Company Name:
R.L. SMITH & ASSOCIATES, INC.
CRD Number:
10262
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1981
1982
1983
1984
CDR: 737067
DENNIS DENOBLE
started on 1981-12-07
CDR: 1043141
NORMAN IRONSIDE
started on 1982-05-13
CDR: 726576
ERNEST LANOY
started on 1982-02-03
CDR: 1043156
M Tom Peterson
M TOM PETERSON MERRILL TOM PETERSON
started on 1982-05-24
CDR: 707388
RICHARD LUCAS
RICK LUCAS JR RICK LUCAS
started on 1982-04-13
CDR: 1026265
VINCENT MCGUIRE
started on 1982-01-04
CDR: 726576
ERNEST LANOY
ended on 1982-08-06
CDR: 1043156
M Tom Peterson
M TOM PETERSON MERRILL TOM PETERSON
ended on 1982-07-12
CDR: 737067
DENNIS DENOBLE
ended on 1982-06-10
CDR: 1180058
ALBERT YUAN
SHINNAI SHINNAI YUAN
started on 1983-10-19
CDR: 832624
JAMES WILLIS
JAMES ATKINS WILLIS
started on 1983-09-08
CDR: 721140
ROBERT TEW
started on 1983-05-06
CDR: 1180963
KELLY TRIMBLE
started on 1983-09-22
CDR: 1107162
JAMES ELAM
JAMES WARREN JR ELAM JIM ELAM
started on 1983-05-05
CDR: 1162597
ROBERT GLEAVE
started on 1983-07-21
CDR: 721140
ROBERT TEW
ended on 1983-08-23
CDR: 707388
RICHARD LUCAS
RICK LUCAS JR RICK LUCAS
ended on 1983-07-11
CDR: 1107162
JAMES ELAM
JAMES WARREN JR ELAM JIM ELAM
ended on 1983-07-11
CDR: 1026265
VINCENT MCGUIRE
ended on 1983-05-16
CDR: 1180772
MICHAEL HUGHES
started on 1984-01-11
CDR: 1043141
NORMAN IRONSIDE
ended on 1984-03-26
CDR: 1180058
ALBERT YUAN
SHINNAI SHINNAI YUAN
ended on 1984-09-11
CDR: 832624
JAMES WILLIS
JAMES ATKINS WILLIS
ended on 1984-03-27
CDR: 1180772
MICHAEL HUGHES
ended on 1984-04-23
CDR: 1180963
KELLY TRIMBLE
ended on 1984-03-14
CDR: 1162597
ROBERT GLEAVE
ended on 1984-03-05



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