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Company Name:
ROCKDALE SECURITIES, LLC
Address:
SUITE 1200, 1123 BROADWAY, NEW YORK, NY 10010
CRD Number:
169798
CIK Number:
1592065
SEC File Number:
869392
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2015
2016
2017
2018
2019
CDR: 2065038
CHARLES BADALAMENTI
Charlie Badalamenti
started on
2015-04-02
CDR: 1526960
JEFFREY SECHREST
Jeff Sechrest
started on
2015-10-07
CDR: 1510179
ADRIENNE HART
ADRIENNE ELIZABETH HART ADRIENNE ELIZABETH YOST
started on
2015-03-31
CDR: 6669601
Francis Luby
Francis William Luby Frank Luby
started on
2016-08-11
CDR: 6673078
Maria Leonardi
started on
2016-08-05
CDR: 2821262
RICHARD OH
started on
2016-07-26
CDR: 5979298
GAURAV AGARWAL
started on
2016-06-21
CDR: 6669601
Francis Luby
Francis William Luby Frank Luby
ended on
2017-01-31
CDR: 2821262
RICHARD OH
ended on
2017-01-17
CDR: 5413605
JOREL ROTH
JOREL C ROTH
started on
2018-06-05
CDR: 5413605
JOREL ROTH
JOREL C ROTH
ended on
2018-07-31
CDR: 6673078
Maria Leonardi
ended on
2018-07-31
CDR: 5979298
GAURAV AGARWAL
ended on
2018-09-14
CDR: 2044072
JOHN ZUCKERMAN
started on
2019-01-04
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