Company Name:
REGENCY INVESTMENT ADVISORS INC
Address:
1312 W HERNDON, SUITE 101, FRESNO CA 93711
CRD Number:
106990
SEC Number:
801-44406
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2097334
PHILIP RAY
DANIEL RAY
started on 1998-03-27
CDR: 2201575
STEPHEN GUINN
STEPHEN W GUINN
started on 1998-07-23
CDR: 6457462
JAMES O'BRIEN
started on 2015-05-14
CDR: 6457462
JAMES O'BRIEN
ended on 2015-05-15
CDR: 6327059
ALEXANDER AMUNDSON
ALEXANDER AMUNDSON
started on 2016-02-04
CDR: 6397955
ASHLEE VENEMAN
started on 2018-05-07
CDR: 6397955
ASHLEE VENEMAN
ended on 2018-07-30
CDR: 7159520
Jim Nakamura
started on 2019-09-27
CDR: 6648136
Sarah Nadiri
Sarah Juliet Hollingsworth Sarah Hollingsworth
started on 2019-07-29
CDR: 7196331
Wade Wallace
started on 2019-11-22
CDR: 6327059
ALEXANDER AMUNDSON
ALEXANDER AMUNDSON
ended on 2019-03-01
CDR: 7272011
Karen Kinzel
Karen Lynn Hogue Karen Lynne Kinzel Karen Lynn Russell
started on 2020-08-11
CDR: 2899202
JUDSON MYERS
started on 2020-01-07
CDR: 7159520
Jim Nakamura
ended on 2020-04-20



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