Company Name:
ROTHSCHILD INVESTMENT CORPORATION
Address:
SUITE 6500, 311 SOUTH WACKER DRIVE, CHICAGO IL 60606
CRD Number:
728
SEC Number:
801-7395
CIK Number:
85338
SEC File Number:
816429
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1946
1947
1948
1949
1950
1951
1952
1953
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
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1973
1974
1975
1976
1977
1978
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1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1481
PAUL ADELSON
started on 1946-01-15
CDR: 475679
DANIEL ZAKON
started on 1962-12-04
CDR: 342887
DAVID MUNWES
started on 1963-02-13
CDR: 309347
SAMUEL LIEBERMAN
started on 1971-04-22
CDR: 319713
SHARON MARETTA-CARFI
SHERRY LORRAINE CARFI SHARON LORRAINE KOOP SHERRI LORRAINE KOOP SHERRY LORRAINE MARETTA SHARON LORRAINE MARETTACARFI SHERRI MARETTACARFI SHARON LORRAINE MARETTAWALTER SHARON MARETTA WALTER
started on 1971-09-21
CDR: 437065
MICHAEL STOKEN
MICHAEL J STOKEN MICHAEL JARQIN STOKEN MICHAEL JAY STOKEN
started on 1973-01-23
CDR: 418146
WARREN SEIDEMAN
started on 1974-07-05
CDR: 815732
RICHARD KARGER
started on 1975-11-25
CDR: 418146
WARREN SEIDEMAN
ended on 1975-01-30
CDR: 319713
SHARON MARETTA-CARFI
SHERRY LORRAINE CARFI SHARON LORRAINE KOOP SHERRI LORRAINE KOOP SHERRY LORRAINE MARETTA SHARON LORRAINE MARETTACARFI SHERRI MARETTACARFI SHARON LORRAINE MARETTAWALTER SHARON MARETTA WALTER
ended on 1975-01-05
CDR: 31168
DAVID BRODE
started on 1976-03-18
CDR: 437065
MICHAEL STOKEN
MICHAEL J STOKEN MICHAEL JARQIN STOKEN MICHAEL JAY STOKEN
ended on 1978-05-10
CDR: 1001362
STEVEN KAHN
started on 1981-07-16
CDR: 1000709
PAUL GERINGER
started on 1981-08-27
CDR: 309347
SAMUEL LIEBERMAN
ended on 1981-08-06
CDR: 1072143
SANFORD KOVITZ
started on 1983-03-23
CDR: 1097308
JOHN LINEHAN
JOHN GERARD LINEHAM JOHN G LINEHAN
started on 1983-10-20
CDR: 342887
DAVID MUNWES
ended on 1983-11-08
CDR: 1097308
JOHN LINEHAN
JOHN GERARD LINEHAM JOHN G LINEHAN
ended on 1984-11-21
CDR: 31168
DAVID BRODE
ended on 1984-09-17
CDR: 1595294
EDWARD MALYSIAK
started on 1987-02-24
CDR: 842311
TERRANCE OLSON
started on 1987-11-16
CDR: 847226
JOHN WELCH
started on 1988-03-28
CDR: 1439292
LORI BOURKE
LORI JO BRUEGGEMANN
started on 1988-03-25
CDR: 1101090
WILLIAM BURNS
started on 1988-09-01
CDR: 25608
DALE BONGA
started on 1988-03-16
CDR: 1833899
OM GUPTA
started on 1989-04-18
CDR: 1953345
MITCHELL KOVITZ
MICHELL ARMIN KOVITZ
started on 1989-05-23
CDR: 1833899
OM GUPTA
ended on 1989-05-17
CDR: 2158440
EUGENE JOHNSON
started on 1991-09-18
CDR: 810330
DANIEL HORD
started on 1991-02-27
CDR: 704990
JOEL SOLOMON
started on 1991-02-20
CDR: 2023467
MATTHEW NYGAARD
MATT NYGAARD MATTHEW T NYOAARD
started on 1991-10-31
CDR: 2158458
BRADLEY DRAKE
started on 1991-09-18
CDR: 37126
JEROME BUTKUS
started on 1992-10-15
CDR: 821399
JAMES OTZKO
started on 1992-10-15
CDR: 1053582
DAVID NIELSEN
started on 1992-06-05
CDR: 2169669
LILLIAN KLAINOS
LAILJANA CIRIC LILLIAN CIRIC LILLIAN JOVANOVICH
started on 1993-03-12
CDR: 1513926
JOHN GALINSKY
JOHN SCOTT GALINSKY
started on 1993-03-31
CDR: 2169669
LILLIAN KLAINOS
LAILJANA CIRIC LILLIAN CIRIC LILLIAN JOVANOVICH
ended on 1993-06-11
CDR: 2023467
MATTHEW NYGAARD
MATT NYGAARD MATTHEW T NYOAARD
ended on 1993-09-08
CDR: 2287824
JAMES ALLEN
JAMES ALLEN JIM ALLEN James A allen
started on 1994-06-02
CDR: 1200436
JUDITH DOWNEY
JUDITH CAROLYN DAVIS JUDY DAVIS JUDITH C. SAPORITO JUDITH D SAPORITO JUDITH SAPORITO JUDITY D SAPORITO JUDY SAPORITO
started on 1994-12-05
CDR: 2519556
DAVID MITCHELL
started on 1994-12-05
CDR: 401188
WILLIAM ROBERTS
BILL ROBERTS
started on 1994-01-11
CDR: 2287824
JAMES ALLEN
JAMES ALLEN JIM ALLEN James A allen
ended on 1994-08-09
CDR: 1973526
JULIE GERACI
JULLE ANN GERACI
started on 1995-05-05
CDR: 2434602
Robert Piton
BOB PITON ROB PITON ROBERT CHRISTOPHER PITON
started on 1995-05-09
CDR: 700527
ROBERT STEINER
started on 1995-01-03
CDR: 1053582
DAVID NIELSEN
ended on 1995-02-09
CDR: 2722044
JOHN WOOD
started on 1996-03-29
CDR: 2798234
BART BONGA
started on 1996-09-25
CDR: 1973526
JULIE GERACI
JULLE ANN GERACI
ended on 1996-09-05
CDR: 2519556
DAVID MITCHELL
ended on 1996-06-05
CDR: 842311
TERRANCE OLSON
ended on 1996-07-26
CDR: 2722044
JOHN WOOD
ended on 1996-07-16
CDR: 1513926
JOHN GALINSKY
JOHN SCOTT GALINSKY
ended on 1996-07-16
CDR: 2896523
ALLISON WALSH
ALLIE TARRALL ALLISON TAYLOR TARRALL ALLISON TAYLOR WALSH
started on 1997-10-23
CDR: 2862289
RONEE GREAZEL
RONEE NICOLE FUNKHAUSER Ronee Nicole Greazel
started on 1997-07-24
CDR: 2722044
JOHN WOOD
started on 1997-09-20
CDR: 1439292
LORI BOURKE
LORI JO BRUEGGEMANN
ended on 1997-02-04
CDR: 1839554
RICHARD SALERNO
started on 1998-05-19
CDR: 1439292
LORI BOURKE
LORI JO BRUEGGEMANN
started on 1998-07-30
CDR: 1687996
DEBORAH BICANIC
DEBORAH LEE DEYOUNG
started on 1998-11-09
CDR: 38530
CHARLES CALLAHAN
started on 1998-08-05
CDR: 2896523
ALLISON WALSH
ALLIE TARRALL ALLISON TAYLOR TARRALL ALLISON TAYLOR WALSH
ended on 1998-05-22
CDR: 2862289
RONEE GREAZEL
RONEE NICOLE FUNKHAUSER Ronee Nicole Greazel
ended on 1998-03-25
CDR: 821399
JAMES OTZKO
ended on 1998-07-01
CDR: 821399
JAMES OTZKO
started on 1999-05-04
CDR: 2862317
Jonathan Shapiro
JONATHAN ARI SHAPIRO
started on 1999-07-08
CDR: 708063
BYRON MARSHALL
started on 1999-04-30
CDR: 4218857
Theodore Rupp
THEODORE JAY RUPP
started on 2000-08-08
CDR: 3239250
LORI MENDOZA
LORI A BOZICH LORI ANN BOZICH
started on 2000-05-22
CDR: 1687996
DEBORAH BICANIC
DEBORAH LEE DEYOUNG
ended on 2000-02-22
CDR: 708063
BYRON MARSHALL
ended on 2000-05-26
CDR: 401188
WILLIAM ROBERTS
BILL ROBERTS
ended on 2000-08-29
CDR: 1101090
WILLIAM BURNS
ended on 2000-04-06
CDR: 4333669
MARK ROSLAND
started on 2001-01-26
CDR: 3074243
John Conway
JOHN J CONWAY
started on 2001-03-27
CDR: 1595294
EDWARD MALYSIAK
ended on 2001-06-28
CDR: 2323170
CHRISTINE PEDERSON
started on 2002-11-12
CDR: 2459501
JOSEPH OWCZAREK
JOE O.
started on 2002-09-06
CDR: 2513948
MARY WAKSMUNDZKI
started on 2002-12-05
CDR: 4255568
JON CHERRY
started on 2002-09-11
CDR: 4329036
KIMBERLY TURBES
KIM C HUYNH KIMBERLY CHRISTINE HUYNH KIMBERLY C HUYNH
started on 2002-06-21
CDR: 4429946
MARC BRENNER
MARC S BRENNER
started on 2002-03-15
CDR: 4589014
CHRISTOPHER RECKER
CHRIS RECKER
started on 2002-11-20
CDR: 272705
RODNEY KNOX
started on 2003-01-31
CDR: 3184246
DONALD ROSEEN
started on 2003-06-03
CDR: 4424962
JASON PETITTE
started on 2003-07-03
CDR: 2385099
JODI BAUMANN
JODI LYNN BAUMANN JODI LYNN GUETZKE JODI GUETZKE
started on 2003-01-02
CDR: 2323170
CHRISTINE PEDERSON
ended on 2003-08-05
CDR: 2459501
JOSEPH OWCZAREK
JOE O.
ended on 2003-02-18
CDR: 4329036
KIMBERLY TURBES
KIM C HUYNH KIMBERLY CHRISTINE HUYNH KIMBERLY C HUYNH
ended on 2003-01-03
CDR: 4329036
KIMBERLY TURBES
KIM C HUYNH KIMBERLY CHRISTINE HUYNH KIMBERLY C HUYNH
started on 2004-02-04
CDR: 1230074
RICHARD PETERSEN
started on 2004-04-07
CDR: 1701646
SUZANNE JESSUP
started on 2004-06-30
CDR: 4782106
CHRISTIAN GERINGER
started on 2004-06-17
CDR: 272705
RODNEY KNOX
ended on 2004-08-16
CDR: 4218857
Theodore Rupp
THEODORE JAY RUPP
ended on 2004-10-01
CDR: 2862317
Jonathan Shapiro
JONATHAN ARI SHAPIRO
ended on 2004-10-01
CDR: 1200436
JUDITH DOWNEY
JUDITH CAROLYN DAVIS JUDY DAVIS JUDITH C. SAPORITO JUDITH D SAPORITO JUDITH SAPORITO JUDITY D SAPORITO JUDY SAPORITO
ended on 2004-02-04
CDR: 1839554
RICHARD SALERNO
ended on 2004-10-01
CDR: 2434602
Robert Piton
BOB PITON ROB PITON ROBERT CHRISTOPHER PITON
ended on 2004-10-01
CDR: 4333669
MARK ROSLAND
ended on 2004-10-01
CDR: 1953345
MITCHELL KOVITZ
MICHELL ARMIN KOVITZ
ended on 2004-10-01
CDR: 4429946
MARC BRENNER
MARC S BRENNER
ended on 2004-10-01
CDR: 3074243
John Conway
JOHN J CONWAY
ended on 2004-10-01
CDR: 4589014
CHRISTOPHER RECKER
CHRIS RECKER
ended on 2004-10-01
CDR: 4702417
BRADLEY HOPP
Brad Hopp
started on 2005-10-05
CDR: 2009811
FRANK CHESWICK
FRANCIS JOSEPH CHESWICK
started on 2005-04-21
CDR: 4818667
LUKE NOVAK
LUKE J NOVAK
started on 2005-11-10
CDR: 4906613
JAMES JARAMILLO
started on 2005-03-08
CDR: 3145317
ANTHONY FAUT
TONY FAUT
started on 2005-02-14
CDR: 2009811
FRANK CHESWICK
FRANCIS JOSEPH CHESWICK
ended on 2005-06-02
CDR: 4424962
JASON PETITTE
ended on 2005-01-11
CDR: 5017950
ALEXANDER CREVI
ALEXANDER CREVI
started on 2006-09-12
CDR: 4293005
JASON LEANDER
JASON ERIC LEANDER
started on 2006-01-03
CDR: 2412173
ALLAN CREVI
ALLAN CREVI
started on 2006-10-04
CDR: 2353084
DAVID BRYAN CARMAN
DAVID CARMAN
started on 2006-05-12
CDR: 4702417
BRADLEY HOPP
Brad Hopp
ended on 2006-08-31
CDR: 2385099
JODI BAUMANN
JODI LYNN BAUMANN JODI LYNN GUETZKE JODI GUETZKE
ended on 2006-10-16
CDR: 2364087
JONATHON BELL
JON BELL
started on 2007-06-27
CDR: 2092871
STEVE WANG
started on 2007-11-06
CDR: 4239855
BRIAN DAG
started on 2007-03-26
CDR: 454033
KARL VELDE
started on 2007-08-13
CDR: 2113779
BETH SMITH
BETH FRANCES BROOKS BETH FRANCES HOUTS BETH SMITHHOUTS
started on 2007-07-18
CDR: 2353084
DAVID BRYAN CARMAN
DAVID CARMAN
ended on 2007-03-01
CDR: 4255568
JON CHERRY
ended on 2007-01-17
CDR: 1481
PAUL ADELSON
ended on 2007-04-12
CDR: 3014433
KIRK RASCHER
KIRK E RASCHER
started on 2008-08-13
CDR: 5036891
Deborah Haines
DEBORAH LYNN ECKARDT DEBORAH L HAINES DEBORAH LYNN HAINES DEBORAH L RUBENSTEIN
started on 2008-08-12
CDR: 247626
RAY HOFER
started on 2008-02-04
CDR: 1072143
SANFORD KOVITZ
ended on 2008-10-28
CDR: 821399
JAMES OTZKO
ended on 2008-10-07
CDR: 4293005
JASON LEANDER
JASON ERIC LEANDER
ended on 2008-06-03
CDR: 4906613
JAMES JARAMILLO
ended on 2008-09-11
CDR: 37126
JEROME BUTKUS
ended on 2008-10-07
CDR: 5000563
LADD SOLOMON
started on 2009-10-02
CDR: 5168178
PETER DUONG
started on 2009-09-02
CDR: 2705909
Stephen Giere
STEVE EGGERT GIERE
started on 2009-04-28
CDR: 2113779
BETH SMITH
BETH FRANCES BROOKS BETH FRANCES HOUTS BETH SMITHHOUTS
ended on 2009-01-23
CDR: 1001362
STEVEN KAHN
ended on 2010-10-29
CDR: 5815710
JOSHUA LAMERS
started on 2011-05-09
CDR: 1982702
ROBERT STEINER
ROBERT M STEINER
started on 2011-03-15
CDR: 5604564
JAMES GAINES
JAMIE GAINES JIM GAINES
started on 2011-05-11
CDR: 4728087
JAMES FRANKE
started on 2011-12-15
CDR: 733861
JEFFREY MACKEVICH
started on 2011-09-19
CDR: 475679
DANIEL ZAKON
ended on 2011-08-02
CDR: 2705909
Stephen Giere
STEVE EGGERT GIERE
ended on 2011-05-06
CDR: 2309360
Angela Clark
ANGELA THERESA CLARK ANGELA THERESE CLARK ANGELA THERESA COMPANIK
started on 2012-04-05
CDR: 2364087
JONATHON BELL
JON BELL
ended on 2012-07-20
CDR: 5604564
JAMES GAINES
JAMIE GAINES JIM GAINES
ended on 2012-07-20
CDR: 5036891
Deborah Haines
DEBORAH LYNN ECKARDT DEBORAH L HAINES DEBORAH LYNN HAINES DEBORAH L RUBENSTEIN
ended on 2012-02-17
CDR: 5815710
JOSHUA LAMERS
ended on 2013-03-08
CDR: 847226
JOHN WELCH
ended on 2013-03-14
CDR: 3145317
ANTHONY FAUT
TONY FAUT
ended on 2013-03-08
CDR: 2309360
Angela Clark
ANGELA THERESA CLARK ANGELA THERESE CLARK ANGELA THERESA COMPANIK
ended on 2013-02-11
CDR: 4933807
SANDRA LAKE
started on 2014-06-16
CDR: 851441
JAMES HOFHEIMER
JIM HOFHEIMER
started on 2014-06-16
CDR: 6306669
CHADWICK SCHLETT
CHAD J SCHLETT CHAD JOSEPH SCHLETT
started on 2014-07-01
CDR: 2434602
Robert Piton
BOB PITON ROB PITON ROBERT CHRISTOPHER PITON
started on 2014-01-28
CDR: 4239855
BRIAN DAG
ended on 2014-12-01
CDR: 4329036
KIMBERLY TURBES
KIM C HUYNH KIMBERLY CHRISTINE HUYNH KIMBERLY C HUYNH
ended on 2014-12-08
CDR: 1982702
ROBERT STEINER
ROBERT M STEINER
ended on 2014-04-11
CDR: 2292186
PETER KLEIN
started on 2015-02-12
CDR: 6422870
SANDRA GUJA
started on 2015-04-28
CDR: 2292186
PETER KLEIN
ended on 2015-10-08
CDR: 6422870
SANDRA GUJA
ended on 2015-08-18
CDR: 1230074
RICHARD PETERSEN
ended on 2015-01-27
CDR: 454033
KARL VELDE
ended on 2015-12-31
CDR: 25608
DALE BONGA
ended on 2015-01-09
CDR: 6377742
Anne Francissen
ANNE THERESE FITZGERALD ANNE T FRANCISSEN ANNE THERESE FRANCISSEN ANNE FRANCISSEN
started on 2016-01-21
CDR: 6412835
WILLIAM BROWN
Bill Brown
started on 2016-05-14
CDR: 2722044
JOHN WOOD
ended on 2016-07-26
CDR: 6339797
PATRICK WILSON
started on 2017-07-20
CDR: 1796245
ROGER WEISSENBERG
started on 2017-06-20
CDR: 6342662
JUSTIN MONACO
started on 2017-06-19
CDR: 2158440
EUGENE JOHNSON
ended on 2017-06-02
CDR: 4933807
SANDRA LAKE
ended on 2017-08-04
CDR: 851441
JAMES HOFHEIMER
JIM HOFHEIMER
ended on 2017-08-04
CDR: 6658579
Cherie Chin
started on 2018-10-18
CDR: 3184246
DONALD ROSEEN
ended on 2018-02-05
CDR: 3014433
KIRK RASCHER
KIRK E RASCHER
ended on 2018-01-16
CDR: 2434602
Robert Piton
BOB PITON ROB PITON ROBERT CHRISTOPHER PITON
ended on 2018-01-08
CDR: 7037479
PETER JARRETT
started on 2019-03-22
CDR: 6377742
Anne Francissen
ANNE THERESE FITZGERALD ANNE T FRANCISSEN ANNE THERESE FRANCISSEN ANNE FRANCISSEN
ended on 2019-03-13
CDR: 3057614
JOSEPH SINDELAR
started on 2020-06-04
CDR: 700527
ROBERT STEINER
ended on 2020-07-14



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