Company Name:
ROOSEVELT INVESTMENTS
Alternative Name:
THE ROOSEVELT INVESTMENT GROUP, LLC
Address:
SUITE 1800, 570 LEXINGTON AVE, NEW YORK NY 10022
CRD Number:
107853
SEC Number:
801-38824
Financial Regulator:
SEC/ FINRA
Website:
http://www.rooseveltinvestments.com/
Registration started
Ended
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2747484
Stephen Halley
STEVE HALLEY
started on 2009-01-14
CDR: 2370984
JOSEPH NONE FARAGI
JOSEPH FARAGI
started on 2009-01-28
CDR: 2916258
IZABELA HALLETT
IZABELA ELZBIETA SUCHECKI IZABELA ELZIBIETA SUCHECKI
started on 2010-11-03
CDR: 1171994
COURTNEY BERCINI
started on 2010-11-03
CDR: 4407770
Steven Kleiner
STEVEN LAWRENCE KLEINER
started on 2010-11-03
CDR: 4574007
TIMOTHY HERMANN
started on 2010-11-03
CDR: 4611612
CORIE GABRIEL
started on 2010-11-03
CDR: 2370984
JOSEPH NONE FARAGI
JOSEPH FARAGI
ended on 2011-11-08
CDR: 2747484
Stephen Halley
STEVE HALLEY
ended on 2013-09-20
CDR: 2747484
Stephen Halley
STEVE HALLEY
started on 2014-04-01
CDR: 4159380
Michael Maitner
started on 2015-05-20
CDR: 2747484
Stephen Halley
STEVE HALLEY
ended on 2016-07-26
CDR: 4159380
Michael Maitner
ended on 2016-08-12
CDR: 2916258
IZABELA HALLETT
IZABELA ELZBIETA SUCHECKI IZABELA ELZIBIETA SUCHECKI
ended on 2016-08-12
CDR: 1171994
COURTNEY BERCINI
ended on 2016-07-26
CDR: 4407770
Steven Kleiner
STEVEN LAWRENCE KLEINER
ended on 2016-07-26
CDR: 6889337
DOUGLAS GOBER
started on 2018-01-12
CDR: 439237
VICTORIA FILLET
VICTORIA ANNE STUTSKY
started on 2019-02-28
CDR: 1624145
JAMES ROGERS
JAMES ROGERS JIM ROGERS
started on 2019-05-06
CDR: 1111716
DANIEL ISARD
started on 2019-08-01
CDR: 4663223
RICHARD KONRAD
started on 2019-02-07
CDR: 6889337
DOUGLAS GOBER
ended on 2020-10-14



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