 2001-02-22
CDR: 2133492
BRUCE KILLIPS
BRUCE KILLIPS
started on 2001-06-27
CDR: 2308980
JOSEPH MAIDEN
JOE MAIDEN
started on 2001-02-21
CDR: 2143052
RONALD SIMMONS
RONALD E SIMMONS RONALD SIMMONS
started on 2003-01-03
CDR: 2718371
JACK SUGGS
JACK RHEA SUGGS JACK SUGGS JAY SUGGS
started on 2003-11-19
CDR: 2550179
DAVID COMSTOCK
DAVID COMSTOCK
started on 2003-11-19
CDR: 2440892
CHARLES PATY
BOB PATY
started on 2003-01-03
CDR: 4637184
WILLIAM STEVENS
started on 2003-02-20
CDR: 2234444
KENNETH MILLS
KEN MILLS JR
started on 2003-11-19
CDR: 4621665
RICK BARTON
started on 2003-01-03
CDR: 5083573
BRAD BRIDGEWATER
started on 2006-01-30
CDR: 1141521
JOHN ROBERSON
started on 2006-02-06
CDR: 2149635
ROBERT GECKER
ROBERT GECKER
started on 2008-04-28
CDR: 2811755
RUTLEDGE GORDON
started on 2008-04-29
CDR: 2563763
MARIA FUENTES
MARIA FUENTES
started on 2008-04-29
CDR: 2148899
SCOTT FROST
SCOTT FROST
started on 2008-11-21
CDR: 1310274
MARK RUBEY
started on 2008-04-29
CDR: 1635137
WILLIAM GATES
started on 2009-11-13
CDR: 1036552
VINCENT MALINOWSKI
VINCENT S MALINOWSKI VINCENT MALINOWSKI
started on 2012-11-08
CDR: 2069010
DAVID ROBERTSON
started on 2012-09-04
CDR: 2018276
MICHAEL KANE
MIKE KANE
started on 2012-02-22
CDR: 2089770
JOHN BENTLEY
started on 2012-03-13
CDR: 6154680
DANIEL GRIFFIN
started on 2013-09-03
CDR: 2958945
DAVID DUQUEMIN
DAVE DUQUEMIN
started on 2013-09-03
CDR: 6217868
MICHAEL WILLIAMS
started on 2013-07-09
CDR: 6148865
GEORGE GRIFFIN
JORGE GRIFFIN
started on 2013-09-03
CDR: 4394693
JOSHUA PINCHEK
started on 2014-09-29
CDR: 6271131
SUSAN ROSING
SUSAN ANNE BISHOP
started on 2014-02-10
CDR: 2143556
RICHARD WINTERS
started on 2014-06-11
CDR: 6309949
DOUGLAS BALMAIN
DOUGLAS MILTON BALMAIN
started on 2014-05-28
CDR: 3128698
Sylvester Williams
EARL WILLIAMS SYLVESTER EARL WILLIAMS Earl Williams
started on 2016-07-06
CDR: 6252602
HORACE BUFFINGTON
Hoppy Buffington
started on 2016-07-06
CDR: 1172494
SALLY JILEK
SALLY A BYRD SALLY ANNE BYRD
started on 2016-05-09
CDR: 6337780
KENNETH MILLS
started on 2016-07-05
CDR: 4670576
JEFFREY BAUMERT
JEFF BAUMERT
started on 2016-07-06
CDR: 4381310
CARL YOUNGDALE
CARL A. YOUNGDALE
started on 2016-07-06
CDR: 6170432
KYLE GLERUM
started on 2016-11-22
CDR: 6160300
ROBERT MASON
WADE MASON
started on 2016-07-05
CDR: 6871081
John Pitchford
Pitchford Kennedy Pitchford
started on 2017-11-09
CDR: 6796417
Mark Stevens
started on 2017-10-04
CDR: 6752004
Ryan Depew
started on 2017-10-04
CDR: 6730006
Mark Crissman
started on 2017-10-04
CDR: 3030015
COLE BUXTON
started on 2017-10-04
CDR: 6696131
Lisa Cristiano
started on 2017-10-04
CDR: 6707754
James Hall
Jim Everett Hall Jr
started on 2017-10-04
CDR: 6795557
Brian Parnell
Brian Parnell Richard
started on 2017-10-04
CDR: 6871134
Patrick Danis
started on 2017-11-09
CDR: 6886685
Christopher Jackson
started on 2017-11-29
CDR: 6253859
Theodore Trottman
started on 2017-10-16
CDR: 6868143
David Pietruszewski
started on 2017-10-10
CDR: 6700296
Debra James
Debbie Diane Bates Miss Debra Diane Bates James Mrs
started on 2017-10-04
CDR: 6892635
Jeffrey Egli
started on 2017-12-18
CDR: 6857665
James Linebarger
started on 2017-10-04
CDR: 6751912
Stanley Guillory
started on 2017-10-04
CDR: 6843800
Patrick Connelly
started on 2017-10-04
CDR: 6857718
Brian Curland
started on 2017-10-04
CDR: 3062826
FRANK SNELL
ended on 2017-08-29
CDR: 6252602
HORACE BUFFINGTON
Hoppy Buffington
ended on 2017-08-29
CDR: 2501395
ROBERT BURGER
ended on 2017-08-29
CDR: 6965476
Bradley Driscoll
Bradley Driscoll
started on 2018-06-06
CDR: 7006712
Mathew Cartier
Mathew Cartier
started on 2018-08-30
CDR: 6919479
Richard Baumann
started on 2018-02-28
CDR: 6949940
Michael Rourke
started on 2018-05-08
CDR: 6339264
JOSEPH PERITO
JOSEPH F PERITO
started on 2018-07-26
CDR: 6934525
Paul Zanders
started on 2018-04-04
CDR: 6917587
Mark Graca
started on 2018-02-23
CDR: 6917710
Cynthia Hartman
Cindy Williams Cynthia Ann Williams
started on 2018-02-23
CDR: 2718371
JACK SUGGS
JACK RHEA SUGGS JACK SUGGS JAY SUGGS
ended on 2018-11-12
CDR: 6795557
Brian Parnell
Brian Parnell Richard
ended on 2018-09-27
CDR: 6253859
Theodore Trottman
ended on 2018-08-23
CDR: 7061286
William Schratz
Bill Schratz
started on 2019-01-10
CDR: 2412632
PATRICK HARNEY
started on 2019-03-12
CDR: 7188285
Joseph Fernandes
started on 2019-10-11
CDR: 6932086
John Grady
started on 2019-04-01
CDR: 7114268
Sean Onitsuka
started on 2019-05-01
CDR: 4625152
EVAN MCGRATH
started on 2019-01-08
CDR: 7114171
Mitchell Fix
started on 2019-05-01
CDR: 7193187
John Robertson
started on 2019-11-10
CDR: 6439696
MARK FANNING
started on 2019-05-06
CDR: 7114309
Glenn Schmidt
started on 2019-05-01
CDR: 2441542
WILLIAM PRATHER
ended on 2019-06-05
CDR: 838300
WILLIAM HUBBLE
BILL HUBBLE III WILLIAM FIELDS HUBBLE WILLIAMS FIELDS HUBBLE III
ended on 2019-10-24
CDR: 6949940
Michael Rourke
ended on 2019-09-10
CDR: 2148899
SCOTT FROST
SCOTT FROST
ended on 2019-10-24
CDR: 2143052
RONALD SIMMONS
RONALD E SIMMONS RONALD SIMMONS
ended on 2020-01-07
CDR: 4394693
JOSHUA PINCHEK
ended on 2020-01-07
CDR: 6271131
SUSAN ROSING
SUSAN ANNE BISHOP
ended on 2020-01-07
CDR: 6154680
DANIEL GRIFFIN
ended on 2020-01-07
CDR: 6871081
John Pitchford
Pitchford Kennedy Pitchford
ended on 2020-01-07
CDR: 6965476
Bradley Driscoll
Bradley Driscoll
ended on 2020-01-07
CDR: 6796417
Mark Stevens
ended on 2020-01-07
CDR: 4637184
WILLIAM STEVENS
ended on 2020-01-07
CDR: 3128698
Sylvester Williams
EARL WILLIAMS SYLVESTER EARL WILLIAMS Earl Williams
ended on 2020-01-07
CDR: 2308980
JOSEPH MAIDEN
JOE MAIDEN
ended on 2020-01-07
CDR: 7061286
William Schratz
Bill Schratz
ended on 2020-01-07
CDR: 6752004
Ryan Depew
ended on 2020-01-07
CDR: 2550179
DAVID COMSTOCK
DAVID COMSTOCK
ended on 2020-01-07
CDR: 6730006
Mark Crissman
ended on 2020-01-07
CDR: 2958945
DAVID DUQUEMIN
DAVE DUQUEMIN
ended on 2020-01-07
CDR: 2412632
PATRICK HARNEY
ended on 2020-01-07
CDR: 3030015
COLE BUXTON
ended on 2020-01-07
CDR: 7188285
Joseph Fernandes
ended on 2020-01-07
CDR: 7006712
Mathew Cartier
Mathew Cartier
ended on 2020-01-07
CDR: 6932086
John Grady
ended on 2020-01-07
CDR: 6696131
Lisa Cristiano
ended on 2020-01-07
CDR: 6217868
MICHAEL WILLIAMS
ended on 2020-01-07
CDR: 2149635
ROBERT GECKER
ROBERT GECKER
ended on 2020-01-07
CDR: 1172494
SALLY JILEK
SALLY A BYRD SALLY ANNE BYRD
ended on 2020-01-07
CDR: 5083573
BRAD BRIDGEWATER
ended on 2020-01-07
CDR: 6707754
James Hall
Jim Everett Hall Jr
ended on 2020-01-07
CDR: 2133492
BRUCE KILLIPS
BRUCE KILLIPS
ended on 2020-01-07
CDR: 2476888
ANTHONY DESANTIS
ended on 2020-01-07
CDR: 1635137
WILLIAM GATES
ended on 2020-01-07
CDR: 6148865
GEORGE GRIFFIN
JORGE GRIFFIN
ended on 2020-01-07
CDR: 1960498
KENT HERR
KENT HERR
ended on 2020-01-07
CDR: 6871134
Patrick Danis
ended on 2020-01-07
CDR: 7114268
Sean Onitsuka
ended on 2020-01-07
CDR: 2811755
RUTLEDGE GORDON
ended on 2020-01-07
CDR: 6886685
Christopher Jackson
ended on 2020-01-07
CDR: 6337780
KENNETH MILLS
ended on 2020-01-07
CDR: 6868143
David Pietruszewski
ended on 2020-01-07
CDR: 2563763
MARIA FUENTES
MARIA FUENTES
ended on 2020-01-07
CDR: 6700296
Debra James
Debbie Diane Bates Miss Debra Diane Bates James Mrs
ended on 2020-01-07
CDR: 2069010
DAVID ROBERTSON
ended on 2020-01-07
CDR: 4625152
EVAN MCGRATH
ended on 2020-01-07
CDR: 6892635
Jeffrey Egli
ended on 2020-01-07
CDR: 6919479
Richard Baumann
ended on 2020-01-07
CDR: 2234444
KENNETH MILLS
KEN MILLS JR
ended on 2020-01-07
CDR: 2018276
MICHAEL KANE
MIKE KANE
ended on 2020-01-07
CDR: 6339264
JOSEPH PERITO
JOSEPH F PERITO
ended on 2020-01-07
CDR: 7114171
Mitchell Fix
ended on 2020-01-07
CDR: 6934525
Paul Zanders
ended on 2020-01-07
CDR: 2733613
CHARLES COMEAU
ended on 2020-01-07
CDR: 2089770
JOHN BENTLEY
ended on 2020-01-07
CDR: 2440892
CHARLES PATY
BOB PATY
ended on 2020-01-07
CDR: 4670576
JEFFREY BAUMERT
JEFF BAUMERT
ended on 2020-01-07
CDR: 1141521
JOHN ROBERSON
ended on 2020-01-07
CDR: 4381310
CARL YOUNGDALE
CARL A. YOUNGDALE
ended on 2020-01-07
CDR: 6170432
KYLE GLERUM
ended on 2020-01-07
CDR: 6857665
James Linebarger
ended on 2020-01-07
CDR: 1036552
VINCENT MALINOWSKI
VINCENT S MALINOWSKI VINCENT MALINOWSKI
ended on 2020-01-07
CDR: 6917587
Mark Graca
ended on 2020-01-07
CDR: 7193187
John Robertson
ended on 2020-01-07
CDR: 2143556
RICHARD WINTERS
ended on 2020-01-07
CDR: 6160300
ROBERT MASON
WADE MASON
ended on 2020-01-07
CDR: 6439696
MARK FANNING
ended on 2020-01-07
CDR: 1310274
MARK RUBEY
ended on 2020-01-07
CDR: 1535765
JOHN DOLAN
J KEVIN DOLAN
ended on 2020-01-07
CDR: 2734779
JOHN GERMAN
ended on 2020-01-07
CDR: 6917710
Cynthia Hartman
Cindy Williams Cynthia Ann Williams
ended on 2020-01-07
CDR: 6751912
Stanley Guillory
ended on 2020-01-07
CDR: 2234647
CLAYTON CALDWELL
ended on 2020-01-07
CDR: 6843800
Patrick Connelly
ended on 2020-01-07
CDR: 6857718
Brian Curland
ended on 2020-01-07
CDR: 4621665
RICK BARTON
ended on 2020-01-07
CDR: 7114309
Glenn Schmidt
ended on 2020-01-07
CDR: 6309949
DOUGLAS BALMAIN
DOUGLAS MILTON BALMAIN
ended on 2020-01-07



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