Company Name:
R.D. SMITH & COMPANY, INC.
CRD Number:
16290
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1986
1987
1988
1989
1990
1991
CDR: 1545877
THOMAS SULLIVAN
TOM SULLIVAN
started on 1986-09-03
CDR: 1302481
JOHN DOLLOFF
started on 1987-09-15
CDR: 1070702
ROSS HABERMAN
started on 1987-03-27
CDR: 1545877
THOMAS SULLIVAN
TOM SULLIVAN
ended on 1987-12-01
CDR: 1078647
HAROLD RIVKIN
started on 1989-04-03
CDR: 847373
KEVIN HERRIDGE
started on 1989-06-15
CDR: 1012007
ROBERT MCCONNELL
started on 1989-02-02
CDR: 1302481
JOHN DOLLOFF
ended on 1989-07-03
CDR: 1070702
ROSS HABERMAN
ended on 1989-05-10
CDR: 1078647
HAROLD RIVKIN
ended on 1991-06-17
CDR: 847373
KEVIN HERRIDGE
ended on 1991-03-28
CDR: 1012007
ROBERT MCCONNELL
ended on 1991-06-17



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