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Company Name:
ROSE & CO. CAPITAL ADVISORS, LLC
Address:
SUITE 308, 610 5TH AVENUE, NEW YORK, NY 10020
CRD Number:
168274
CIK Number:
1579500
SEC File Number:
869298
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5571493
JONATHAN ROTHMAN
started on
2014-05-19
CDR: 2176436
SIMON ROSE
SIMON ROSE
started on
2014-05-21
CDR: 1075657
KAREN GLASSMAN
started on
2014-05-19
CDR: 6235576
ROBERT BRUCE
started on
2014-05-19
CDR: 5571493
JONATHAN ROTHMAN
ended on
2016-06-03
CDR: 4937479
ROBERT BRINBERG
started on
2017-03-24
CDR: 4898102
KRISTI MARVIN
KRISTI ANN MARVIN
started on
2017-12-13
CDR: 1075657
KAREN GLASSMAN
ended on
2017-08-16
CDR: 4127511
BLAIR MUTSCHLER
BLAIR MUTSCHLER MR.
started on
2018-06-05
CDR: 2817618
MARK SCHULTE
MARK J SCHULTE
started on
2018-09-25
CDR: 4898102
KRISTI MARVIN
KRISTI ANN MARVIN
ended on
2018-05-09
CDR: 2297884
LORI WASSERMAN
started on
2021-03-09
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