Company Name:
ROSEVIEW SECURITIES, LLC
Address:
SUITE 410, 100 HIGH STREET, BOSTON, MA 02110
CRD Number:
133789
CIK Number:
1311895
SEC File Number:
866775
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 224462
JOHN GOLDSMITH
JOHN H GOLDSMITH
started on 2005-06-24
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
started on 2005-06-24
CDR: 4465893
XIAOYAN LI
MARIA LI
started on 2006-10-06
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
ended on 2006-09-27
CDR: 5158251
KENNETH WITKIN
started on 2009-07-27
CDR: 224462
JOHN GOLDSMITH
JOHN H GOLDSMITH
ended on 2010-08-20
CDR: 6123477
STEPHEN CORRIDAN
started on 2012-10-24
CDR: 1121231
PAUL EBERT
started on 2012-12-13
CDR: 6083779
JOHN WALSH
JOHN THOMAS WALSH
started on 2012-08-15
CDR: 4465893
XIAOYAN LI
MARIA LI
ended on 2012-11-09
CDR: 6148109
JACOB VALLO
started on 2013-01-16
CDR: 4790548
JAY VALENTA
started on 2013-03-27
CDR: 6222925
KEVIN GALLIGAN
started on 2013-07-22
CDR: 5171701
JOHN MEAGHER
started on 2013-06-19
CDR: 6202282
BRIAN CALLAHAN
started on 2013-08-27
CDR: 6247898
JONATHAN FLOOD
JONATHAN HUGH FLOOD
started on 2013-11-18
CDR: 6133003
NIGEL KEENAN
NIGEL KEENAN
started on 2013-01-07
CDR: 1121231
PAUL EBERT
ended on 2013-04-03
CDR: 6255406
MICHAEL FALVEY
started on 2014-02-24
CDR: 6347111
MICHAEL CALIVA
MIKE CALIVA
started on 2014-10-02
CDR: 6268817
MEGHAN HARGRAVES
started on 2014-02-21
CDR: 1974092
CATHERINE TALBOT
started on 2015-07-07
CDR: 6418067
MICHAEL CAPRIO
ANTHONY ANTHONY CAPRIO
started on 2015-01-26
CDR: 5158251
KENNETH WITKIN
ended on 2015-05-20
CDR: 6148109
JACOB VALLO
ended on 2015-05-20
CDR: 6347111
MICHAEL CALIVA
MIKE CALIVA
ended on 2015-07-15
CDR: 6268817
MEGHAN HARGRAVES
ended on 2015-04-30
CDR: 6418067
MICHAEL CAPRIO
ANTHONY ANTHONY CAPRIO
ended on 2017-09-21
CDR: 1974092
CATHERINE TALBOT
ended on 2018-04-04
CDR: 6083779
JOHN WALSH
JOHN THOMAS WALSH
ended on 2018-05-10
CDR: 7111856
John Cusano
started on 2019-12-23
CDR: 6659486
ANDREW MANLEY
started on 2019-09-19
CDR: 4790548
JAY VALENTA
ended on 2019-08-09
CDR: 6222925
KEVIN GALLIGAN
ended on 2019-08-09
CDR: 6255406
MICHAEL FALVEY
ended on 2019-08-09
CDR: 6202282
BRIAN CALLAHAN
ended on 2019-08-09
CDR: 6247898
JONATHAN FLOOD
JONATHAN HUGH FLOOD
ended on 2019-08-09
CDR: 6123477
STEPHEN CORRIDAN
ended on 2020-04-01
CDR: 6659486
ANDREW MANLEY
ended on 2020-10-30
CDR: 6133003
NIGEL KEENAN
NIGEL KEENAN
ended on 2020-04-01
CDR: 7111856
John Cusano
ended on 2021-01-04
CDR: 5171701
JOHN MEAGHER
ended on 2021-02-12



Copyright 2022 EmployProof.org All rights reserved.
Court Diary