Company Name:
RICE HALL JAMES & ASSOCIATES LLC
Address:
600 WEST BROADWAY SUITE 1000, SAN DIEGO CA 92101
CRD Number:
125410
SEC Number:
801-61905
Financial Regulator:
SEC/ FINRA
Website:
http://www.rhjfunds.com
Registration started
Ended
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2336062
TIMOTHY TODARO
started on 2003-03-28
CDR: 1918831
THOMAS MCDOWELL
THOMAS MCCOWELL
started on 2003-03-28
CDR: 2335569
GARY RICE
started on 2003-03-28
CDR: 4551637
THUONG-THAO BUU-HOAN
started on 2003-03-28
CDR: 2139752
KEVIN HAMILTON
started on 2003-04-01
CDR: 2345920
CHARLES KING
started on 2003-03-28
CDR: 2754646
IFTACH SHERES
DOUG SHERES I. DOUGLAS SHERES IFTACH D SHERES DOUGLAS SHERES
started on 2003-03-28
CDR: 4551637
THUONG-THAO BUU-HOAN
ended on 2007-11-13
CDR: 2139752
KEVIN HAMILTON
ended on 2007-11-13
CDR: 2754646
IFTACH SHERES
DOUG SHERES I. DOUGLAS SHERES IFTACH D SHERES DOUGLAS SHERES
ended on 2007-11-13
CDR: 2345920
CHARLES KING
ended on 2009-06-03
CDR: 4551637
THUONG-THAO BUU-HOAN
started on 2010-04-30
CDR: 2371370
ANTHON SHAW
TONY SHAW
started on 2010-10-21
CDR: 2754646
IFTACH SHERES
DOUG SHERES I. DOUGLAS SHERES IFTACH D SHERES DOUGLAS SHERES
started on 2011-12-19
CDR: 2754646
IFTACH SHERES
DOUG SHERES I. DOUGLAS SHERES IFTACH D SHERES DOUGLAS SHERES
ended on 2012-01-31
CDR: 4794079
ANDREW ROTHSTEIN
started on 2019-05-07
CDR: 6721106
Eric Fuhrman
Eric Fuhrman
started on 2019-05-07
CDR: 7090316
Jordan Warrington
Jordyn Marie Warrington
started on 2019-10-17
CDR: 7090316
Jordan Warrington
Jordyn Marie Warrington
ended on 2020-02-18



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