Company Name:
RICHARD SCOTT ASSET MANAGEMENT, INC.
CRD Number:
14590
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1984
1985
1986
1987
1988
1989
1990
1991
CDR: 860437
WADE SADLER
started on 1984-03-16
CDR: 1415835
JEFFREY MALKEN
started on 1988-09-06
CDR: 703910
LESLIEANNE MOORE
LESLIEANNE HAFFENDEN LESLIE ANNE MOORE
started on 1988-09-23
CDR: 1742856
BRIAN RICKERSON
BRIAN RICKERSON
started on 1988-09-16
CDR: 1011208
HARRIS HOLZBERG
started on 1989-05-25
CDR: 1077640
JEFFREY SCHULER
started on 1989-04-05
CDR: 1209947
FRANK MORONE
started on 1989-05-02
CDR: 1524004
HORACE POTTS
HODDY POTTS HORACE TURLEY POTTS
started on 1989-08-24
CDR: 1209947
FRANK MORONE
ended on 1989-10-24
CDR: 2000760
EDWARD VENEZIA
started on 1990-01-26
CDR: 2000760
EDWARD VENEZIA
ended on 1990-12-21
CDR: 1011208
HARRIS HOLZBERG
ended on 1990-11-26
CDR: 1415835
JEFFREY MALKEN
ended on 1990-12-21
CDR: 1077640
JEFFREY SCHULER
ended on 1990-11-14
CDR: 703910
LESLIEANNE MOORE
LESLIEANNE HAFFENDEN LESLIE ANNE MOORE
ended on 1990-12-21
CDR: 1742856
BRIAN RICKERSON
BRIAN RICKERSON
ended on 1990-12-24
CDR: 1524004
HORACE POTTS
HODDY POTTS HORACE TURLEY POTTS
ended on 1990-12-21
CDR: 860437
WADE SADLER
ended on 1991-03-19



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