Company Name:
RIDGEWOOD SECURITIES CORPORATION
CRD Number:
15453
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 1332429
ROBERT SWANSON
started on 1986-06-02
CDR: 716282
FRANK RAMSAY
started on 1986-09-02
CDR: 1654953
PATRICK SHEA
PATRICK SHEA TERRY SHEA
started on 1988-10-10
CDR: 1833067
ROBERT GOLD
started on 1988-07-27
CDR: 1654953
PATRICK SHEA
PATRICK SHEA TERRY SHEA
ended on 1989-11-18
CDR: 716282
FRANK RAMSAY
ended on 1991-07-26
CDR: 2714641
JOSEPH HEYISON
started on 1996-02-26
CDR: 2142604
Leslie Golden
LESLIE WOLFF GOLDEN LESLIE R WOLFF LESLIE RUTH WOLFF LESLIE WOLFF
started on 2003-03-13
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
started on 2003-01-16
CDR: 2714641
JOSEPH HEYISON
ended on 2003-01-02
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
ended on 2003-06-26
CDR: 4944412
JEFFREY STRASBERG
started on 2005-06-29
CDR: 4381456
Roger Fout
started on 2007-05-31
CDR: 4863604
ANNE PETERSON
ANNE POND
started on 2007-05-22
CDR: 2342156
ADRIAN DOHERTY
ADRIAN WALTER DOHERTY JR BUZZ DOHERTY
started on 2007-07-18
CDR: 4697508
STEFFAN DYE
started on 2007-03-19
CDR: 1652931
MARCUS FALLER
MARCUS WILLIAM FALLER MARK W. FALLER MARK WILLIAM FALLER MARK FALLER
started on 2007-08-21
CDR: 2220969
STEPHEN KRAAKEVIK
started on 2007-04-03
CDR: 2980542
JOSHUA HARMON
started on 2007-03-29
CDR: 4135669
JAMES KEENER
JAMES JAY KEENER
started on 2007-03-15
CDR: 2594584
Kendall Best
KENDALL R LEWIS
started on 2007-08-06
CDR: 4410672
MICHAEL HOLLISTER
started on 2007-04-02
CDR: 2728556
Christopher Hines
started on 2007-03-14
CDR: 3043036
Kevin Deacy
KEVIN MICHAEL DEACY
started on 2007-03-12
CDR: 2578212
ANDREW ZINMAN
DREW ZINMAN
started on 2007-04-09
CDR: 4803513
ANDREW BARNUM
ANDREW C.B. BARNUM ANDREW COSTAS BETHUS BARNUM ANDREW BARNUM
started on 2007-08-21
CDR: 2366009
WILLIAM SHEA
BILL SHEA BILLY SHEA
started on 2007-05-16
CDR: 2534712
MARK JOHNSON
started on 2007-03-19
CDR: 4135669
JAMES KEENER
JAMES JAY KEENER
ended on 2007-05-14
CDR: 5101382
TRACY MOUSNER
started on 2008-08-11
CDR: 3243615
JAMIE HARMON
JAMIE R HARMON
started on 2008-08-18
CDR: 4379849
DAVID LEGACY
DAVE LEGACY DAVID BRIAN LEGACY JR. DAVID BRIAN LEGACY
started on 2008-06-03
CDR: 5313386
ROBERT CAREY
ROB CAREY ROBERT W CAREY
started on 2008-09-17
CDR: 1271626
KENNETH WLOSEK
started on 2008-08-13
CDR: 4381456
Roger Fout
ended on 2008-08-08
CDR: 1652931
MARCUS FALLER
MARCUS WILLIAM FALLER MARK W. FALLER MARK WILLIAM FALLER MARK FALLER
ended on 2008-03-13
CDR: 2220969
STEPHEN KRAAKEVIK
ended on 2008-03-13
CDR: 2810696
HAROLD MEEKS
HAROLD EVERETT MEEKS
started on 2009-06-26
CDR: 4863604
ANNE PETERSON
ANNE POND
ended on 2009-12-22
CDR: 2342156
ADRIAN DOHERTY
ADRIAN WALTER DOHERTY JR BUZZ DOHERTY
ended on 2009-11-03
CDR: 2534712
MARK JOHNSON
ended on 2009-01-20
CDR: 2112644
PATRICIA PALMER
PATRICIA PALMER NANCE PATTY LEE PALMER PATTY PALMER
started on 2010-03-05
CDR: 4410672
MICHAEL HOLLISTER
ended on 2010-10-19
CDR: 5313386
ROBERT CAREY
ROB CAREY ROBERT W CAREY
ended on 2010-09-27
CDR: 2636466
RICHARD GOCKELMAN
RICHARD M GOCKELMAN
started on 2011-11-30
CDR: 2594584
Kendall Best
KENDALL R LEWIS
ended on 2011-03-03
CDR: 2578212
ANDREW ZINMAN
DREW ZINMAN
ended on 2011-01-03
CDR: 5043207
MIRNA VALDES
started on 2013-09-30
CDR: 5101382
TRACY MOUSNER
ended on 2013-07-15
CDR: 3243615
JAMIE HARMON
JAMIE R HARMON
ended on 2013-12-11
CDR: 4379849
DAVID LEGACY
DAVE LEGACY DAVID BRIAN LEGACY JR. DAVID BRIAN LEGACY
ended on 2013-12-05
CDR: 2636466
RICHARD GOCKELMAN
RICHARD M GOCKELMAN
ended on 2013-03-25
CDR: 2112644
PATRICIA PALMER
PATRICIA PALMER NANCE PATTY LEE PALMER PATTY PALMER
ended on 2013-01-23
CDR: 2728556
Christopher Hines
ended on 2014-02-18
CDR: 4803513
ANDREW BARNUM
ANDREW C.B. BARNUM ANDREW COSTAS BETHUS BARNUM ANDREW BARNUM
ended on 2014-08-01
CDR: 1271626
KENNETH WLOSEK
ended on 2014-04-15
CDR: 6118544
CONNOR KAMP
started on 2015-09-30
CDR: 3193170
ROBERT NICHOLSON
ROB NICHOLSON
started on 2015-08-07
CDR: 4694902
BRUCE PAEGEL
started on 2015-09-25
CDR: 1332429
ROBERT SWANSON
ended on 2015-11-09
CDR: 3043036
Kevin Deacy
KEVIN MICHAEL DEACY
ended on 2015-07-31
CDR: 4429614
Ronald Glasgow
RONALD A GLASGOW II RONALD ALLEN GLASGOW II RONALD ALLEN GLASGOW RONALD A GLASGOW II Ron Glasgow
started on 2016-01-25
CDR: 2142604
Leslie Golden
LESLIE WOLFF GOLDEN LESLIE R WOLFF LESLIE RUTH WOLFF LESLIE WOLFF
ended on 2016-12-06
CDR: 6118544
CONNOR KAMP
ended on 2016-04-26
CDR: 3193170
ROBERT NICHOLSON
ROB NICHOLSON
ended on 2016-04-26
CDR: 5043207
MIRNA VALDES
ended on 2016-12-27
CDR: 4429614
Ronald Glasgow
RONALD A GLASGOW II RONALD ALLEN GLASGOW II RONALD ALLEN GLASGOW RONALD A GLASGOW II Ron Glasgow
ended on 2016-11-07
CDR: 4697508
STEFFAN DYE
ended on 2017-02-14
CDR: 2980542
JOSHUA HARMON
ended on 2017-01-03
CDR: 2366009
WILLIAM SHEA
BILL SHEA BILLY SHEA
ended on 2017-01-03
CDR: 4694902
BRUCE PAEGEL
ended on 2017-01-03
CDR: 2810696
HAROLD MEEKS
HAROLD EVERETT MEEKS
ended on 2017-01-03
CDR: 4944412
JEFFREY STRASBERG
ended on 2019-12-23
CDR: 1833067
ROBERT GOLD
ended on 2019-10-24



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