Company Name:
RAFFA INVESTMENT ADVISERS
Alternative Name:
RAFFA WEALTH MANAGEMENT LLC
CRD Number:
136971
SEC Number:
801-67687
Financial Regulator:
SEC/ FINRA
Website:
https://www.linkedin.com/company/raffa-investment-advisers/
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4592955
DENNIS GOGARTY
DENNIS PATRICK GAGARTY
started on 2005-11-01
CDR: 4841358
HANSON CHENG
started on 2009-11-03
CDR: 4945902
CHASE DETERS
CHASE A DETERS CHASE DETERS
started on 2010-07-15
CDR: 4841358
HANSON CHENG
ended on 2010-06-30
CDR: 6703658
John McAuliffe
started on 2018-05-18
CDR: 6868500
Ryan Frydenlund
started on 2018-01-18
CDR: 4945902
CHASE DETERS
CHASE A DETERS CHASE DETERS
ended on 2018-05-07
CDR: 7035087
Kate deLacy
started on 2019-05-09
CDR: 6088635
KIMBERLY SPEESE
KIMBERLY ANN SPEESE
started on 2020-07-07
CDR: 6703658
John McAuliffe
ended on 2020-12-07
CDR: 7035087
Kate deLacy
ended on 2020-03-18
CDR: 6294593
JOSEPH GUEST
JOSEPH DONALD GUEST
started on 2021-02-11



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