Company Name:
ROCKEFELLER, ROTHSCHILD, & STEELE
CRD Number:
1904
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1991
1992
1993
1994
CDR: 1097982
BETTY RUBIN
started on 1991-11-15
CDR: 1752502
KWANG KIM
KEITH H KIM KEITH HO KIM KEITH KIM KWANG H KIM
started on 1992-04-13
CDR: 1523795
STEVEN HAMM
started on 1992-06-29
CDR: 1190577
LOUIS PIRO
LOUIS JOSEPH PIRO
started on 1992-04-14
CDR: 1742615
CHARLES CERNANSKY
CHUCK CERNANSKY JR
started on 1992-04-20
CDR: 1400997
MARCEL MARTINEZ
MARCEL ALBERTO MARTINEZ
started on 1992-03-04
CDR: 2155490
ALEXANDER WOLF
started on 1992-12-18
CDR: 58419
THOMAS CULLEN
started on 1992-04-03
CDR: 2179222
MICHAEL MCFARQUHAR
MICHAEL MCFARQUHAR
started on 1992-04-13
CDR: 1661983
SHIHSUEY PAI
SAM PAI
started on 1992-05-20
CDR: 1752502
KWANG KIM
KEITH H KIM KEITH HO KIM KEITH KIM KWANG H KIM
ended on 1992-09-03
CDR: 1523795
STEVEN HAMM
ended on 1992-11-19
CDR: 1190577
LOUIS PIRO
LOUIS JOSEPH PIRO
ended on 1992-10-13
CDR: 1400997
MARCEL MARTINEZ
MARCEL ALBERTO MARTINEZ
ended on 1992-08-24
CDR: 1097982
BETTY RUBIN
ended on 1992-12-24
CDR: 58419
THOMAS CULLEN
ended on 1992-05-12
CDR: 1355638
James Barber
JAMES THOMAS BARBER III JAMES THOMAS BARBER JR James Thomas Barber
started on 1993-05-04
CDR: 2295921
SCOTT MACCAUGHERN
SCOTT A MACCAUGHERN
started on 1993-09-02
CDR: 1930985
KEVIN CAMPBELL
started on 1993-04-07
CDR: 237527
WILLARD HARPSTER
BILL HARPSTER WILLARD W HARPSTER JR
started on 1993-08-06
CDR: 2170082
IRVING CAREY
IRVING THOMAS CAREY
started on 1993-06-11
CDR: 720663
RICHARD WILSON
RICH WILSON RICHARD GLEN WILSON
started on 1993-08-20
CDR: 340624
SANFORD MORRIS
started on 1993-07-16
CDR: 2187847
ROSS ROZEN
started on 1993-06-05
CDR: 1674968
KENNETH DALY
started on 1993-09-28
CDR: 342971
HARVEY MURDOCK
HARV MURDOCK HARVEY L MURDOCK HARVEY LEE MURDOCK
started on 1993-09-01
CDR: 1695285
JOHN HORJES
started on 1993-04-26
CDR: 1912950
DONALD RAILSBACK
DINALD KELLY RAILSBACK
started on 1993-09-02
CDR: 1670353
Peggy Pinkerton
PEGGY IRENE BAHL KNOTHE HAMPTON PEGGY IRENE HAMPTON PEGGY HAMPTON PEGGY IRENE HOSKINS PEGGY IRENE KNOTHE PEGGY KNOTHE PEGGI I PINKERTON PEGGY I PINKERTON PEGGY PINKERTON
started on 1993-10-20
CDR: 2195547
RICHARD STEELE
JR RICHARD KENT STEELE RICHARD K STEELE JR RICK STEELE JR RICK STEELE RICK STELLE JR
started on 1993-01-13
CDR: 1690224
Michael Petrusha
MICHAEL EDWARD PETRUSHA MIKE PETRUSHA
started on 1993-11-29
CDR: 67432
ROBERT DICKINSON
BOB DICKINSON
started on 1993-09-09
CDR: 1911946
DANNY PINKERTON
started on 1993-04-03
CDR: 2206018
DROR HARSINAY
ROY GARSINAY
started on 1993-12-16
CDR: 28211
RAYMOND BRADFORD
RAY W BRADFORD RAY WILLIAM BRADFORD RAYMOND W BRADFORD
started on 1993-08-03
CDR: 2332210
KEVIN KIRKPATRICK
started on 1993-07-06
CDR: 844428
ELTON JOHNSON
started on 1993-06-18
CDR: 2157914
MICHAEL COLLINS
MIKE COLLINS
started on 1993-06-18
CDR: 2213078
THOMAS TAYLOR
THOMAS JOHN TAYLOR
started on 1993-03-11
CDR: 1355638
James Barber
JAMES THOMAS BARBER III JAMES THOMAS BARBER JR James Thomas Barber
ended on 1993-06-09
CDR: 2155490
ALEXANDER WOLF
ended on 1993-01-19
CDR: 2170082
IRVING CAREY
IRVING THOMAS CAREY
ended on 1993-10-06
CDR: 2187847
ROSS ROZEN
ended on 1993-07-29
CDR: 1695285
JOHN HORJES
ended on 1993-08-07
CDR: 2179222
MICHAEL MCFARQUHAR
MICHAEL MCFARQUHAR
ended on 1993-01-15
CDR: 844428
ELTON JOHNSON
ended on 1993-09-29
CDR: 2213078
THOMAS TAYLOR
THOMAS JOHN TAYLOR
ended on 1993-11-18
CDR: 2337780
Michael Pineda
MICHAEL R PINEDA
started on 1994-01-12
CDR: 2002197
JOHN ORLANDO
JOHN ORLANDO
started on 1994-03-12
CDR: 2389596
DAVID KUZIA
started on 1994-04-19
CDR: 1980744
RICKY JAY
RICK ALANN JAY
started on 1994-06-02
CDR: 1880960
THOMAS BEVACQUA
TOM BEVACQUA
started on 1994-02-01
CDR: 2295921
SCOTT MACCAUGHERN
SCOTT A MACCAUGHERN
ended on 1994-07-12
CDR: 1930985
KEVIN CAMPBELL
ended on 1994-08-05
CDR: 237527
WILLARD HARPSTER
BILL HARPSTER WILLARD W HARPSTER JR
ended on 1994-07-05
CDR: 1742615
CHARLES CERNANSKY
CHUCK CERNANSKY JR
ended on 1994-08-08
CDR: 720663
RICHARD WILSON
RICH WILSON RICHARD GLEN WILSON
ended on 1994-07-05
CDR: 340624
SANFORD MORRIS
ended on 1994-02-25
CDR: 2337780
Michael Pineda
MICHAEL R PINEDA
ended on 1994-08-05
CDR: 2002197
JOHN ORLANDO
JOHN ORLANDO
ended on 1994-04-11
CDR: 2389596
DAVID KUZIA
ended on 1994-08-05
CDR: 1980744
RICKY JAY
RICK ALANN JAY
ended on 1994-08-05
CDR: 1674968
KENNETH DALY
ended on 1994-04-13
CDR: 342971
HARVEY MURDOCK
HARV MURDOCK HARVEY L MURDOCK HARVEY LEE MURDOCK
ended on 1994-07-05
CDR: 1912950
DONALD RAILSBACK
DINALD KELLY RAILSBACK
ended on 1994-07-05
CDR: 1670353
Peggy Pinkerton
PEGGY IRENE BAHL KNOTHE HAMPTON PEGGY IRENE HAMPTON PEGGY HAMPTON PEGGY IRENE HOSKINS PEGGY IRENE KNOTHE PEGGY KNOTHE PEGGI I PINKERTON PEGGY I PINKERTON PEGGY PINKERTON
ended on 1994-03-29
CDR: 2195547
RICHARD STEELE
JR RICHARD KENT STEELE RICHARD K STEELE JR RICK STEELE JR RICK STEELE RICK STELLE JR
ended on 1994-08-08
CDR: 1690224
Michael Petrusha
MICHAEL EDWARD PETRUSHA MIKE PETRUSHA
ended on 1994-04-07
CDR: 67432
ROBERT DICKINSON
BOB DICKINSON
ended on 1994-08-08
CDR: 1911946
DANNY PINKERTON
ended on 1994-08-24
CDR: 2206018
DROR HARSINAY
ROY GARSINAY
ended on 1994-03-29
CDR: 1880960
THOMAS BEVACQUA
TOM BEVACQUA
ended on 1994-04-05
CDR: 28211
RAYMOND BRADFORD
RAY W BRADFORD RAY WILLIAM BRADFORD RAYMOND W BRADFORD
ended on 1994-07-05
CDR: 2332210
KEVIN KIRKPATRICK
ended on 1994-07-07
CDR: 2157914
MICHAEL COLLINS
MIKE COLLINS
ended on 1994-08-05
CDR: 1661983
SHIHSUEY PAI
SAM PAI
ended on 1994-03-31



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