Company Name:
ROSE & COMPANY INVESTMENT BROKERS, INC.
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 404000
JOHN ROSE
started on 1972-03-17
CDR: 247220
MICHAEL HOCHFELDER
started on 1975-07-25
CDR: 822699
CYNTHIA GRAHAM
started on 1976-05-20
CDR: 247220
MICHAEL HOCHFELDER
ended on 1977-02-10
CDR: 862898
CRAIG WOOLMAN
started on 1980-12-04
CDR: 719418
FRANK GARRISON
started on 1981-04-06
CDR: 703934
DIANE ROEING
DIANE LYNETTE TAYLOR ROEING DIANE TAYLOR ROEING DIANE LYNETTE TAYLOR
started on 1981-03-04
CDR: 1013750
MARIE BRUCKER
MARIE TERESA BRUCKER
started on 1982-04-26
CDR: 1076673
CHRISTOPHER ROSSI
CHRIS ROSSI CHRISTOPHER M ROSSI
started on 1983-12-21
CDR: 1318373
WILLIAM ELLIS
started on 1983-12-29
CDR: 1074631
CONSTANTINE PELOS
DEAN A PELOS DEAN ANDREW PELOS DEAN PELOS Constantine Pelos
started on 1983-11-22
CDR: 1032127
Jane Pieti
JANE HANSON JANE NONE PIETI JANE PIETI
started on 1983-02-01
CDR: 862898
CRAIG WOOLMAN
ended on 1983-11-07
CDR: 1013750
MARIE BRUCKER
MARIE TERESA BRUCKER
ended on 1983-03-14
CDR: 1175273
NANCY BELL
NANCY THERESE SETTLE BELL NANCY THERESA BRAASCH NANCY T SETTLE NANCY THERESA SETTLE
started on 1984-06-20
CDR: 1075872
JACK ROSA
started on 1984-02-16
CDR: 1230868
PATRICIA BRESNAHAN
PATRICIA NORA LLEWELLYN
started on 1984-01-25
CDR: 1067930
CHARLES WILLIAMS
CHARLES MASON JR WILLIAMS
started on 1984-02-16
CDR: 1085728
BARI HAVLIK
BARI A MANZARI BARI ANN MANZARI
started on 1984-05-22
CDR: 1275322
Paul Wojtyla
started on 1984-06-20
CDR: 1141229
DEBORAH BELL
DEBORAH ELIZABETH HAMZA
started on 1984-05-29
CDR: 1241133
Deirdre Cherry
DEIRDRE ANN CHERRY Deirdre A Cherry
started on 1984-04-18
CDR: 1241133
Deirdre Cherry
DEIRDRE ANN CHERRY Deirdre A Cherry
ended on 1984-05-07
CDR: 1207201
ROBIN DILLON
ROBIN A. DILLON ROBIN A HANSER ROBIN ANN HANSER ROBIN ANN TAYLOR ROBIN H TAYLOR
started on 1985-11-20
CDR: 1253827
MARY PILKINGTON
MARY ELEN BERTRAND BALLIN MARY ELLEN BERTRAND BALLIN MARY ELEN BERTRAND MARY ELLEN BERTRAND MARYELLE ELLEN BERTRAND MARY ELLEN BERTRANDBALLIN
started on 1985-10-24
CDR: 1241133
Deirdre Cherry
DEIRDRE ANN CHERRY Deirdre A Cherry
started on 1985-03-29
CDR: 1409436
RONALD MOLNAR
RONALD ANTON MOLNAR
started on 1985-09-16
CDR: 1076673
CHRISTOPHER ROSSI
CHRIS ROSSI CHRISTOPHER M ROSSI
ended on 1985-06-07
CDR: 1075872
JACK ROSA
ended on 1985-10-07
CDR: 1067930
CHARLES WILLIAMS
CHARLES MASON JR WILLIAMS
ended on 1985-04-15
CDR: 1241133
Deirdre Cherry
DEIRDRE ANN CHERRY Deirdre A Cherry
ended on 1985-08-19
CDR: 1282678
CONCEPCION PEREZ
CONCHY G PEREZ CONCHY PEREZ
started on 1986-02-12
CDR: 1293387
CHRISTOPHER MCCURDY
CHRISTOPHER C MCCURDY
started on 1986-11-20
CDR: 1132394
LAUREN MCCARTHY
LAUREN MARIE BLANCHARD
started on 1986-05-27
CDR: 1373685
WILLIAM HONG
WILLIAM E HONG
started on 1986-09-23
CDR: 1197641
NANCY LAGERFELDT
NANCY JEANNE CRAIG
started on 1986-04-18
CDR: 1130915
ANN MUELLER
started on 1986-07-07
CDR: 1310772
MICHAEL DEERING
MICHAEL J DEERING
started on 1986-12-01
CDR: 1413554
HERBERT SPANGENBERG
STEPHAN HERBERT SPANGENBERG STEPHAN STEPHAN SPANGENBERG
started on 1986-07-09
CDR: 1420686
SUSAN LEAMY
SUSAN J LONG SUSAN JO LONG
started on 1986-01-31
CDR: 1048500
VIOLA YEOTES
started on 1986-10-22
CDR: 1253827
MARY PILKINGTON
MARY ELEN BERTRAND BALLIN MARY ELLEN BERTRAND BALLIN MARY ELEN BERTRAND MARY ELLEN BERTRAND MARYELLE ELLEN BERTRAND MARY ELLEN BERTRANDBALLIN
ended on 1986-06-25
CDR: 1318373
WILLIAM ELLIS
ended on 1986-06-25
CDR: 719418
FRANK GARRISON
ended on 1986-04-01
CDR: 1085728
BARI HAVLIK
BARI A MANZARI BARI ANN MANZARI
ended on 1986-09-16
CDR: 1584320
MICHAEL THOMS
MICHEAL J THOMS MIKE THOMS
started on 1987-05-22
CDR: 1594203
HANS ZIEGLER
HANS P ZIEGLER
started on 1987-02-12
CDR: 1136549
MICHELLE LEUCHTNER
MICHELLE LEUCHTNER MICHELLE R PASTEY MICHELLE RENEE PASTY MICHELLE PASTY
started on 1987-03-25
CDR: 1175273
NANCY BELL
NANCY THERESE SETTLE BELL NANCY THERESA BRAASCH NANCY T SETTLE NANCY THERESA SETTLE
ended on 1987-07-17
CDR: 1373685
WILLIAM HONG
WILLIAM E HONG
ended on 1987-07-17
CDR: 1594203
HANS ZIEGLER
HANS P ZIEGLER
ended on 1987-08-04
CDR: 1420686
SUSAN LEAMY
SUSAN J LONG SUSAN JO LONG
ended on 1987-02-24
CDR: 1762905
JEFFREY CREEK
JEFF ALLEN CREEK
started on 1988-05-25
CDR: 1537153
VINCENT LAMARCA
VINCE LAMARCA
started on 1988-11-14
CDR: 1735659
RICHARD JAKUSH
RICK JAKUSH
started on 1988-02-23
CDR: 1197641
NANCY LAGERFELDT
NANCY JEANNE CRAIG
ended on 1988-05-11
CDR: 1130915
ANN MUELLER
ended on 1988-04-22
CDR: 1310772
MICHAEL DEERING
MICHAEL J DEERING
ended on 1988-01-25
CDR: 1275322
Paul Wojtyla
ended on 1988-08-06
CDR: 1136549
MICHELLE LEUCHTNER
MICHELLE LEUCHTNER MICHELLE R PASTEY MICHELLE RENEE PASTY MICHELLE PASTY
ended on 1988-03-11
CDR: 1048500
VIOLA YEOTES
ended on 1988-04-04
CDR: 1409436
RONALD MOLNAR
RONALD ANTON MOLNAR
ended on 1988-03-05
CDR: 1796264
John Van Ermen
JOHN JOSEPH VANERMEN
started on 1989-02-01
CDR: 1707316
CRAIG ANDERSON
started on 1989-02-06
CDR: 1207201
ROBIN DILLON
ROBIN A. DILLON ROBIN A HANSER ROBIN ANN HANSER ROBIN ANN TAYLOR ROBIN H TAYLOR
ended on 1989-05-01
CDR: 404000
JOHN ROSE
ended on 1989-05-01
CDR: 1762905
JEFFREY CREEK
JEFF ALLEN CREEK
ended on 1989-05-02
CDR: 822699
CYNTHIA GRAHAM
ended on 1989-05-01
CDR: 1584320
MICHAEL THOMS
MICHEAL J THOMS MIKE THOMS
ended on 1989-05-02
CDR: 1230868
PATRICIA BRESNAHAN
PATRICIA NORA LLEWELLYN
ended on 1989-05-01
CDR: 1282678
CONCEPCION PEREZ
CONCHY G PEREZ CONCHY PEREZ
ended on 1989-05-01
CDR: 1293387
CHRISTOPHER MCCURDY
CHRISTOPHER C MCCURDY
ended on 1989-05-02
CDR: 1074631
CONSTANTINE PELOS
DEAN A PELOS DEAN ANDREW PELOS DEAN PELOS Constantine Pelos
ended on 1989-05-01
CDR: 1132394
LAUREN MCCARTHY
LAUREN MARIE BLANCHARD
ended on 1989-05-01
CDR: 703934
DIANE ROEING
DIANE LYNETTE TAYLOR ROEING DIANE TAYLOR ROEING DIANE LYNETTE TAYLOR
ended on 1989-05-01
CDR: 1537153
VINCENT LAMARCA
VINCE LAMARCA
ended on 1989-05-02
CDR: 1796264
John Van Ermen
JOHN JOSEPH VANERMEN
ended on 1989-05-02
CDR: 1413554
HERBERT SPANGENBERG
STEPHAN HERBERT SPANGENBERG STEPHAN STEPHAN SPANGENBERG
ended on 1989-05-01
CDR: 1735659
RICHARD JAKUSH
RICK JAKUSH
ended on 1989-05-02
CDR: 1141229
DEBORAH BELL
DEBORAH ELIZABETH HAMZA
ended on 1989-05-01
CDR: 1032127
Jane Pieti
JANE HANSON JANE NONE PIETI JANE PIETI
ended on 1989-05-01
CDR: 1707316
CRAIG ANDERSON
ended on 1989-05-02
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