Company Name:
ROTHMAN SECURITIES, INC.
CRD Number:
13907
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
CDR: 405741
THEODORE ROTHMAN
THEODORE G ROTHMAN
started on 1983-11-21
CDR: 1241969
MICHAEL SCHWARTZ
MICHAEL SCHWARTZ
started on 1984-03-20
CDR: 1241969
MICHAEL SCHWARTZ
MICHAEL SCHWARTZ
ended on 1984-12-20
CDR: 1408470
DAVID ROTHMAN
started on 1985-09-24
CDR: 1519234
JACK BROD
started on 1988-05-02
CDR: 2052292
CHRISTOPHER DEANGELIS
started on 1990-06-28
CDR: 2193113
MICHAEL AMATO
started on 1991-11-11
CDR: 2193099
FRANK RICH
FRANK M RICH III
started on 1991-11-13
CDR: 2209765
DANIEL SIERCHIO
started on 1994-01-13
CDR: 2209765
DANIEL SIERCHIO
ended on 1994-10-07
CDR: 2052292
CHRISTOPHER DEANGELIS
ended on 1994-08-18
CDR: 2193099
FRANK RICH
FRANK M RICH III
ended on 1995-03-28
CDR: 1519234
JACK BROD
ended on 1995-05-26
CDR: 2193113
MICHAEL AMATO
ended on 1998-06-18
CDR: 4011415
NICHOLAS JR. CANUSO
NICHOLAS ANDREW CANUSO JR. NICHOLAS JR. ANDREW CANUSO AIF
started on 2001-05-01
CDR: 5549685
ANDREW ROTHMAN
started on 2011-12-14
CDR: 4011415
NICHOLAS JR. CANUSO
NICHOLAS ANDREW CANUSO JR. NICHOLAS JR. ANDREW CANUSO AIF
ended on 2012-08-30
CDR: 1408470
DAVID ROTHMAN
ended on 2013-04-19
CDR: 405741
THEODORE ROTHMAN
THEODORE G ROTHMAN
ended on 2013-11-26
CDR: 5549685
ANDREW ROTHMAN
ended on 2014-08-11



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