Company Name:
RICE PONTES CAPITAL, INC.
CRD Number:
40056
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 1496668
ANTHONY PONTES
ANTHONY JOSEPH PONTES
started on 1996-07-17
CDR: 1233413
DAVID RICE
started on 1996-07-17
CDR: 2055289
DANIEL LEONARD
started on 2012-08-01
CDR: 12049
ALDO BARBAGLIA
started on 2013-08-03
CDR: 12049
ALDO BARBAGLIA
ended on 2015-10-16
CDR: 2055289
DANIEL LEONARD
ended on 2016-01-13
CDR: 1496668
ANTHONY PONTES
ANTHONY JOSEPH PONTES
ended on 2016-11-30
CDR: 1233413
DAVID RICE
ended on 2016-11-30



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