Company Name:
RIVERNORTH CAPITAL MANAGEMENT, LLC
Address:
SUITE 645, 325 N LASALLE, CHICAGO IL 60654
CRD Number:
122020
SEC Number:
801-61533
Financial Regulator:
SEC/ FINRA
Website:
http://www.rivernorth.com
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 4581937
BRIAN SCHMUCKER
started on 2001-01-26
CDR: 1910483
DONALD BEASLEY
started on 2001-01-26
CDR: 1017416
TIMOTHY CHAPMAN
started on 2001-01-26
CDR: 4583423
RICHARD FRANCISCO
started on 2001-09-20
CDR: 1910483
DONALD BEASLEY
ended on 2002-12-31
CDR: 1017416
TIMOTHY CHAPMAN
ended on 2002-12-31
CDR: 4616247
BRIAN BOLLMAN
started on 2003-04-21
CDR: 2898698
JENNIFER HANAU
JENNIFER L BOBE JENNIFER LEIGH BOBE JENNIFER L HANAU JENNIFER L SCHMUCKER JENNIFER LEIGH SCHMUCKER
started on 2003-01-15
CDR: 2898698
JENNIFER HANAU
JENNIFER L BOBE JENNIFER LEIGH BOBE JENNIFER L HANAU JENNIFER L SCHMUCKER JENNIFER LEIGH SCHMUCKER
ended on 2003-11-11
CDR: 4869392
PATRICK GALLEY
PATRICK W GALLEY
started on 2004-11-03
CDR: 1801826
JAMES LEWIS
JAMES B LEWIS JIM LEWIS
started on 2006-06-02
CDR: 4427144
SCOTT RIETHMAN
SCOTT M RIETHMAN
started on 2006-04-24
CDR: 4616247
BRIAN BOLLMAN
ended on 2006-11-07
CDR: 1801826
JAMES LEWIS
JAMES B LEWIS JIM LEWIS
ended on 2006-08-08
CDR: 4427144
SCOTT RIETHMAN
SCOTT M RIETHMAN
ended on 2007-03-30
CDR: 5284868
CHRISTOPHER LAKUMB
started on 2009-07-06
CDR: 6010603
RENEE LUCAS
started on 2012-05-07
CDR: 4416631
ERIC PESTRUE
started on 2012-12-10
CDR: 6142796
TREVOR ANDREWS
started on 2012-12-10
CDR: 2360329
WILLIAM WEBB
ALLEN WEBB W. ALLEN WEBB JR WILLIAM A. WEBB JR WILLIAM ALLEN WEBB JR.
started on 2012-12-10
CDR: 5284868
CHRISTOPHER LAKUMB
ended on 2012-02-06
CDR: 3129545
JAMIE BANNISTER
JAMIE E BANNISTER
started on 2013-09-03
CDR: 5284868
CHRISTOPHER LAKUMB
started on 2013-10-22
CDR: 6163150
JAMES NOLAN
JAY NOLAN
started on 2013-08-30
CDR: 6010603
RENEE LUCAS
ended on 2013-07-09
CDR: 4583423
RICHARD FRANCISCO
ended on 2013-05-10
CDR: 4568557
PHILIP BARTOW
started on 2015-10-27
CDR: 6142796
TREVOR ANDREWS
ended on 2015-03-19
CDR: 6029253
YUNG-HSU CHANG
MICHELLE CHANG
started on 2016-08-15
CDR: 3129545
JAMIE BANNISTER
JAMIE E BANNISTER
ended on 2016-04-27
CDR: 5041737
ANDREW KERAI
ANDREW P KERAI
started on 2017-05-02
CDR: 5791223
PATRICK DILLON
started on 2017-05-02
CDR: 6029253
YUNG-HSU CHANG
MICHELLE CHANG
ended on 2018-03-29
CDR: 4568557
PHILIP BARTOW
ended on 2019-05-22
CDR: 5791223
PATRICK DILLON
ended on 2019-03-12
CDR: 6163150
JAMES NOLAN
JAY NOLAN
ended on 2019-06-27
CDR: 1652323
TETSUO ARAKI
ROCKY ARAKI
started on 2020-07-13



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