EPlicensed - US FINRA/ SEC Record Search

Company Name:

REAVES ASSET MANAGEMENT

Alternative Name:

W. H. REAVES & CO., INC.

Address:

10 EXCHANGE PLACE, 18TH FLOOR, JERSEY CITY NJ 7302

CRD Number:

3140

SEC Number:

801-13457

Financial Regulator:

SEC/ FINRA

Website:

http://www.whreaves.com

Registration started

Ended

1974

1975

1976

1977

1978

1979

1980

1981

1982

1983

1984

1985

1986

1987

1988

1989

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

CDR: 802299

ALFRED FREEMAN

started on 1974-12-17

CDR: 600238

JOHN WILSON

started on 1975-05-28

CDR: 824052

WILLIAM FERER

started on 1976-06-24

CDR: 824052

WILLIAM FERER

ended on 1977-04-03

CDR: 600238

JOHN WILSON

ended on 1978-07-08

CDR: 1061727

LLOYD KARP

LLOYD RUSSELL KARP

started on 1982-09-24

CDR: 1172889

John Kirkpatrick

started on 1983-08-23

CDR: 1172889

John Kirkpatrick

ended on 1983-09-08

CDR: 802299

ALFRED FREEMAN

ended on 1984-07-13

CDR: 1172889

John Kirkpatrick

started on 1986-10-10

CDR: 824052

WILLIAM FERER

started on 1987-08-20

CDR: 1381203

DANIEL NICHOLAS

DANIEL MICHAEL NICHOLAS

started on 1988-09-02

CDR: 1558158

CHRISTINE SANDLER

CHRIS MARGARITES CHRISTINE G MARGARITES CHRISTINE GEORGIA MARGARITES CHRISTINE SANDLER

started on 1990-01-17

CDR: 2179467

JOHN BRIGHT

started on 1992-11-30

CDR: 2218479

RONALD SORENSON

RONALD J SORENSON

started on 1992-04-09

CDR: 1854596

Thomas Grimes

TOM GRIMES

started on 1993-06-25

CDR: 2368027

Rowland Wilhelm

ROWLAND OTTO WILHELM JR

started on 1993-07-06

CDR: 1558158

CHRISTINE SANDLER

CHRIS MARGARITES CHRISTINE G MARGARITES CHRISTINE GEORGIA MARGARITES CHRISTINE SANDLER

ended on 1993-05-24

CDR: 2457301

CHRISTOPHER SORENSON

CHRISTOPHER S SORENSON

started on 1994-05-19

CDR: 2457301

CHRISTOPHER SORENSON

CHRISTOPHER S SORENSON

ended on 1994-05-27

CDR: 2248307

JOHN BARTLETT

started on 1996-10-22

CDR: 2179467

JOHN BRIGHT

ended on 1996-10-04

CDR: 1381203

DANIEL NICHOLAS

DANIEL MICHAEL NICHOLAS

ended on 1996-10-04

CDR: 1041996

DAVID PASS

started on 1997-07-15

CDR: 2218479

RONALD SORENSON

RONALD J SORENSON

started on 1997-10-21

CDR: 1172889

John Kirkpatrick

ended on 1997-04-18

CDR: 1596549

LOUIS CIMINO

started on 1999-04-20

CDR: 2962685

M VUCHETICH

started on 2000-05-09

CDR: 1061727

LLOYD KARP

LLOYD RUSSELL KARP

ended on 2002-12-02

CDR: 1661387

FRANCIS MCDONOUGH

FRANCIS MCDONOUGH FRANK MCDONOUGH

started on 2003-02-07

CDR: 1854596

Thomas Grimes

TOM GRIMES

ended on 2005-01-18

CDR: 1438230

RICHARD BRANDON

RICK BRANDON

started on 2006-06-27

CDR: 2512256

TIMOTHY PORTER

TIM PORTER TIMOTHY OTTAVIANI PORTER

started on 2006-06-05

CDR: 2749478

DOUGLAS CROSSMAN

DOUG CROSSMAN DOUGLAS S. CROSSMAN DOUGLAS SCOTT CROSSMAN

started on 2006-10-10

CDR: 2339020

PAMELA MALEWICH

PAMELA HARMKE

started on 2006-11-10

CDR: 4257211

DANIEL TRIGGS

started on 2006-11-03

CDR: 1661387

FRANCIS MCDONOUGH

FRANCIS MCDONOUGH FRANK MCDONOUGH

ended on 2006-01-30

CDR: 2339020

PAMELA MALEWICH

PAMELA HARMKE

started on 2007-12-03

CDR: 728843

Alison Davis-Rodriguez

ALISON WENDY DAVIS ALISON DAVIS-RODRIGUEZ ALISON RODRIGUEZ

started on 2007-06-01

CDR: 2749478

DOUGLAS CROSSMAN

DOUG CROSSMAN DOUGLAS S. CROSSMAN DOUGLAS SCOTT CROSSMAN

ended on 2007-04-23

CDR: 2042897

COLLEEN MURDOCK

COLLEEN R MURDOCK

started on 2008-07-23

CDR: 4414330

JASON LAMPA

started on 2008-07-09

CDR: 1438230

RICHARD BRANDON

RICK BRANDON

ended on 2008-08-13

CDR: 5744260

JOSEPH HICKMAN

started on 2010-01-13

CDR: 5477582

KATHLEEN OBRIEN

KATHLEEN HELEN BANDILLE KATHLEEN HELEN O'BRIEN KIRI O'BRIEN

started on 2010-01-04

CDR: 1123944

GERALD PINKERTON

JERRY PINKERTON

started on 2010-05-13

CDR: 2042897

COLLEEN MURDOCK

COLLEEN R MURDOCK

ended on 2010-01-05

CDR: 4414330

JASON LAMPA

ended on 2010-03-17

CDR: 2419502

MARY MULVEY

MARY VERONICA MONAHAN MARY VERONICA RAMBONE

started on 2012-09-07

CDR: 2573861

JOHN MARAVIGLIA

JOHN S MARAVIGLIA

started on 2012-07-17

CDR: 2962685

M VUCHETICH

ended on 2012-05-16

CDR: 1123944

GERALD PINKERTON

JERRY PINKERTON

ended on 2012-02-23

CDR: 6108513

Meghan Dolan

started on 2013-07-13

CDR: 2339020

PAMELA MALEWICH

PAMELA HARMKE

ended on 2013-07-15

CDR: 2339020

PAMELA MALEWICH

PAMELA HARMKE

ended on 2013-07-15

CDR: 1854596

Thomas Grimes

TOM GRIMES

started on 2014-02-03

CDR: 3131962

VINCENT CELAURO

VINCENT J CELAURO

started on 2014-03-28

CDR: 2573861

JOHN MARAVIGLIA

JOHN S MARAVIGLIA

ended on 2014-02-25

CDR: 3171296

THOMAS HARMKE

started on 2015-08-28

CDR: 2419502

MARY MULVEY

MARY VERONICA MONAHAN MARY VERONICA RAMBONE

ended on 2019-04-22

CDR: 1596549

LOUIS CIMINO

ended on 2019-04-22

CDR: 1041996

DAVID PASS

ended on 2019-04-22

CDR: 2218479

RONALD SORENSON

RONALD J SORENSON

ended on 2019-04-22

CDR: 5744260

JOSEPH HICKMAN

ended on 2019-04-22

CDR: 824052

WILLIAM FERER

ended on 2019-04-22

CDR: 728843

Alison Davis-Rodriguez

ALISON WENDY DAVIS ALISON DAVIS-RODRIGUEZ ALISON RODRIGUEZ

ended on 2019-04-17

CDR: 2512256

TIMOTHY PORTER

TIM PORTER TIMOTHY OTTAVIANI PORTER

ended on 2019-04-22

CDR: 6108513

Meghan Dolan

ended on 2019-04-17

CDR: 3171296

THOMAS HARMKE

ended on 2019-04-22

CDR: 2248307

JOHN BARTLETT

ended on 2019-04-22

CDR: 5477582

KATHLEEN OBRIEN

KATHLEEN HELEN BANDILLE KATHLEEN HELEN O'BRIEN KIRI O'BRIEN

ended on 2019-04-17

CDR: 1854596

Thomas Grimes

TOM GRIMES

ended on 2019-04-17

CDR: 4257211

DANIEL TRIGGS

ended on 2019-04-22

CDR: 3131962

VINCENT CELAURO

VINCENT J CELAURO

ended on 2019-04-22

CDR: 2368027

Rowland Wilhelm

ROWLAND OTTO WILHELM JR

ended on 2019-04-17

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